Primary shard failure with initializing replica shards can cause the replica shard to cause allocation failures

fixes #2592

src/main/java/org/elasticsearch/cluster/routing/allocation/AllocationService.java

@@ -20,7 +20,6 @@
 package org.elasticsearch.cluster.routing.allocation;
 
 import com.google.common.collect.Lists;
-
 import org.elasticsearch.ElasticSearchException;
 import org.elasticsearch.ElasticSearchIllegalStateException;
 import org.elasticsearch.cluster.ClusterState;
@@ -103,7 +102,7 @@ public class AllocationService extends AbstractComponent {
         // shuffle the unassigned nodes, just so we won't have things like poison failed shards
         Collections.shuffle(routingNodes.unassigned());
         FailedRerouteAllocation allocation = new FailedRerouteAllocation(allocationDeciders, routingNodes, clusterState.nodes(), failedShard);
-        boolean changed = applyFailedShard(allocation, failedShard);
+        boolean changed = applyFailedShard(allocation, failedShard, true);
         if (!changed) {
             return new RoutingAllocation.Result(false, clusterState.routingTable(), allocation.explanation());
         }
@@ -165,7 +164,7 @@ public class AllocationService extends AbstractComponent {
 
         // elect primaries *before* allocating unassigned, so backups of primaries that failed
         // will be moved to primary state and not wait for primaries to be allocated and recovered (*from gateway*)
-        changed |= electPrimaries(allocation.routingNodes());
+        changed |= electPrimariesAndUnassignDanglingReplicas(allocation);
 
         if (!changed) {
             return new RoutingAllocation.Result(false, clusterState.routingTable(), allocation.explanation());
@@ -185,13 +184,13 @@ public class AllocationService extends AbstractComponent {
 
         // elect primaries *before* allocating unassigned, so backups of primaries that failed
         // will be moved to primary state and not wait for primaries to be allocated and recovered (*from gateway*)
-        changed |= electPrimaries(allocation.routingNodes());
+        changed |= electPrimariesAndUnassignDanglingReplicas(allocation);
 
         // now allocate all the unassigned to available nodes
         if (allocation.routingNodes().hasUnassigned()) {
             changed |= shardsAllocators.allocateUnassigned(allocation);
             // elect primaries again, in case this is needed with unassigned allocation
-            changed |= electPrimaries(allocation.routingNodes());
+            changed |= electPrimariesAndUnassignDanglingReplicas(allocation);
         }
 
         // move shards that no longer can be allocated
@@ -242,8 +241,9 @@ public class AllocationService extends AbstractComponent {
         return changed;
     }
 
-    private boolean electPrimaries(RoutingNodes routingNodes) {
+    private boolean electPrimariesAndUnassignDanglingReplicas(RoutingAllocation allocation) {
         boolean changed = false;
+        RoutingNodes routingNodes = allocation.routingNodes();
         for (MutableShardRouting shardEntry : routingNodes.unassigned()) {
             if (shardEntry.primary() && !shardEntry.assignedToNode()) {
                 boolean elected = false;
@@ -283,6 +283,29 @@ public class AllocationService extends AbstractComponent {
                 }
             }
         }
+
+        // go over and remove dangling replicas that are initializing, but we couldn't elect primary ones...
+        List<ShardRouting> shardsToFail = null;
+        for (MutableShardRouting shardEntry : routingNodes.unassigned()) {
+            if (shardEntry.primary() && !shardEntry.assignedToNode()) {
+                for (RoutingNode routingNode : routingNodes.nodesToShards().values()) {
+                    for (MutableShardRouting shardEntry2 : routingNode.shards()) {
+                        if (shardEntry.shardId().equals(shardEntry2.shardId()) && !shardEntry2.active()) {
+                            changed = true;
+                            if (shardsToFail == null) {
+                                shardsToFail = new ArrayList<ShardRouting>();
+                            }
+                            shardsToFail.add(shardEntry2);
+                        }
+                    }
+                }
+            }
+        }
+        if (shardsToFail != null) {
+            for (ShardRouting shardToFail : shardsToFail) {
+                applyFailedShard(allocation, shardToFail, false);
+            }
+        }
         return changed;
     }
 
@@ -310,8 +333,7 @@ public class AllocationService extends AbstractComponent {
             changed = true;
             // now, go over all the shards routing on the node, and fail them
             for (MutableShardRouting shardRouting : new ArrayList<MutableShardRouting>(node.shards())) {
-                // we create a copy of the shard routing, since applyFailedShard assumes its a new copy
+                applyFailedShard(allocation, shardRouting, false);
-                applyFailedShard(allocation, shardRouting);
             }
             // its a dead node, remove it, note, its important to remove it *after* we apply failed shard
             // since it relies on the fact that the RoutingNode exists in the list of nodes
@@ -372,7 +394,7 @@ public class AllocationService extends AbstractComponent {
      * Applies the relevant logic to handle a failed shard. Returns <tt>true</tt> if changes happened that
      * require relocation.
      */
-    private boolean applyFailedShard(RoutingAllocation allocation, ShardRouting failedShard) {
+    private boolean applyFailedShard(RoutingAllocation allocation, ShardRouting failedShard, boolean addToIgnoreList) {
         // create a copy of the failed shard, since we assume we can change possible refernces to it without
         // changing the state of failed shard
         failedShard = new ImmutableShardRouting(failedShard);
@@ -397,8 +419,10 @@ public class AllocationService extends AbstractComponent {
                             it.remove();
                             shardRouting.deassignNode();
 
