NIFI-1981 Resolved issue where cluster communication without client certificates would fail even if needClientAuth set to false.

Fixed IDE setting for import wildcarding on Groovy files. (+4 squashed commits)
Squashed commits:
[4c3b174] NIFI-1981 Lowered logging level of client auth setting on cluster connection receive.
[b50f473] NIFI-1981 Finished logic to suppress exception on missing client certificates when clientAuth is set to WANT.
Added unit tests for CertificateUtil methods.
[ace35a2] NIFI-1981 Added test scope dependency on BouncyCastle and BC PKIX modules for CertificateUtils tests.
[2c463d1] NIFI-1981 Added ClientAuth enum and CertificateUtil methods to extract this setting from an SSLSocket.
Added logic to compare X509Certificate DNs regardless of RDN element order.
Added logic to suppress peer certificate exceptions when client authentication is not required.
Removed duplicate dependency in pom.xml.
This commit is contained in:
Andy LoPresto 2016-06-07 16:19:02 -07:00 committed by Matt Burgess
parent 6cbc585438
commit 8b0c5a4911
3 changed files with 279 additions and 7 deletions

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@ -30,6 +30,16 @@
<groupId>org.apache.commons</groupId>
<artifactId>commons-lang3</artifactId>
</dependency>
<dependency>
<groupId>org.bouncycastle</groupId>
<artifactId>bcprov-jdk15on</artifactId>
<scope>test</scope>
</dependency>
<dependency>
<groupId>org.bouncycastle</groupId>
<artifactId>bcpkix-jdk15on</artifactId>
<scope>test</scope>
</dependency>
</dependencies>
</project>

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@ -30,6 +30,9 @@ import java.security.cert.X509Certificate;
import java.util.ArrayList;
import java.util.Collection;
import java.util.List;
import javax.naming.InvalidNameException;
import javax.naming.ldap.LdapName;
import javax.naming.ldap.Rdn;
import javax.net.ssl.SSLPeerUnverifiedException;
import javax.net.ssl.SSLSocket;
import org.apache.commons.lang3.StringUtils;
@ -39,6 +42,25 @@ import org.slf4j.LoggerFactory;
public final class CertificateUtils {
private static final Logger logger = LoggerFactory.getLogger(CertificateUtils.class);
private static final String PEER_NOT_AUTHENTICATED_MSG = "peer not authenticated";
public enum ClientAuth {
NONE(0, "none"),
WANT(1, "want"),
NEED(2, "need");
private int value;
private String description;
ClientAuth(int value, String description) {
this.value = value;
this.description = description;
}
public String toString() {
return "Client Auth: " + this.description + " (" + this.value + ")";
}
}
/**
* Returns true if the given keystore can be loaded using the given keystore type and password. Returns false otherwise.
@ -148,20 +170,43 @@ public final class CertificateUtils {
String dn = null;
if (socket instanceof SSLSocket) {
final SSLSocket sslSocket = (SSLSocket) socket;
try {
final Certificate[] certChains = sslSocket.getSession().getPeerCertificates();
if (certChains != null && certChains.length > 0) {
X509Certificate x509Certificate = convertAbstractX509Certificate(certChains[0]);
dn = x509Certificate.getSubjectDN().getName().trim();
/** The clientAuth value can be "need", "want", or "none"
* A client must send client certificates for need, should for want, and will not for none.
* This method should throw an exception if none are provided for need, return null if none are provided for want, and return null (without checking) for none.
*/
ClientAuth clientAuth = getClientAuthStatus(sslSocket);
logger.debug("SSL Socket client auth status: {}", clientAuth);
if (clientAuth != ClientAuth.NONE) {
try {
final Certificate[] certChains = sslSocket.getSession().getPeerCertificates();
if (certChains != null && certChains.length > 0) {
X509Certificate x509Certificate = convertAbstractX509Certificate(certChains[0]);
dn = x509Certificate.getSubjectDN().getName().trim();
}
} catch (SSLPeerUnverifiedException e) {
if (e.getMessage().equals(PEER_NOT_AUTHENTICATED_MSG)) {
logger.error("The incoming request did not contain client certificates and thus the DN cannot" +
" be extracted. Check that the other endpoint is providing a complete client certificate chain");
}
if (clientAuth == ClientAuth.WANT) {
logger.warn("Suppressing missing client certificate exception because client auth is set to 'want'");
return dn;
}
throw new CertificateException(e);
}
} catch (SSLPeerUnverifiedException e) {
throw new CertificateException(e);
}
}
return dn;
}
private static ClientAuth getClientAuthStatus(SSLSocket sslSocket) {
return sslSocket.getNeedClientAuth() ? ClientAuth.NEED : sslSocket.getWantClientAuth() ? ClientAuth.WANT : ClientAuth.NONE;
}
/**
* Accepts a legacy {@link javax.security.cert.X509Certificate} and returns an {@link X509Certificate}. The {@code javax.*} package certificate classes are for legacy compatibility and should
* not be used for new development.
