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[[active-directory-realm]]
=== Active Directory User Authentication
You can configure {security} to communicate with Active Directory to authenticate
users. To integrate with Active Directory, you configure an `active_directory`
realm and map Active Directory users and groups to {security} roles in the
<<mapping-roles, role mapping file>>.
To protect passwords, communications between Elasticsearch and the Active Directory
server should be encrypted using SSL/TLS. Clients and nodes that connect via
SSL/TLS to the Active Directory server need to have the Active Directory server's
certificate or the server's root CA certificate installed in their keystore or
truststore. For more information about installing certificates, see
<<active-directory-ssl>>.
==== Configuring an Active Directory Realm
{security} uses LDAP to communicate with Active Directory, so `active_directory`
realms are similar to <<ldap-realm, `ldap` realms>>. Like LDAP directories,
Active Directory stores users and groups hierarchically. The directory's
hierarchy is built from containers such as the _organizational unit_ (`ou`),
_organization_ (`o`), and _domain controller_ (`dc`).
The path to an entry is a _Distinguished Name_ (DN) that uniquely identifies a
user or group. User and group names typically have attributes such as a
_common name_ (`cn`) or _unique ID_ (`uid`). A DN is specified as a string, for
example `"cn=admin,dc=example,dc=com"` (white spaces are ignored).
{security} only supports Active Directory security groups. You cannot map
distribution groups to roles.
NOTE: When you use Active Directory for authentication, the username entered by
the user is expected to match the `sAMAccountName` or `userPrincipalName`,
not the common name.
To configure an `active_directory` realm:
. Add a realm configuration of type `active_directory` to `elasticsearch.yml`
under the `xpack.security.authc.realms` namespace. At a minimum, you must set the realm
`type` to `active_directory` and specify the Active Directory `domain_name`. To
use SSL/TLS for secured communication with the Active Directory server, you must
also set the `url` attribute and specify the `ldaps` protocol and secure port
number. If you are configuring multiple realms, you should also explicitly set
the `order` attribute to control the order in which the realms are consulted
during authentication. See <<ad-settings, Active Directory Realm Settings>>
for all of the options you can set for an `active_directory` realm.
+
NOTE: Binding to Active Directory fails if the domain name is not mapped in DNS.
If DNS is not being provided by a Windows DNS server, add a mapping for
the domain in the local `/etc/hosts` file.
+
For example, the following realm configuration configures {security} to connect
to `ldaps://example.com:636` to authenticate users through Active Directory.
+
[source, yaml]
------------------------------------------------------------
xpack:
security:
authc:
realms:
active_directory:
type: active_directory
order: 0 <1>
domain_name: ad.example.com
url: ldaps://ad.example.com:636 <2>
unmapped_groups_as_roles: true <3>
------------------------------------------------------------
<1> The realm order controls the order in which the configured realms are checked
when authenticating a user.
<2> If you don't specify the URL, it defaults to `ldap:<domain_name>:389`.
<3> When this option is enabled, Active Directory groups are automatically mapped
to roles of the same name.
+
IMPORTANT: When you configure realms in `elasticsearch.yml`, only the
realms you specify are used for authentication. If you also want to use the
`native` or `file` realms, you must include them in the realm chain.
. Restart Elasticsearch.
===== Multiple Domain Support
When authenticating users across multiple domains in a forest, there are a few minor
differences in the configuration and the way that users will authenticate. The `domain_name`
setting should be set to the forest root domain name. The `url` setting also needs to
be set as you will need to authenticate against the Global Catalog, which uses a different
port and may not be running on every Domain Controller.
For example, the following realm configuration configures {security} to connect to specific
Domain Controllers on the Global Catalog port with the domain name set to the forest root.
[source, yaml]
------------------------------------------------------------
xpack:
security:
authc:
realms:
active_directory:
type: active_directory
order: 0
domain_name: example.com <1>
url: ldaps://dc1.ad.example.com:3269, ldaps://dc2.ad.example.com:3269 <2>
load_balance:
type: "round_robin" <3>
------------------------------------------------------------
<1> The `domain_name` is set to the name of the root domain in the forest.
<2> The `url` value used in this example has URLs for two different Domain Controllers,
which are also Global Catalog servers. Port 3268 is the default port for unencrypted
communication with the Global Catalog; port 3269 is the default port for SSL connections.
The servers that are being connected to can be in any domain of the forest as long as
they are also Global Catalog servers.
<3> A load balancing setting is provided to indicate the desired behavior when choosing
the server to connect to.
In this configuration, users will need to use either their full User Principal
Name (UPN) or their Down-Level Logon Name. A UPN is typically a concatenation of
the username with `@<DOMAIN_NAME` such as `johndoe@ad.example.com`. The Down-Level
Logon Name is the NetBIOS domain name, followed by a `\` and the username, such as
`AD\johndoe`. Use of Down-Level Logon Name requires a connection to the regular LDAP
ports (389 or 636) in order to query the configuration container to retrieve the
domain name from the NetBIOS name.
