LUCENE-9945: Extend DrillSidewaysResult to expose drillDowns and drillSideways (#159)

lucene/CHANGES.txt

@@ -245,6 +245,8 @@ Improvements
 * LUCENE-10019: Align file starts in CFS files to have proper alignment (8 bytes)
   (Uwe Schinder)
 
+* LUCENE-9945: Extend DrillSideways to support exposing FacetCollectors directly. (Greg Miller, Sejal Pawar)
+
 Bug fixes
 
 * LUCENE-9686: Fix read past EOF handling in DirectIODirectory. (Zach Chen,

lucene/facet/src/java/org/apache/lucene/facet/DrillSideways.java

@@ -210,7 +210,8 @@ public class DrillSideways {
       } else {
         searcher.search(query, hitCollector);
       }
-      return new DrillSidewaysResult(buildFacetsResult(drillDownCollector, null, null), null);
+      return new DrillSidewaysResult(
+          buildFacetsResult(drillDownCollector, null, null), null, drillDownCollector, null, null);
     }
 
     Query baseQuery = query.getBaseQuery();
@@ -272,12 +273,14 @@ public class DrillSideways {
           drillSidewaysFacetsCollectorManagers[dim].reduce(facetsCollectorsForDim);
     }
 
+    String[] drillSidewaysDims = drillDownDims.keySet().toArray(new String[0]);
+
     return new DrillSidewaysResult(
-        buildFacetsResult(
+        buildFacetsResult(drillDownCollector, drillSidewaysCollectors, drillSidewaysDims),
+        null,
         drillDownCollector,
         drillSidewaysCollectors,
-            drillDownDims.keySet().toArray(new String[0])),
+        drillSidewaysDims);
-        null);
   }
 
   /** Search, sorting by {@link Sort}, and computing drill down and sideways counts. */
@@ -318,7 +321,12 @@ public class DrillSideways {
         if (doDocScores) {
           TopFieldCollector.populateScores(topDocs.scoreDocs, searcher, query);
         }
-        return new DrillSidewaysResult(r.facets, topDocs);
+        return new DrillSidewaysResult(
+            r.facets,
+            topDocs,
+            r.drillDownFacetsCollector,
+            r.drillSidewaysFacetsCollector,
+            r.drillSidewaysDims);
 
       } else {
 
@@ -329,7 +337,12 @@ public class DrillSideways {
         if (doDocScores) {
           TopFieldCollector.populateScores(topDocs.scoreDocs, searcher, query);
         }
-        return new DrillSidewaysResult(r.facets, topDocs);
+        return new DrillSidewaysResult(
+            r.facets,
+            topDocs,
+            r.drillDownFacetsCollector,
+            r.drillSidewaysFacetsCollector,
+            r.drillSidewaysDims);
       }
     } else {
       return search(after, query, topN);
@@ -370,14 +383,24 @@ public class DrillSideways {
             }
           };
       ConcurrentDrillSidewaysResult<TopDocs> r = searchConcurrently(query, collectorManager);
-      return new DrillSidewaysResult(r.facets, r.collectorResult);
+      return new DrillSidewaysResult(
+          r.facets,
+          r.collectorResult,
+          r.drillDownFacetsCollector,
+          r.drillSidewaysFacetsCollector,
+          r.drillSidewaysDims);
 
     } else {
 
       TopScoreDocCollector hitCollector =
           TopScoreDocCollector.create(topN, after, Integer.MAX_VALUE);
       DrillSidewaysResult r = search(query, hitCollector);
-      return new DrillSidewaysResult(r.facets, hitCollector.topDocs());
+      return new DrillSidewaysResult(
+          r.facets,
+          hitCollector.topDocs(),
+          r.drillDownFacetsCollector,
+          r.drillSidewaysFacetsCollector,
+          r.drillSidewaysDims);
     }
   }
 
@@ -390,7 +413,11 @@ public class DrillSideways {
     return false;
   }
 
-  /** Result of a drill sideways search, including the {@link Facets} and {@link TopDocs}. */
+  /**
+   * Result of a drill sideways search, including the {@link Facets} and {@link TopDocs}. The {@link
+   * FacetsCollector}s for the drill down and drill sideways dimensions are also exposed for
+   * advanced use-cases that need access to them as an alternative to accessing the {@code Facets}.
+   */
   public static class DrillSidewaysResult {
     /** Combined drill down and sideways results. */
     public final Facets facets;
@@ -398,10 +425,41 @@ public class DrillSideways {
     /** Hits. */
     public final TopDocs hits;
 
