OpenSearch/docs/reference/setup/rolling_upgrade.asciidoc

[[rolling-upgrades]]
=== Rolling upgrades

A rolling upgrade allows the Elasticsearch cluster to be upgraded one node at
a time, with no downtime for end users.  Running multiple versions of
Elasticsearch in the same cluster for any length of time beyond that required
for an upgrade is not supported, as shards will not be replicated from the
more recent version to the older version.

Consult this <<setup-upgrade,table>> to verify that rolling upgrades are
supported for your version of Elasticsearch.

To perform a rolling upgrade:

==== Step 1: Disable shard allocation

When you shut down a node, the allocation process will immediately try to
replicate the shards that were on that node to other nodes in the cluster,
causing a lot of wasted I/O.  This can be avoided by disabling allocation
before shutting down a node:

[source,json]
--------------------------------------------------
PUT /_cluster/settings
{
  "transient": {
    "cluster.routing.allocation.enable": "none"
  }
}
--------------------------------------------------
// AUTOSENSE

==== Step 2: Stop non-essential indexing and perform a synced flush (Optional)

added[1.6.0,Synced flush is only supported in Elasticsearch 1.6.0 and above]

You may happily continue indexing during the upgrade.  However, shard recovery
will be much faster if you temporarily stop non-essential indexing and issue a
<<indices-synced-flush, synced-flush>> request:

[source,json]
--------------------------------------------------
POST /_flush/synced
--------------------------------------------------
// AUTOSENSE

A synced flush request is a ``best effort'' operation. It will fail if there
are any pending indexing operations, but it is safe to reissue the request
multiple times if necessary.

[[upgrade-node]]
==== Step 3: Stop and upgrade a single node

Shut down one of the nodes in the cluster *before* starting the upgrade.

[TIP]
================================================

When using the zip or tarball packages, the `config`, `data`, `logs` and
`plugins` directories are placed within the Elasticsearch home directory by
default.

It is a good idea to place these directories in a different location so that
there is no chance of deleting them when upgrading Elasticsearch.  These
custom paths can be <<paths,configured>> with the `path.config` and
`path.data` settings.

The Debian and RPM packages place these directories in the
<<setup-dir-layout,appropriate place>> for each operating system.

================================================

To upgrade using a <<setup-repositories,Debian or RPM>> package:

*   Use `rpm` or `dpkg` to install the new package.  All files should be
    placed in their proper locations, and config files should not be
    overwritten.

To upgrade using a zip or compressed tarball:

*   Extract the zip or tarball to a new directory, to be sure that you don't
    overwrite the `config` or `data` directories.

*   Either copy the files in the `config` directory from your old installation
    to your new installation, or use the `--path.config` option on the command
    line to point to an external config directory.

*   Either copy the files in the `data` directory from your old installation
    to your new installation, or configure the location of the data directory
    in the `config/elasticsearch.yml` file, with the `path.data` setting.

==== Step 4: Start the upgraded node

Start the now upgraded node and confirm that it joins the cluster by checking
the log file or by checking the output of this request:

[source,sh]
--------------------------------------------------
GET _cat/nodes
--------------------------------------------------
// AUTOSENSE

==== Step 5: Reenable shard allocation

Once the node has joined the cluster, reenable shard allocation to start using
the node:

[source,json]
--------------------------------------------------
PUT /_cluster/settings
{
  "transient": {
    "cluster.routing.allocation.enable": "all"
  }
}
--------------------------------------------------
// AUTOSENSE

==== Step 6: Wait for the node to recover

You should wait for the cluster to finish shard allocation before upgrading
the next node.  You can check on progress with the <<cat-health,`_cat/health`>>
request:

[source,sh]
--------------------------------------------------
GET _cat/health
--------------------------------------------------
// AUTOSENSE

Wait for the `status` column to move from `yellow` to `green`.  Status `green`
means that all primary and replica shards have been allocated.

[IMPORTANT]
====================================================
During a rolling upgrade, primary shards assigned to a node with the higher
version will never have their replicas assigned to a node with the lower
version, because the newer version may have a different data format which is
not understood by the older version.

If it is not possible to assign the replica shards to another node with the
higher version -- e.g. if there is only one node with the higher version in
the cluster -- then the replica shards will remain unassigned and the
cluster health will remain status `yellow`.

In this case, check that there are no initializing or relocating shards (the
`init` and `relo` columns) before proceding.

As soon as another node is upgraded, the replicas should be assigned and the
cluster health will reach status `green`.

====================================================

Shards that have not been <<synced-flush,sync-flushed>> may take some time to
recover.  The recovery status of individual shards can be monitored with the
<<cat-recovery,`_cat/recovery`>> request:

[source,sh]
--------------------------------------------------
GET _cat/recovery
--------------------------------------------------
// AUTOSENSE

If you stopped indexing, then it is safe to resume indexing as soon as
recovery has completed.

==== Step 7: Repeat

When the cluster is stable and the node has recovered, repeat the above steps
for all remaining nodes.