Close query cache on index service creation failure (#48230)

Today it is possible that we create the `QueryCache` and then fail to create
the owning `IndexService` and this means we do not close the `QueryCache`
again. This commit addresses that leak.

Fixes #48186

server/src/main/java/org/elasticsearch/index/IndexModule.java

@@ -39,8 +39,10 @@ import org.elasticsearch.common.settings.Setting.Property;
 import org.elasticsearch.common.settings.Settings;
 import org.elasticsearch.common.util.BigArrays;
 import org.elasticsearch.common.xcontent.NamedXContentRegistry;
+import org.elasticsearch.core.internal.io.IOUtils;
 import org.elasticsearch.env.NodeEnvironment;
 import org.elasticsearch.index.analysis.AnalysisRegistry;
+import org.elasticsearch.index.analysis.IndexAnalyzers;
 import org.elasticsearch.index.cache.query.DisabledQueryCache;
 import org.elasticsearch.index.cache.query.IndexQueryCache;
 import org.elasticsearch.index.cache.query.QueryCache;
@@ -399,22 +401,35 @@ public final class IndexModule {
             indexReaderWrapper.get() == null ? (shard) -> null : indexReaderWrapper.get();
         eventListener.beforeIndexCreated(indexSettings.getIndex(), indexSettings.getSettings());
         final IndexStorePlugin.DirectoryFactory directoryFactory = getDirectoryFactory(indexSettings, directoryFactories);
-        final QueryCache queryCache;
+        QueryCache queryCache = null;
-        if (indexSettings.getValue(INDEX_QUERY_CACHE_ENABLED_SETTING)) {
+        IndexAnalyzers indexAnalyzers = null;
-            BiFunction<IndexSettings, IndicesQueryCache, QueryCache> queryCacheProvider = forceQueryCacheProvider.get();
+        boolean success = false;
-            if (queryCacheProvider == null) {
+        try {
-                queryCache = new IndexQueryCache(indexSettings, indicesQueryCache);
+            if (indexSettings.getValue(INDEX_QUERY_CACHE_ENABLED_SETTING)) {
+                BiFunction<IndexSettings, IndicesQueryCache, QueryCache> queryCacheProvider = forceQueryCacheProvider.get();
+                if (queryCacheProvider == null) {
+                    queryCache = new IndexQueryCache(indexSettings, indicesQueryCache);
+                } else {
+                    queryCache = queryCacheProvider.apply(indexSettings, indicesQueryCache);
+                }
             } else {
-                queryCache = queryCacheProvider.apply(indexSettings, indicesQueryCache);
+                queryCache = new DisabledQueryCache(indexSettings);
+            }
+            if (IndexService.needsMapperService(indexSettings, indexCreationContext)) {
+                indexAnalyzers = analysisRegistry.build(indexSettings);
+            }
+            final IndexService indexService = new IndexService(indexSettings, indexCreationContext, environment, xContentRegistry,
+                new SimilarityService(indexSettings, scriptService, similarities), shardStoreDeleter, indexAnalyzers,
+                engineFactory, circuitBreakerService, bigArrays, threadPool, scriptService, clusterService, client, queryCache,
+                directoryFactory, eventListener, readerWrapperFactory, mapperRegistry, indicesFieldDataCache, searchOperationListeners,
+                indexOperationListeners, namedWriteableRegistry);
+            success = true;
+            return indexService;
+        } finally {
+            if (success == false) {
+                IOUtils.closeWhileHandlingException(queryCache, indexAnalyzers);
             }
-        } else {
-            queryCache = new DisabledQueryCache(indexSettings);
         }
-        return new IndexService(indexSettings, indexCreationContext, environment, xContentRegistry,
-                new SimilarityService(indexSettings, scriptService, similarities),
-                shardStoreDeleter, analysisRegistry, engineFactory, circuitBreakerService, bigArrays, threadPool, scriptService,
-                clusterService, client, queryCache, directoryFactory, eventListener, readerWrapperFactory, mapperRegistry,
-                indicesFieldDataCache, searchOperationListeners, indexOperationListeners, namedWriteableRegistry);
     }
 
