Handle failure to retrieve ILM policy step better (#49193) (#49316)

This commit wraps the calls to retrieve the current step in a try/catch
so that the exception does not bubble up. Instead, step info is added
containing the exception to the existing step.

Semi-related to #49128

(cherry picked from commit 72530f8a7f40ae1fca3704effb38cf92daf29057)
Signed-off-by: Andrei Dan <andrei.dan@elastic.co>

x-pack/plugin/ilm/src/main/java/org/elasticsearch/xpack/ilm/IndexLifecycleRunner.java

@@ -104,7 +104,14 @@ public class IndexLifecycleRunner {
     public void runPeriodicStep(String policy, IndexMetaData indexMetaData) {
         String index = indexMetaData.getIndex().getName();
         LifecycleExecutionState lifecycleState = LifecycleExecutionState.fromIndexMetadata(indexMetaData);
-        Step currentStep = getCurrentStep(stepRegistry, policy, indexMetaData, lifecycleState);
+        final Step currentStep;
+        try {
+            currentStep = getCurrentStep(stepRegistry, policy, indexMetaData, lifecycleState);
+        } catch (Exception e) {
+            markPolicyRetrievalError(policy, indexMetaData.getIndex(), lifecycleState, e);
+            return;
+        }
+
         if (currentStep == null) {
             if (stepRegistry.policyExists(policy) == false) {
                 markPolicyDoesNotExist(policy, indexMetaData.getIndex(), lifecycleState);
@@ -194,7 +201,13 @@ public class IndexLifecycleRunner {
     public void maybeRunAsyncAction(ClusterState currentState, IndexMetaData indexMetaData, String policy, StepKey expectedStepKey) {
         String index = indexMetaData.getIndex().getName();
         LifecycleExecutionState lifecycleState = LifecycleExecutionState.fromIndexMetadata(indexMetaData);
-        Step currentStep = getCurrentStep(stepRegistry, policy, indexMetaData, lifecycleState);
+        final Step currentStep;
+        try {
+            currentStep = getCurrentStep(stepRegistry, policy, indexMetaData, lifecycleState);
+        } catch (Exception e) {
+            markPolicyRetrievalError(policy, indexMetaData.getIndex(), lifecycleState, e);
+            return;
+        }
         if (currentStep == null) {
             logger.warn("current step [{}] for index [{}] with policy [{}] is not recognized",
                 getCurrentStepKey(lifecycleState), index, policy);
@@ -237,7 +250,13 @@ public class IndexLifecycleRunner {
     public void runPolicyAfterStateChange(String policy, IndexMetaData indexMetaData) {
         String index = indexMetaData.getIndex().getName();
         LifecycleExecutionState lifecycleState = LifecycleExecutionState.fromIndexMetadata(indexMetaData);
-        Step currentStep = getCurrentStep(stepRegistry, policy, indexMetaData, lifecycleState);
+        final Step currentStep;
+        try {
+            currentStep = getCurrentStep(stepRegistry, policy, indexMetaData, lifecycleState);
+        } catch (Exception e) {
+            markPolicyRetrievalError(policy, indexMetaData.getIndex(), lifecycleState, e);
+            return;
+        }
         if (currentStep == null) {
             if (stepRegistry.policyExists(policy) == false) {
                 markPolicyDoesNotExist(policy, indexMetaData.getIndex(), lifecycleState);
@@ -596,10 +615,14 @@ public class IndexLifecycleRunner {
     }
 
     private void markPolicyDoesNotExist(String policyName, Index index, LifecycleExecutionState executionState) {
-        logger.debug("policy [{}] for index [{}] does not exist, recording this in step_info for this index",
+        markPolicyRetrievalError(policyName, index, executionState,
-            policyName, index.getName());
+            new IllegalArgumentException("policy [" + policyName + "] does not exist"));
-        setStepInfo(index, policyName, getCurrentStepKey(executionState),
+    }
-            new SetStepInfoUpdateTask.ExceptionWrapper(
+
-                new IllegalArgumentException("policy [" + policyName + "] does not exist")));
+    private void markPolicyRetrievalError(String policyName, Index index, LifecycleExecutionState executionState, Exception e) {
+        logger.debug(
+            new ParameterizedMessage("unable to retrieve policy [{}] for index [{}], recording this in step_info for this index",
+            policyName, index.getName()), e);
+        setStepInfo(index, policyName, getCurrentStepKey(executionState), new SetStepInfoUpdateTask.ExceptionWrapper(e));
     }
 }

x-pack/plugin/ilm/src/test/java/org/elasticsearch/xpack/ilm/IndexLifecycleRunnerTests.java

@@ -72,6 +72,7 @@ import java.util.SortedMap;
 import java.util.TreeMap;
 import java.util.concurrent.CountDownLatch;
 import java.util.concurrent.TimeUnit;
+import java.util.concurrent.atomic.AtomicBoolean;
 import java.util.concurrent.atomic.AtomicLong;
 import java.util.function.BiFunction;
 import java.util.function.Function;
@@ -356,6 +357,84 @@ public class IndexLifecycleRunnerTests extends ESTestCase {
         threadPool.shutdownNow();
     }
 
