Send only ops after checkpoint in file-based recovery with soft-deletes (#33190)
Today a file-based recovery will replay all existing translog operations from the primary on a replica so that that replica can have a full history in translog as the primary. However, with soft-deletes enabled, we should not do it because: 1. All operations before the local checkpoint of the safe commit exist in the commit already. 2. The number of operations before the local checkpoint may be considerable and requires a significant amount of time to replay on a replica. Relates #30522 Relates #29530
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@ -162,12 +162,13 @@ public class RecoverySourceHandler {
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} catch (final Exception e) {
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throw new RecoveryEngineException(shard.shardId(), 1, "snapshot failed", e);
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}
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// we set this to 0 to create a translog roughly according to the retention policy
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// on the target. Note that it will still filter out legacy operations with no sequence numbers
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startingSeqNo = 0; //TODO: A follow-up to send only ops above the local checkpoint if soft-deletes enabled.
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// but we must have everything above the local checkpoint in the commit
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// We must have everything above the local checkpoint in the commit
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requiredSeqNoRangeStart =
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Long.parseLong(phase1Snapshot.getIndexCommit().getUserData().get(SequenceNumbers.LOCAL_CHECKPOINT_KEY)) + 1;
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// If soft-deletes enabled, we need to transfer only operations after the local_checkpoint of the commit to have
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// the same history on the target. However, with translog, we need to set this to 0 to create a translog roughly
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// according to the retention policy on the target. Note that it will still filter out legacy operations without seqNo.
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startingSeqNo = shard.indexSettings().isSoftDeleteEnabled() ? requiredSeqNoRangeStart : 0;
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try {
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final int estimateNumOps = shard.estimateNumberOfHistoryOperations("peer-recovery", startingSeqNo);
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phase1(phase1Snapshot.getIndexCommit(), () -> estimateNumOps);
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@ -482,9 +482,7 @@ public class RecoveryFromGatewayIT extends ESIntegTestCase {
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assertThat("all existing files should be reused, file count mismatch", recoveryState.getIndex().reusedFileCount(), equalTo(filesReused));
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assertThat(recoveryState.getIndex().reusedFileCount(), equalTo(recoveryState.getIndex().totalFileCount() - filesRecovered));
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assertThat("> 0 files should be reused", recoveryState.getIndex().reusedFileCount(), greaterThan(0));
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// both cases will be zero once we start sending only ops after local checkpoint of the safe commit
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int expectedTranslogOps = softDeleteEnabled ? numDocs + moreDocs : 0;
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assertThat("no translog ops should be recovered", recoveryState.getTranslog().recoveredOperations(), equalTo(expectedTranslogOps));
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assertThat("no translog ops should be recovered", recoveryState.getTranslog().recoveredOperations(), equalTo(0));
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}
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}
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}
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@ -219,8 +219,7 @@ public class RecoveryDuringReplicationTests extends ESIndexLevelReplicationTestC
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@TestLogging("org.elasticsearch.index.shard:TRACE,org.elasticsearch.indices.recovery:TRACE")
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public void testRecoveryAfterPrimaryPromotion() throws Exception {
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Settings settings = Settings.builder().put(IndexSettings.INDEX_SOFT_DELETES_SETTING.getKey(), true).build();
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try (ReplicationGroup shards = createGroup(2, settings)) {
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try (ReplicationGroup shards = createGroup(2)) {
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shards.startAll();
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int totalDocs = shards.indexDocs(randomInt(10));
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int committedDocs = 0;
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@ -232,7 +231,6 @@ public class RecoveryDuringReplicationTests extends ESIndexLevelReplicationTestC
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final IndexShard oldPrimary = shards.getPrimary();
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final IndexShard newPrimary = shards.getReplicas().get(0);
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final IndexShard replica = shards.getReplicas().get(1);
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boolean softDeleteEnabled = replica.indexSettings().isSoftDeleteEnabled();
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if (randomBoolean()) {
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// simulate docs that were inflight when primary failed, these will be rolled back
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final int rollbackDocs = randomIntBetween(1, 5);
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@ -280,12 +278,13 @@ public class RecoveryDuringReplicationTests extends ESIndexLevelReplicationTestC
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assertThat(newPrimary.getLastSyncedGlobalCheckpoint(), equalTo(newPrimary.seqNoStats().getMaxSeqNo()));
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});
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newPrimary.flush(new FlushRequest().force(true));
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uncommittedOpsOnPrimary = shards.indexDocs(randomIntBetween(0, 10));
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totalDocs += uncommittedOpsOnPrimary;
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// we need an extra flush or refresh to advance the min_retained_seqno on the new primary so that ops-based won't happen
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if (softDeleteEnabled) {
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if (replica.indexSettings().isSoftDeleteEnabled()) {
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// We need an extra flush to advance the min_retained_seqno on the new primary so ops-based won't happen.