     private static IndexStorePlugin.DirectoryFactory getDirectoryFactory(

server/src/main/java/org/elasticsearch/index/IndexService.java

@@ -48,7 +48,6 @@ import org.elasticsearch.core.internal.io.IOUtils;
 import org.elasticsearch.env.NodeEnvironment;
 import org.elasticsearch.env.ShardLock;
 import org.elasticsearch.env.ShardLockObtainFailedException;
-import org.elasticsearch.index.analysis.AnalysisRegistry;
 import org.elasticsearch.index.analysis.IndexAnalyzers;
 import org.elasticsearch.index.cache.IndexCache;
 import org.elasticsearch.index.cache.bitset.BitsetFilterCache;
@@ -148,8 +147,7 @@ public class IndexService extends AbstractIndexComponent implements IndicesClust
             NamedXContentRegistry xContentRegistry,
             SimilarityService similarityService,
             ShardStoreDeleter shardStoreDeleter,
-            AnalysisRegistry registry,
+            IndexAnalyzers indexAnalyzers, EngineFactory engineFactory,
-            EngineFactory engineFactory,
             CircuitBreakerService circuitBreakerService,
             BigArrays bigArrays,
             ThreadPool threadPool,
@@ -164,24 +162,16 @@ public class IndexService extends AbstractIndexComponent implements IndicesClust
             IndicesFieldDataCache indicesFieldDataCache,
             List<SearchOperationListener> searchOperationListeners,
             List<IndexingOperationListener> indexingOperationListeners,
-            NamedWriteableRegistry namedWriteableRegistry) throws IOException {
+            NamedWriteableRegistry namedWriteableRegistry) {
         super(indexSettings);
         this.indexSettings = indexSettings;
         this.xContentRegistry = xContentRegistry;
         this.similarityService = similarityService;
         this.namedWriteableRegistry = namedWriteableRegistry;
         this.circuitBreakerService = circuitBreakerService;
-        if (indexSettings.getIndexMetaData().getState() == IndexMetaData.State.CLOSE &&
+        if (needsMapperService(indexSettings, indexCreationContext)) {
-            indexCreationContext == IndexCreationContext.CREATE_INDEX) { // metadata verification needs a mapper service
+            assert indexAnalyzers != null;
-            this.mapperService = null;
+            this.mapperService = new MapperService(indexSettings, indexAnalyzers, xContentRegistry, similarityService, mapperRegistry,
-            this.indexFieldData = null;
-            this.indexSortSupplier = () -> null;
-            this.bitsetFilterCache = null;
-            this.warmer = null;
-            this.indexCache = null;
-        } else {
-            this.mapperService = new MapperService(indexSettings, registry.build(indexSettings), xContentRegistry, similarityService,
-                mapperRegistry,
                 // we parse all percolator queries as they would be parsed on shard 0
                 () -> newQueryShardContext(0, null, System::currentTimeMillis, null));
             this.indexFieldData = new IndexFieldDataService(indexSettings, indicesFieldDataCache, circuitBreakerService, mapperService);
@@ -199,6 +189,14 @@ public class IndexService extends AbstractIndexComponent implements IndicesClust
             this.bitsetFilterCache = new BitsetFilterCache(indexSettings, new BitsetCacheListener(this));
             this.warmer = new IndexWarmer(threadPool, indexFieldData, bitsetFilterCache.createListener(threadPool));
             this.indexCache = new IndexCache(indexSettings, queryCache, bitsetFilterCache);
+        } else {
+            assert indexAnalyzers == null;
+            this.mapperService = null;
+            this.indexFieldData = null;
+            this.indexSortSupplier = () -> null;
+            this.bitsetFilterCache = null;
+            this.warmer = null;
+            this.indexCache = null;
         }
 
         this.shardStoreDeleter = shardStoreDeleter;
@@ -223,6 +221,11 @@ public class IndexService extends AbstractIndexComponent implements IndicesClust
         updateFsyncTaskIfNecessary();
     }
 
+    static boolean needsMapperService(IndexSettings indexSettings, IndexCreationContext indexCreationContext) {
+        return false == (indexSettings.getIndexMetaData().getState() == IndexMetaData.State.CLOSE &&
+            indexCreationContext == IndexCreationContext.CREATE_INDEX); // metadata verification needs a mapper service
+    }
+
     public enum IndexCreationContext {
         CREATE_INDEX,
         META_DATA_VERIFICATION

server/src/test/java/org/elasticsearch/index/IndexModuleTests.java

@@ -18,6 +18,7 @@
  */
 package org.elasticsearch.index;
 