+    public void testRunPeriodicPolicyWithFailureToReadPolicy() throws Exception {
+        doTestRunPolicyWithFailureToReadPolicy(false, true);
+    }
+
+    public void testRunStateChangePolicyWithFailureToReadPolicy() throws Exception {
+        doTestRunPolicyWithFailureToReadPolicy(false, false);
+    }
+
+    public void testRunAsyncActionPolicyWithFailureToReadPolicy() throws Exception {
+        doTestRunPolicyWithFailureToReadPolicy(true, false);
+    }
+
+    public void doTestRunPolicyWithFailureToReadPolicy(boolean asyncAction, boolean periodicAction) throws Exception {
+        String policyName = "foo";
+        StepKey stepKey = new StepKey("phase", "action", "cluster_state_action_step");
+        StepKey nextStepKey = new StepKey("phase", "action", "next_cluster_state_action_step");
+        MockClusterStateActionStep step = new MockClusterStateActionStep(stepKey, nextStepKey);
+        MockClusterStateActionStep nextStep = new MockClusterStateActionStep(nextStepKey, null);
+        MockPolicyStepsRegistry stepRegistry = createOneStepPolicyStepRegistry(policyName, step);
+        AtomicBoolean resolved = new AtomicBoolean(false);
+        stepRegistry.setResolver((i, k) -> {
+            resolved.set(true);
+            throw new IllegalArgumentException("fake failure retrieving step");
+        });
+        ThreadPool threadPool = new TestThreadPool("name");
+        LifecycleExecutionState les = LifecycleExecutionState.builder()
+            .setPhase("phase")
+            .setAction("action")
+            .setStep("cluster_state_action_step")
+            .build();
+        IndexMetaData indexMetaData = IndexMetaData.builder("test")
+            .settings(Settings.builder()
+                .put(IndexMetaData.SETTING_VERSION_CREATED, Version.CURRENT)
+                .put(IndexMetaData.SETTING_NUMBER_OF_SHARDS, 1)
+                .put(IndexMetaData.SETTING_NUMBER_OF_REPLICAS, 1)
+                .put(LifecycleSettings.LIFECYCLE_NAME, policyName))
+            .putCustom(LifecycleExecutionState.ILM_CUSTOM_METADATA_KEY, les.asMap())
+            .build();
+        ClusterService clusterService = ClusterServiceUtils.createClusterService(threadPool);
+        DiscoveryNode node = clusterService.localNode();
+        IndexLifecycleMetadata ilm = new IndexLifecycleMetadata(Collections.emptyMap(), OperationMode.RUNNING);
+        ClusterState state = ClusterState.builder(new ClusterName("cluster"))
+            .metaData(MetaData.builder()
+                .put(indexMetaData, true)
+                .putCustom(IndexLifecycleMetadata.TYPE, ilm))
+            .nodes(DiscoveryNodes.builder()
+                .add(node)
+                .masterNodeId(node.getId())
+                .localNodeId(node.getId()))
+            .build();
+        ClusterServiceUtils.setState(clusterService, state);
+        long stepTime = randomLong();
+        IndexLifecycleRunner runner = new IndexLifecycleRunner(stepRegistry, clusterService, threadPool, () -> stepTime);
+
+        ClusterState before = clusterService.state();
+        if (asyncAction) {
+            runner.maybeRunAsyncAction(before, indexMetaData, policyName, stepKey);
+        } else if (periodicAction) {
+            runner.runPeriodicStep(policyName, indexMetaData);
+        } else {
+            runner.runPolicyAfterStateChange(policyName, indexMetaData);
+        }
+
+        // The cluster state can take a few extra milliseconds to update after the steps are executed
+        assertBusy(() -> assertNotEquals(before, clusterService.state()));
+        LifecycleExecutionState newExecutionState = LifecycleExecutionState
+            .fromIndexMetadata(clusterService.state().metaData().index(indexMetaData.getIndex()));
+        assertThat(newExecutionState.getPhase(), equalTo("phase"));
+        assertThat(newExecutionState.getAction(), equalTo("action"));
+        assertThat(newExecutionState.getStep(), equalTo("cluster_state_action_step"));
+        assertThat(step.getExecuteCount(), equalTo(0L));
+        assertThat(nextStep.getExecuteCount(), equalTo(0L));
+        assertThat(newExecutionState.getStepInfo(),
+            containsString("{\"type\":\"illegal_argument_exception\",\"reason\":\"fake failure retrieving step\"}"));
+        clusterService.close();
+        threadPool.shutdownNow();
+    }
+
     public void testRunAsyncActionDoesNotRun() {
         String policyName = "foo";
         StepKey stepKey = new StepKey("phase", "action", "async_action_step");