@ -213,6 +258,45 @@ public final class CertificateUtils {
}
}
/**
* Returns true if the two provided DNs are equivalent, regardless of the order of the elements. Returns false if one or both are invalid DNs.
*
* Example:
*
* CN=test1, O=testOrg, C=US compared to CN=test1, O=testOrg, C=US -> true
* CN=test1, O=testOrg, C=US compared to O=testOrg, CN=test1, C=US -> true
* CN=test1, O=testOrg, C=US compared to CN=test2, O=testOrg, C=US -> false
* CN=test1, O=testOrg, C=US compared to O=testOrg, CN=test2, C=US -> false
* CN=test1, O=testOrg, C=US compared to -> false
* compared to -> true
*
* @param dn1 the first DN to compare
* @param dn2 the second DN to compare
* @return true if the DNs are equivalent, false otherwise
*/
public static boolean compareDNs(String dn1, String dn2) {
if (dn1 == null) {
dn1 = "";
}
if (dn2 == null) {
dn2 = "";
}
if (StringUtils.isEmpty(dn1) || StringUtils.isEmpty(dn2)) {
return dn1.equals(dn2);
}
try {
List<Rdn> rdn1 = new LdapName(dn1).getRdns();
List<Rdn> rdn2 = new LdapName(dn2).getRdns();
return rdn1.size() == rdn2.size() && rdn1.containsAll(rdn2);
} catch (InvalidNameException e) {
logger.warn("Cannot compare DNs: {} and {} because one or both is not a valid DN", dn1, dn2);
return false;
}
}
private CertificateUtils() {
}
}

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@ -38,6 +38,9 @@ import org.junit.runners.JUnit4
import org.slf4j.Logger
import org.slf4j.LoggerFactory
import javax.net.ssl.SSLPeerUnverifiedException
import javax.net.ssl.SSLSession
import javax.net.ssl.SSLSocket
import java.security.InvalidKeyException
import java.security.KeyPair
import java.security.KeyPairGenerator
@ -272,4 +275,179 @@ class CertificateUtilsTest extends GroovyTestCase {
assert convertedCertificate instanceof X509Certificate
assert convertedCertificate == EXPECTED_NEW_CERTIFICATE
}
@Test
void testShouldDetermineClientAuthStatusFromSocket() {
// Arrange
SSLSocket needSocket = [getNeedClientAuth: { -> true }] as SSLSocket
SSLSocket wantSocket = [getNeedClientAuth: { -> false }, getWantClientAuth: { -> true }] as SSLSocket
SSLSocket noneSocket = [getNeedClientAuth: { -> false }, getWantClientAuth: { -> false }] as SSLSocket
// Act
CertificateUtils.ClientAuth needClientAuthStatus = CertificateUtils.getClientAuthStatus(needSocket)
logger.info("Client auth (needSocket): ${needClientAuthStatus}")
CertificateUtils.ClientAuth wantClientAuthStatus = CertificateUtils.getClientAuthStatus(wantSocket)
logger.info("Client auth (wantSocket): ${wantClientAuthStatus}")
CertificateUtils.ClientAuth noneClientAuthStatus = CertificateUtils.getClientAuthStatus(noneSocket)
logger.info("Client auth (noneSocket): ${noneClientAuthStatus}")
// Assert
assert needClientAuthStatus == CertificateUtils.ClientAuth.NEED
assert wantClientAuthStatus == CertificateUtils.ClientAuth.WANT
assert noneClientAuthStatus == CertificateUtils.ClientAuth.NONE
}
@Test
void testShouldNotExtractClientCertificatesFromSSLSocketWithClientAuthNone() {
// Arrange
SSLSocket mockSocket = [
getNeedClientAuth: { -> false },
getWantClientAuth: { -> false }
] as SSLSocket
// Act
String clientDN = CertificateUtils.extractClientDNFromSSLSocket(mockSocket)
logger.info("Extracted client DN: ${clientDN}")
// Assert
assert !clientDN
}
@Test
void testShouldExtractClientCertificatesFromSSLSocketWithClientAuthWant() {
// Arrange
final String EXPECTED_DN = "CN=client.nifi.apache.org,OU=Security,O=Apache,ST=CA,C=US"
Certificate[] certificateChain = generateCertificateChain(EXPECTED_DN)
logger.info("Expected DN: ${EXPECTED_DN}")
logger.info("Expected certificate chain: ${certificateChain.collect { (it as X509Certificate).getSubjectDN().name }.join(" issued by ")}")
SSLSession mockSession = [getPeerCertificates: { -> certificateChain }] as SSLSession
SSLSocket mockSocket = [
getNeedClientAuth: { -> false },
getWantClientAuth: { -> true },
getSession : { -> mockSession }
] as SSLSocket
// Act