+                            if (addToIgnoreList) {
                                 // make sure we ignore this shard on the relevant node
                                 allocation.addIgnoreShardForNode(failedShard.shardId(), failedShard.currentNodeId());
+                            }
 
                             break;
                         }
@@ -433,8 +457,10 @@ public class AllocationService extends AbstractComponent {
                             dirty = true;
                             shardRouting.cancelRelocation();
                             it.remove();
+                            if (addToIgnoreList) {
                                 // make sure we ignore this shard on the relevant node
                                 allocation.addIgnoreShardForNode(failedShard.shardId(), failedShard.currentNodeId());
+                            }
 
                             allocation.routingNodes().unassigned().add(new MutableShardRouting(failedShard.index(), failedShard.id(),
                                     null, failedShard.primary(), ShardRoutingState.UNASSIGNED, failedShard.version() + 1));
@@ -469,8 +495,10 @@ public class AllocationService extends AbstractComponent {
                     MutableShardRouting shardRouting = it.next();
                     if (shardRouting.equals(failedShard)) {
                         dirty = true;
+                        if (addToIgnoreList) {
                             // make sure we ignore this shard on the relevant node
                             allocation.addIgnoreShardForNode(failedShard.shardId(), failedShard.currentNodeId());
+                        }
 
                         it.remove();
 

src/test/java/org/elasticsearch/test/unit/cluster/routing/allocation/PrimaryElectionRoutingTests.java

@@ -24,6 +24,7 @@ import org.elasticsearch.cluster.metadata.MetaData;
 import org.elasticsearch.cluster.routing.RoutingNodes;
 import org.elasticsearch.cluster.routing.RoutingTable;
 import org.elasticsearch.cluster.routing.allocation.AllocationService;
+import org.elasticsearch.cluster.routing.allocation.RoutingAllocation;
 import org.elasticsearch.common.logging.ESLogger;
 import org.elasticsearch.common.logging.Loggers;
 import org.testng.annotations.Test;
@@ -98,4 +99,51 @@ public class PrimaryElectionRoutingTests {
         assertThat(routingTable.index("test").shard(0).primaryShard().currentNodeId(), equalTo("node2"));
         assertThat(routingTable.index("test").shard(0).replicaShards().get(0).currentNodeId(), equalTo("node3"));
     }
+
+    @Test
+    public void testRemovingInitializingReplicasIfPrimariesFails() {
+        AllocationService allocation = new AllocationService(settingsBuilder().put("cluster.routing.allocation.concurrent_recoveries", 10).build());
+
+        logger.info("Building initial routing table");
+
+        MetaData metaData = newMetaDataBuilder()
+                .put(newIndexMetaDataBuilder("test").numberOfShards(2).numberOfReplicas(1))
+                .build();
+
+        RoutingTable routingTable = routingTable()
+                .addAsNew(metaData.index("test"))
+                .build();
+
+        ClusterState clusterState = newClusterStateBuilder().metaData(metaData).routingTable(routingTable).build();
+
+        logger.info("Adding two nodes and performing rerouting");
+        clusterState = newClusterStateBuilder().state(clusterState).nodes(newNodesBuilder().put(newNode("node1")).put(newNode("node2"))).build();
+        RoutingAllocation.Result rerouteResult = allocation.reroute(clusterState);
+        clusterState = newClusterStateBuilder().state(clusterState).routingTable(rerouteResult.routingTable()).build();
+
+        logger.info("Start the primary shards");
+        RoutingNodes routingNodes = clusterState.routingNodes();
+        rerouteResult = allocation.applyStartedShards(clusterState, routingNodes.shardsWithState(INITIALIZING));
+        clusterState = newClusterStateBuilder().state(clusterState).routingTable(rerouteResult.routingTable()).build();
+        routingNodes = clusterState.routingNodes();
+
+        assertThat(routingNodes.shardsWithState(STARTED).size(), equalTo(2));
+        assertThat(routingNodes.shardsWithState(INITIALIZING).size(), equalTo(2));
+
+        // now, fail one node, while the replica is initializing, and it also holds a primary
+        logger.info("--> fail node with primary");
+        String nodeIdToFail = clusterState.routingTable().index("test").shard(0).primaryShard().currentNodeId();
+        String nodeIdRemaining = nodeIdToFail.equals("node1") ? "node2" : "node1";
+        clusterState = newClusterStateBuilder().state(clusterState).nodes(newNodesBuilder()
+                .put(newNode(nodeIdRemaining))
+        ).build();
+        rerouteResult = allocation.reroute(clusterState);
+        clusterState = newClusterStateBuilder().state(clusterState).routingTable(rerouteResult.routingTable()).build();
+        routingNodes = clusterState.routingNodes();
+
+        assertThat(routingNodes.shardsWithState(STARTED).size(), equalTo(1));
+        assertThat(routingNodes.shardsWithState(INITIALIZING).size(), equalTo(1));
+        assertThat(routingNodes.node(nodeIdRemaining).shardsWithState(INITIALIZING).get(0).primary(), equalTo(true));
+
+    }
 }