+    /**
+     * FacetsCollector populated based on hits that match the full DrillDownQuery, treating all
+     * drill down dimensions as required clauses. Useful for advanced use-cases that want to compute
+     * Facets results separate from the provided Facets in this result.
+     */
+    public final FacetsCollector drillDownFacetsCollector;
+
+    /**
+     * FacetsCollectors populated for each drill sideways dimension. Each collector exposes the hits
+     * that match on all DrillDownQuery dimensions, but treating their corresponding sideways
+     * dimension as optional. This array provides a FacetsCollector for each drill down dimension
+     * present in the original DrillDownQuery, and the associated dimension for each FacetsCollector
+     * can be determined using the parallel {@link DrillSidewaysResult#drillSidewaysDims} array.
+     * Useful for advanced use-cases that want to compute Facets results separate from the provided
+     * Facets in this result.
+     */
+    public final FacetsCollector[] drillSidewaysFacetsCollector;
+
+    /**
+     * Dimensions that correspond to to the {@link DrillSidewaysResult#drillSidewaysFacetsCollector}
+     */
+    public final String[] drillSidewaysDims;
+
     /** Sole constructor. */
-    public DrillSidewaysResult(Facets facets, TopDocs hits) {
+    public DrillSidewaysResult(
+        Facets facets,
+        TopDocs hits,
+        FacetsCollector drillDownFacetsCollector,
+        FacetsCollector[] drillSidewaysFacetsCollector,
+        String[] drillSidewaysDims) {
       this.facets = facets;
       this.hits = hits;
+      this.drillDownFacetsCollector = drillDownFacetsCollector;
+      this.drillSidewaysFacetsCollector = drillSidewaysFacetsCollector;
+      this.drillSidewaysDims = drillSidewaysDims;
     }
   }
 
@@ -487,7 +545,12 @@ public class DrillSideways {
       }
 
       return new ConcurrentDrillSidewaysResult<>(
-          buildFacetsResult(mainFacetsCollector, null, null), null, collectorResult);
+          buildFacetsResult(mainFacetsCollector, null, null),
+          null,
+          collectorResult,
+          mainFacetsCollector,
+          null,
+          null);
     }
 
     Query baseQuery = query.getBaseQuery();
@@ -539,13 +602,15 @@ public class DrillSideways {
           drillSidewaysFacetsCollectorManagers[dim].reduce(facetsCollectorsForDim);
     }
 
+    String[] drillSidewaysDims = drillDownDims.keySet().toArray(new String[0]);
+
     return new ConcurrentDrillSidewaysResult<>(
-        buildFacetsResult(
+        buildFacetsResult(drillDownCollector, drillSidewaysCollectors, drillSidewaysDims),
+        null,
+        collectorResult,
         drillDownCollector,
         drillSidewaysCollectors,
-            drillDownDims.keySet().toArray(new String[0])),
+        drillSidewaysDims);
-        null,
-        collectorResult);
   }
 
   @SuppressWarnings("unchecked")
@@ -607,12 +672,16 @@ public class DrillSideways {
       throw new RuntimeException(e);
     }
 
+    String[] drillSidewaysDims = drillDownDims.keySet().toArray(new String[0]);
+
     // build the facets and return the result
     return new ConcurrentDrillSidewaysResult<>(
-        buildFacetsResult(
+        buildFacetsResult(mainFacetsCollector, facetsCollectors, drillSidewaysDims),
-            mainFacetsCollector, facetsCollectors, drillDownDims.keySet().toArray(new String[0])),
         null,
-        collectorResult);
+        collectorResult,
+        mainFacetsCollector,
+        facetsCollectors,
+        drillSidewaysDims);
   }
 
   /**
@@ -624,8 +693,15 @@ public class DrillSideways {
     public final R collectorResult;
 