String clientDN = CertificateUtils.extractClientDNFromSSLSocket(mockSocket)
logger.info("Extracted client DN: ${clientDN}")
// Assert
assert CertificateUtils.compareDNs(clientDN, EXPECTED_DN)
}
@Test
void testShouldHandleFailureToExtractClientCertificatesFromSSLSocketWithClientAuthWant() {
// Arrange
SSLSession mockSession = [getPeerCertificates: { -> throw new SSLPeerUnverifiedException("peer not authenticated") }] as SSLSession
SSLSocket mockSocket = [
getNeedClientAuth: { -> false },
getWantClientAuth: { -> true },
getSession : { -> mockSession }
] as SSLSocket
// Act
String clientDN = CertificateUtils.extractClientDNFromSSLSocket(mockSocket)
logger.info("Extracted client DN: ${clientDN}")
// Assert
assert CertificateUtils.compareDNs(clientDN, null)
}
@Test
void testShouldExtractClientCertificatesFromSSLSocketWithClientAuthNeed() {
// Arrange
final String EXPECTED_DN = "CN=client.nifi.apache.org,OU=Security,O=Apache,ST=CA,C=US"
Certificate[] certificateChain = generateCertificateChain(EXPECTED_DN)
logger.info("Expected DN: ${EXPECTED_DN}")
logger.info("Expected certificate chain: ${certificateChain.collect { (it as X509Certificate).getSubjectDN().name }.join(" issued by ")}")
SSLSession mockSession = [getPeerCertificates: { -> certificateChain }] as SSLSession
SSLSocket mockSocket = [
getNeedClientAuth: { -> true },
getWantClientAuth: { -> false },
getSession : { -> mockSession }
] as SSLSocket
// Act
String clientDN = CertificateUtils.extractClientDNFromSSLSocket(mockSocket)
logger.info("Extracted client DN: ${clientDN}")
// Assert
assert CertificateUtils.compareDNs(clientDN, EXPECTED_DN)
}
@Test
void testShouldHandleFailureToExtractClientCertificatesFromSSLSocketWithClientAuthNeed() {
// Arrange
SSLSession mockSession = [getPeerCertificates: { -> throw new SSLPeerUnverifiedException("peer not authenticated") }] as SSLSession
SSLSocket mockSocket = [
getNeedClientAuth: { -> true },
getWantClientAuth: { -> false },
getSession : { -> mockSession }
] as SSLSocket
// Act
def msg = shouldFail(CertificateException) {
String clientDN = CertificateUtils.extractClientDNFromSSLSocket(mockSocket)
logger.info("Extracted client DN: ${clientDN}")
}
// Assert
assert msg =~ "peer not authenticated"
}
@Test
void testShouldCompareDNs() {
// Arrange
final String DN_1_ORDERED = "CN=test1.nifi.apache.org, OU=Apache NiFi, O=Apache, ST=California, C=US"
logger.info("DN 1 Ordered : ${DN_1_ORDERED}")
final String DN_1_REVERSED = DN_1_ORDERED.split(", ").reverse().join(", ")
logger.info("DN 1 Reversed: ${DN_1_REVERSED}")
final String DN_2_ORDERED = "CN=test2.nifi.apache.org, OU=Apache NiFi, O=Apache, ST=California, C=US"
logger.info("DN 2 Ordered : ${DN_2_ORDERED}")
final String DN_2_REVERSED = DN_2_ORDERED.split(", ").reverse().join(", ")
logger.info("DN 2 Reversed: ${DN_2_REVERSED}")
// Act
// True
boolean dn1MatchesSelf = CertificateUtils.compareDNs(DN_1_ORDERED, DN_1_ORDERED)
logger.matches("DN 1, DN 1: ${dn1MatchesSelf}")
boolean dn1MatchesReversed = CertificateUtils.compareDNs(DN_1_ORDERED, DN_1_REVERSED)
logger.matches("DN 1, DN 1 (R): ${dn1MatchesReversed}")
boolean emptyMatchesEmpty = CertificateUtils.compareDNs("", "")
logger.matches("empty, empty: ${emptyMatchesEmpty}")
boolean nullMatchesNull = CertificateUtils.compareDNs(null, null)
logger.matches("null, null: ${nullMatchesNull}")
// False
boolean dn1MatchesDn2 = CertificateUtils.compareDNs(DN_1_ORDERED, DN_2_ORDERED)
logger.matches("DN 1, DN 2: ${dn1MatchesDn2}")
boolean dn1MatchesDn2Reversed = CertificateUtils.compareDNs(DN_1_ORDERED, DN_2_REVERSED)
logger.matches("DN 1, DN 2 (R): ${dn1MatchesDn2Reversed}")
boolean dn1MatchesEmpty = CertificateUtils.compareDNs(DN_1_ORDERED, "")
logger.matches("DN 1, empty: ${dn1MatchesEmpty}")
// Assert
assert dn1MatchesSelf
assert dn1MatchesReversed
assert emptyMatchesEmpty
assert nullMatchesNull
assert !dn1MatchesDn2
assert !dn1MatchesDn2Reversed
assert !dn1MatchesEmpty
}
}