[[ad-load-balancing]]
===== Load Balancing and Failover
The `load_balance.type` setting can be used at the realm level to configure how
{security} should interact with multiple Active Directory servers. Two modes of
operation are supported: failover and load balancing
.Load Balancing and Failover Types
|=======================
| Type | | | Description
| `failover` | | | The URLs specified are used in the order that they are
specified. The first server that can be connected to will
be used for all subsequent connections. If a connection to
that server fails then the next server that a connection
can be established to will be used for subsequent connections.
| `dns_failover` | | | In this mode of operation, only a single URL may be specified.
This URL must contain a DNS name. The system will be queried
for all IP addresses that correspond to this DNS name.
Connections to the Active Directory server will always be
tried in the order in which they were retrieved. This differs
from `failover` in that there is no reordering of the list
and if a server has failed at the beginning of the list, it
will still be tried for each subsequent connection.
| `round_robin` | | | Connections will continuously iterate through the list of
provided URLs. If a server is unavailable, iterating through
the list of URLs will continue until a successful connection
is made.
| `dns_round_robin` | | | In this mode of operation, only a single URL may be specified.
This URL must contain a DNS name. The system will be queried
for all IP addresses that correspond to this DNS name.
Connections will continuously iterate through the list of
addresses. If a server is unavailable, iterating through the
list of URLs will continue until a successful connection is
made.
|=======================
[[ad-settings]]
===== Active Directory Realm Settings
[cols="4,^3,10"]
|=======================
| Setting | Required | Description
| `type` | yes | Indicates the realm type. Must be set to `active_directory`.
| `order` | no | Indicates the priority of this realm within the realm chain.
Realms with a lower order are consulted first. Although not
required, we recommend explicitly setting this value when
you configure multiple realms. Defaults to `Integer.MAX_VALUE`.
| `enabled` | no | Indicates whether this realm is enabled or disabled. Enables
you to disable a realm without removing its configuration.
Defaults to `true`.
| `domain_name` | yes | Specifies the domain name of the Active Directory. {security}
uses the domain name to derive the LDAP URL and `user_search_dn`
if those fields are not specified.
| `url` | no/yes | Specifies an LDAP URL of the form `ldap[s]://<server>:<port>`.
{security} attempts to authenticate against this URL. If the
URL is not specified, it is derived from the `domain_name`,
assuming an unencrypted connection to port 389. For example,
`ldap://<domain_name>:389`. This settings is required when
connecting using SSL/TLS or via a custom port.
| `load_balance.type` | no | The behavior to use when there are multiple LDAP URLs defined.
For supported values see <<ad-load-balancing>>.
| `load_balance.cache_ttl` | no | When using `dns_failover` or `dns_round_robin` as the load
balancing type, this setting controls the amount of time to
cache DNS lookups. Defaults to `1h`.
| `user_search.base_dn` | no | Specifies the context to search for the user. Defaults to the
root of the Active Directory domain.
| `user_search.scope` | no | Specifies whether the user search should be `sub_tree` (default),
`one_level`, or `base`. `sub_tree` searches all objects contained
under `base_dn`. `one_level` only searches users directly
contained within the `base_dn`. `base` specifies that the
`base_dn` is a user object and that it is the only user considered.
| `user_search.filter` | no | Specifies a filter to use to lookup a user given a username.
The default filter looks up `user` objects with either
`sAMAccountName` or `userPrincipalName`. If specified, this
must be a valid LDAP user search filter, for example
`(&(objectClass=user)(sAMAccountName={0}))`. For more
information, see https://msdn.microsoft.com/en-us/library/aa746475(v=vs.85).aspx[Search Filter Syntax].
| `group_search.base_dn` | no | Specifies the context to search for groups in which the user
has membership. Defaults to the root of the Active Directory
domain.
| `group_search.scope` | no | Specifies whether the group search should be `sub_tree` (default),
`one_level` or `base`. `sub_tree` searches all objects contained
under `base_dn`. `one_level` searches for groups directly
contained within the `base_dn`. `base` specifies that the
`base_dn` is a group object and that it is the only group considered.
| `unmapped_groups_as_roles` | no | Specifies whether the names of any unmapped Active Directory
groups should be used as role names and assigned to the user.
Defaults to `false`.
| `files.role_mapping` | no | Specifies the path and file name of the
<<ad-role-mapping, YAML role mapping configuration file>>.
Defaults to `CONF_DIR/x-pack/role_mapping.yml`,
where `CONF_DIR` is `ES_HOME/config` (zip/tar installations)
or `/etc/elasticsearch` (package installations).
| `follow_referrals` | no | Specifies whether {security} should follow referrals returned
by the Active Directory server. Referrals are URLs returned by
the server that are to be used to continue the LDAP operation
(such as `search`). Defaults to `true`.
| `ssl.key` | no | Specifies the path to the PEM encoded private key to use if the Active Directory
server requires client authentication. `ssl.key` and `ssl.keystore.path` may not be used at the
same time.
| `ssl.key_passphrase` | no | Specifies the passphrase to decrypt the PEM encoded private key if it is encrypted.
| `ssl.certificate` | no | Specifies the path to the PEM encoded certificate (or certificate chain) that goes with the key
if the Active Directory server requires client authentication.
| `ssl.certificate_authorities`| no | Specifies the paths to the PEM encoded certificate authority certificates that
should be trusted. `ssl.certificate_authorities` and `ssl.trustsore.path` may not be used at
the same time.
| `ssl.keystore.path` | no | The path to the Java Keystore file that contains a private key and certificate. `ssl.key` and
`ssl.keystore.path` may not be used at the same time.
| `ssl.keystore.password` | no | The password to the keystore.
| `ssl.keystore.key_password`| no | The password for the key in the keystore. Defaults to the keystore password.
| `ssl.truststore.path` | no | The path to the Java Keystore file that contains the certificates to trust.