+import org.apache.lucene.analysis.Analyzer;
 import org.apache.lucene.index.AssertingDirectoryReader;
 import org.apache.lucene.index.DirectoryReader;
 import org.apache.lucene.index.FieldInvertState;
@@ -40,12 +41,15 @@ import org.elasticsearch.common.settings.Setting.Property;
 import org.elasticsearch.common.settings.Settings;
 import org.elasticsearch.common.util.BigArrays;
 import org.elasticsearch.common.util.PageCacheRecycler;
+import org.elasticsearch.common.util.concurrent.EsRejectedExecutionException;
 import org.elasticsearch.core.internal.io.IOUtils;
 import org.elasticsearch.env.Environment;
 import org.elasticsearch.env.NodeEnvironment;
 import org.elasticsearch.env.ShardLock;
 import org.elasticsearch.env.TestEnvironment;
 import org.elasticsearch.index.analysis.AnalysisRegistry;
+import org.elasticsearch.index.analysis.AnalyzerProvider;
+import org.elasticsearch.index.analysis.AnalyzerScope;
 import org.elasticsearch.index.cache.query.DisabledQueryCache;
 import org.elasticsearch.index.cache.query.IndexQueryCache;
 import org.elasticsearch.index.cache.query.QueryCache;
@@ -65,6 +69,7 @@ import org.elasticsearch.index.similarity.SimilarityService;
 import org.elasticsearch.index.store.FsDirectoryFactory;
 import org.elasticsearch.indices.IndicesModule;
 import org.elasticsearch.indices.IndicesQueryCache;
+import org.elasticsearch.indices.analysis.AnalysisModule;
 import org.elasticsearch.indices.breaker.CircuitBreakerService;
 import org.elasticsearch.indices.breaker.NoneCircuitBreakerService;
 import org.elasticsearch.indices.cluster.IndicesClusterStateService.AllocatedIndices.IndexRemovalReason;
@@ -84,13 +89,17 @@ import org.hamcrest.Matchers;
 
 import java.io.IOException;
 import java.util.Collections;
+import java.util.HashSet;
 import java.util.Map;
+import java.util.Set;
 import java.util.concurrent.TimeUnit;
 import java.util.concurrent.atomic.AtomicBoolean;
 
 import static java.util.Collections.emptyMap;
+import static java.util.Collections.singletonMap;
 import static org.elasticsearch.index.IndexService.IndexCreationContext.CREATE_INDEX;
 import static org.hamcrest.Matchers.containsString;
+import static org.hamcrest.Matchers.empty;
 import static org.hamcrest.Matchers.hasToString;
 import static org.hamcrest.Matchers.instanceOf;
 
@@ -174,7 +183,7 @@ public class IndexModuleTests extends ESTestCase {
             .put(IndexModule.INDEX_STORE_TYPE_SETTING.getKey(), "foo_store")
             .build();
         final IndexSettings indexSettings = IndexSettingsModule.newIndexSettings(index, settings);
-        final Map<String, IndexStorePlugin.DirectoryFactory> indexStoreFactories = Collections.singletonMap(
+        final Map<String, IndexStorePlugin.DirectoryFactory> indexStoreFactories = singletonMap(
             "foo_store", new FooFunction());
         final IndexModule module = new IndexModule(indexSettings, emptyAnalysisRegistry, new InternalEngineFactory(), indexStoreFactories);
 
@@ -354,11 +363,19 @@ public class IndexModuleTests extends ESTestCase {
                 .put(IndexMetaData.SETTING_VERSION_CREATED, Version.CURRENT).build();
         final IndexSettings indexSettings = IndexSettingsModule.newIndexSettings("foo", settings);
         IndexModule module = new IndexModule(indexSettings, emptyAnalysisRegistry, new InternalEngineFactory(), Collections.emptyMap());
-        module.forceQueryCacheProvider((a, b) -> new CustomQueryCache());
+        final Set<CustomQueryCache> liveQueryCaches = new HashSet<>();
-        expectThrows(AlreadySetException.class, () -> module.forceQueryCacheProvider((a, b) -> new CustomQueryCache()));
+        module.forceQueryCacheProvider((a, b) -> {
+            final CustomQueryCache customQueryCache = new CustomQueryCache(liveQueryCaches);
+            liveQueryCaches.add(customQueryCache);
+            return customQueryCache;
+        });
+        expectThrows(AlreadySetException.class, () -> module.forceQueryCacheProvider((a, b) -> {
+            throw new AssertionError("never called");
+        }));
         IndexService indexService = newIndexService(module);
         assertTrue(indexService.cache().query() instanceof CustomQueryCache);
         indexService.close("simon says", false);
+        assertThat(liveQueryCaches, empty());
     }
 
     public void testDefaultQueryCacheImplIsSelected() throws IOException {
@@ -379,12 +396,73 @@ public class IndexModuleTests extends ESTestCase {
             .put(IndexMetaData.SETTING_VERSION_CREATED, Version.CURRENT).build();
         final IndexSettings indexSettings = IndexSettingsModule.newIndexSettings("foo", settings);
         IndexModule module = new IndexModule(indexSettings, emptyAnalysisRegistry, new InternalEngineFactory(), Collections.emptyMap());
-        module.forceQueryCacheProvider((a, b) -> new CustomQueryCache());
+        module.forceQueryCacheProvider((a, b) -> new CustomQueryCache(null));
         IndexService indexService = newIndexService(module);
         assertTrue(indexService.cache().query() instanceof DisabledQueryCache);
         indexService.close("simon says", false);
     }
 