     /** Sole constructor. */
-    ConcurrentDrillSidewaysResult(Facets facets, TopDocs hits, R collectorResult) {
+    ConcurrentDrillSidewaysResult(
-      super(facets, hits);
+        Facets facets,
+        TopDocs hits,
+        R collectorResult,
+        FacetsCollector drillDownFacetsCollector,
+        FacetsCollector[] drillSidewaysFacetsCollector,
+        String[] drillSidewaysDims) {
+      super(
+          facets, hits, drillDownFacetsCollector, drillSidewaysFacetsCollector, drillSidewaysDims);
       this.collectorResult = collectorResult;
     }
   }

lucene/facet/src/test/org/apache/lucene/facet/TestDrillSideways.java

@@ -1798,4 +1798,80 @@ public class TestDrillSideways extends FacetTestCase {
     writer.close();
     IOUtils.close(searcher.getIndexReader(), taxoReader, taxoWriter, dir, taxoDir);
   }
+
+  public void testExtendedDrillSidewaysResult() throws Exception {
+    // LUCENE-9945: Extend DrillSideways to support exposing FacetCollectors directly
+    Directory dir = newDirectory();
+    Directory taxoDir = newDirectory();
+
+    RandomIndexWriter writer = new RandomIndexWriter(random(), dir);
+
+    DirectoryTaxonomyWriter taxoWriter =
+        new DirectoryTaxonomyWriter(taxoDir, IndexWriterConfig.OpenMode.CREATE);
+
+    FacetsConfig config = new FacetsConfig();
+    config.setHierarchical("dim", true);
+
+    Document doc = new Document();
+    doc.add(new FacetField("dim", "a"));
+    writer.addDocument(config.build(taxoWriter, doc));
+
+    Document doc2 = new Document();
+    doc.add(new FacetField("dim", "x"));
+    writer.addDocument(config.build(taxoWriter, doc2));
+
+    // open NRT
+    IndexSearcher searcher = getNewSearcher(writer.getReader());
+    TaxonomyReader taxoReader = new DirectoryTaxonomyReader(taxoWriter);
+
+    DrillDownQuery ddq = new DrillDownQuery(config);
+    ddq.add("dim", "x");
+
+    DrillSideways ds = getNewDrillSidewaysBuildFacetsResult(searcher, config, taxoReader);
+
+    SimpleCollectorManager manager =
+        new SimpleCollectorManager(
+            10, (a, b) -> Float.compare(b.docAndScore.score, a.docAndScore.score));
+    SimpleCollector collector = manager.newCollector();
+
+    // Sometimes pass in a Collector and sometimes CollectorManager
+    // so that we can test both DrillSidewaysResult and ConcurrentDrillSidewaysResult
+    DrillSidewaysResult r;
+    if (random().nextBoolean()) {
+      r = ds.search(ddq, collector);
+    } else {
+      r = ds.search(ddq, manager);
+    }
+
+    // compute Facets using exposed FacetCollectors from DrillSidewaysResult
+    Map<String, Facets> drillSidewaysFacets = new HashMap<>();
+    Facets drillDownFacets = getTaxonomyFacetCounts(taxoReader, config, r.drillDownFacetsCollector);
+    if (r.drillSidewaysFacetsCollector != null) {
+      for (int i = 0; i < r.drillSidewaysFacetsCollector.length; i++) {
+        drillSidewaysFacets.put(
+            r.drillSidewaysDims[i],
+            getTaxonomyFacetCounts(taxoReader, config, r.drillSidewaysFacetsCollector[i]));
+      }
+    }
+
+    Facets facets;
+    if (drillSidewaysFacets.isEmpty()) {
+      facets = drillDownFacets;
+    } else {
+      facets = new MultiFacets(drillSidewaysFacets, drillDownFacets);
+    }
+
+    // Facets computed using FacetsCollecter exposed in DrillSidewaysResult
+    // should match the Facets computed by {@link DrillSideways#buildFacetsResult}
+    FacetResult facetResultActual = facets.getTopChildren(2, "dim");
+    FacetResult facetResultExpected = r.facets.getTopChildren(2, "dim");
+
+    assertEquals(facetResultExpected.dim, facetResultActual.dim);
+    assertEquals(facetResultExpected.path.length, facetResultActual.path.length);
+    assertEquals(facetResultExpected.value, facetResultActual.value);
+    assertEquals(facetResultExpected.childCount, facetResultActual.childCount);
+
+    writer.close();
+    IOUtils.close(searcher.getIndexReader(), taxoReader, taxoWriter, dir, taxoDir);
+  }
 }