`ssl.certificate_authorities` and `ssl.trustsore.path` may not be used at the same time.
| `ssl.truststore.password` | no | The password to the truststore.
| `ssl.verification_mode` | no | Specifies the type of verification to be performed when
connecting to an Active Directory server using `ldaps`. When
set to `full`, the hostname or IP address used in the `url`
must match one of the names in the certificate or the
connection will not be allowed. Due to their potential security impact,
`ssl` settings are not exposed via the
{ref}/cluster-nodes-info.html#cluster-nodes-info[nodes info API].
Values are `none`, `certificate`, and `full`. Defaults to `full`.
| `ssl.supported_protocols` | no | Specifies the supported protocols for TLS/SSL.
| `ssl.cipher_suites` | no | Specifies the cipher suites that should be supported when communicating
with the Active Directory server.
| `cache.ttl` | no | Specifies the time-to-live for cached user entries. A user's
credentials are cached for this period of time. Specify the
time period using the standard Elasticsearch
{ref}/common-options.html#time-units[time units].
Defaults to `20m`.
| `cache.max_users` | no | Specifies the maximum number of user entries that can be
stored in the cache at one time. Defaults to 100,000.
| `cache.hash_algo` | no | Specifies the hashing algorithm that is used for the
cached user credentials.
See <<cache-hash-algo, Cache hash algorithms>> for the
possible values. (Expert Setting).
|=======================
[[mapping-roles-ad]]
==== Mapping Active Directory Users and Groups to Roles
An integral part of a realm authentication process is to resolve the roles
associated with the authenticated user. Roles define the privileges a user has
in the cluster.
Since with the `active_directory` realm the users are managed externally in the
Active Directory server, the expectation is that their roles are managed there
as well. In fact, Active Directory supports the notion of groups, which often
represent user roles for different systems in the organization.
The `active_directory` realm enables you to map Active Directory users and groups
to roles in the role mapping file stored on each node. You specify users and
groups using their distinguished names (DNs). For example, the following mapping
configuration maps the Active Directory `admins` group to both the `monitoring`
and `user` roles, maps the `users` group to the `user` role and maps the `John Doe`
user to the `user` role.
[source, yaml]
------------------------------------------------------------
monitoring: <1>
- "cn=admins,dc=example,dc=com" <2>
user:
- "cn=users,dc=example,dc=com" <3>
- "cn=admins,dc=example,dc=com"
- "cn=John Doe,cn=contractors,dc=example,dc=com" <4>
------------------------------------------------------------
<1> The name of the role.
<2> The Active Directory distinguished name (DN) of the `admins` group.
<3> The Active Directory distinguished name (DN) of the `users` group.
<4> The Active Directory distinguished name (DN) of the user `John Doe`.
For more information, see <<mapping-roles, Mapping Users and Groups to Roles>>.
[[active-directory-ssl]]
==== Setting up SSL Between Elasticsearch and Active Directory
To protect the user credentials that are sent for authentication, it's highly
recommended to encrypt communications between Elasticsearch and your Active
Directory server. Connecting via SSL/TLS ensures that the identity of the Active
Directory server is authenticated before {security} transmits the user
credentials, and the usernames and passwords are encrypted in transit.
To encrypt communications between Elasticsearch and Active Directory:
. Configure each node to trust certificates signed by the CA that signed your
Active Directory server certificates. The following example demonstrates how to trust a CA certificate,
`cacert.pem`, located within the {xpack} configuration directory:
+
[source,shell]
--------------------------------------------------
xpack:
security:
authc:
realms:
active_directory:
type: active_directory
order: 0
domain_name: ad.example.com
url: ldaps://ad.example.com:636
ssl:
certificate_authorities: [ "CONFIG_DIR/x-pack/cacert.pem" ]
--------------------------------------------------
+
The CA cert must be a PEM encoded certificate.
. Set the `url` attribute in the realm configuration to specify the LDAPS protocol
and the secure port number. For example, `url: ldaps://ad.example.com:636`.
. Restart Elasticsearch.
NOTE: By default, when you configure {security} to connect to Active Directory
using SSL/TLS, {security} attempts to verify the hostname or IP address
specified with the `url` attribute in the realm configuration with the
values in the certificate. If the values in the certificate and realm
configuration do not match, {security} does not allow a connection to the
Active Directory server. This is done to protect against man-in-the-middle
attacks. If necessary, you can disable this behavior by setting the
<<ssl-tls-settings, `ssl.verification_mode`>> property to `none`.