+    public void testCustomQueryCacheCleanedUpIfIndexServiceCreationFails() {
+        Settings settings = Settings.builder()
+            .put(Environment.PATH_HOME_SETTING.getKey(), createTempDir().toString())
+            .put(IndexMetaData.SETTING_VERSION_CREATED, Version.CURRENT).build();
+        final IndexSettings indexSettings = IndexSettingsModule.newIndexSettings("foo", settings);
+        IndexModule module = new IndexModule(indexSettings, emptyAnalysisRegistry, new InternalEngineFactory(), Collections.emptyMap());
+        final Set<CustomQueryCache> liveQueryCaches = new HashSet<>();
+        module.forceQueryCacheProvider((a, b) -> {
+            final CustomQueryCache customQueryCache = new CustomQueryCache(liveQueryCaches);
+            liveQueryCaches.add(customQueryCache);
+            return customQueryCache;
+        });
+        threadPool.shutdown(); // causes index service creation to fail
+        expectThrows(EsRejectedExecutionException.class, () -> newIndexService(module));
+        assertThat(liveQueryCaches, empty());
+    }
+
+    public void testIndexAnalyzersCleanedUpIfIndexServiceCreationFails() {
+        Settings settings = Settings.builder()
+            .put(Environment.PATH_HOME_SETTING.getKey(), createTempDir().toString())
+            .put(IndexMetaData.SETTING_VERSION_CREATED, Version.CURRENT).build();
+        final IndexSettings indexSettings = IndexSettingsModule.newIndexSettings("foo", settings);
+
+        final HashSet<Analyzer> openAnalyzers = new HashSet<>();
+        final AnalysisModule.AnalysisProvider<AnalyzerProvider<?>> analysisProvider = (i,e,n,s) -> new AnalyzerProvider<>() {
+            @Override
+            public String name() {
+                return "test";
+            }
+
+            @Override
+            public AnalyzerScope scope() {
+                return AnalyzerScope.INDEX;
+            }
+
+            @Override
+            public Analyzer get() {
+                final Analyzer analyzer = new Analyzer() {
+                    @Override
+                    protected TokenStreamComponents createComponents(String fieldName) {
+                        throw new AssertionError("should not be here");
+                    }
+
+                    @Override
+                    public void close() {
+                        super.close();
+                        openAnalyzers.remove(this);
+                    }
+                };
+                openAnalyzers.add(analyzer);
+                return analyzer;
+            }
+        };
+        final AnalysisRegistry analysisRegistry = new AnalysisRegistry(environment, emptyMap(), emptyMap(), emptyMap(),
+            singletonMap("test", analysisProvider), emptyMap(), emptyMap(), emptyMap(), emptyMap(), emptyMap());
+        IndexModule module = new IndexModule(indexSettings, analysisRegistry, new InternalEngineFactory(), Collections.emptyMap());
+        threadPool.shutdown(); // causes index service creation to fail
+        expectThrows(EsRejectedExecutionException.class, () -> newIndexService(module));
+        assertThat(openAnalyzers, empty());
+    }
+
     public void testMmapNotAllowed() {
         String storeType = randomFrom(IndexModule.Type.HYBRIDFS.getSettingsKey(), IndexModule.Type.MMAPFS.getSettingsKey());
         final Settings settings = Settings.builder()
@@ -403,12 +481,19 @@ public class IndexModuleTests extends ESTestCase {
 
     class CustomQueryCache implements QueryCache {
 
+        private final Set<CustomQueryCache> liveQueryCaches;
+
+        CustomQueryCache(Set<CustomQueryCache> liveQueryCaches) {
+            this.liveQueryCaches = liveQueryCaches;
+        }
+
         @Override
         public void clear(String reason) {
         }
 
         @Override
-        public void close() throws IOException {
+        public void close() {
+            assertTrue(liveQueryCaches == null || liveQueryCaches.remove(this));
         }
 
         @Override