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// The min_retained_seqno only advances when a merge asks for the retention query.
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newPrimary.flush(new FlushRequest().force(true));
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}
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uncommittedOpsOnPrimary = shards.indexDocs(randomIntBetween(0, 10));
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totalDocs += uncommittedOpsOnPrimary;
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}
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if (randomBoolean()) {
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@ -305,8 +304,7 @@ public class RecoveryDuringReplicationTests extends ESIndexLevelReplicationTestC
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assertThat(newReplica.recoveryState().getTranslog().recoveredOperations(), equalTo(totalDocs - committedDocs));
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} else {
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assertThat(newReplica.recoveryState().getIndex().fileDetails(), not(empty()));
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int expectOps = softDeleteEnabled ? totalDocs : uncommittedOpsOnPrimary;
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assertThat(newReplica.recoveryState().getTranslog().recoveredOperations(), equalTo(expectOps));
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assertThat(newReplica.recoveryState().getTranslog().recoveredOperations(), equalTo(uncommittedOpsOnPrimary));
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}
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// roll back the extra ops in the replica
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@ -64,13 +64,13 @@ public class RecoveryTests extends ESIndexLevelReplicationTestCase {
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int docs = shards.indexDocs(10);
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getTranslog(shards.getPrimary()).rollGeneration();
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shards.flush();
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if (randomBoolean()) {
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docs += shards.indexDocs(10);
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}
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int moreDocs = shards.indexDocs(randomInt(10));
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shards.addReplica();
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shards.startAll();
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final IndexShard replica = shards.getReplicas().get(0);
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assertThat(getTranslog(replica).totalOperations(), equalTo(docs));
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boolean softDeletesEnabled = replica.indexSettings().isSoftDeleteEnabled();
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assertThat(getTranslog(replica).totalOperations(), equalTo(softDeletesEnabled ? moreDocs : docs + moreDocs));
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shards.assertAllEqual(docs + moreDocs);
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}
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}
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@ -107,7 +107,7 @@ public class RecoveryTests extends ESIndexLevelReplicationTestCase {
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}
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}
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public void testRecoveryWithOutOfOrderDelete() throws Exception {
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public void testRecoveryWithOutOfOrderDeleteWithTranslog() throws Exception {
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/*
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* The flow of this test:
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* - delete #1
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@ -117,9 +117,69 @@ public class RecoveryTests extends ESIndexLevelReplicationTestCase {
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* - flush (commit point has max_seqno 3, and local checkpoint 1 -> points at gen 2, previous commit point is maintained)
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* - index #2
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* - index #5
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* - If flush and the translog/lucene retention disabled, delete #1 will be removed while index #0 is still retained and replayed.
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* - If flush and the translog retention disabled, delete #1 will be removed while index #0 is still retained and replayed.
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*/
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Settings settings = Settings.builder().put(IndexSettings.INDEX_SOFT_DELETES_RETENTION_OPERATIONS_SETTING.getKey(), 10)
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Settings settings = Settings.builder().put(IndexSettings.INDEX_SOFT_DELETES_SETTING.getKey(), false).build();
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try (ReplicationGroup shards = createGroup(1, settings)) {
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shards.startAll();
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// create out of order delete and index op on replica
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final IndexShard orgReplica = shards.getReplicas().get(0);
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final String indexName = orgReplica.shardId().getIndexName();
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// delete #1
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orgReplica.applyDeleteOperationOnReplica(1, 2, "type", "id");
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getTranslog(orgReplica).rollGeneration(); // isolate the delete in it's own generation
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// index #0
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orgReplica.applyIndexOperationOnReplica(0, 1, IndexRequest.UNSET_AUTO_GENERATED_TIMESTAMP, false,
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SourceToParse.source(indexName, "type", "id", new BytesArray("{}"), XContentType.JSON));
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// index #3
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orgReplica.applyIndexOperationOnReplica(3, 1, IndexRequest.UNSET_AUTO_GENERATED_TIMESTAMP, false,
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SourceToParse.source(indexName, "type", "id-3", new BytesArray("{}"), XContentType.JSON));
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// Flushing a new commit with local checkpoint=1 allows to delete the translog gen #1.
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orgReplica.flush(new FlushRequest().force(true).waitIfOngoing(true));
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// index #2
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orgReplica.applyIndexOperationOnReplica(2, 1, IndexRequest.UNSET_AUTO_GENERATED_TIMESTAMP, false,
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SourceToParse.source(indexName, "type", "id-2", new BytesArray("{}"), XContentType.JSON));
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orgReplica.updateGlobalCheckpointOnReplica(3L, "test");
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// index #5 -> force NoOp #4.
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orgReplica.applyIndexOperationOnReplica(5, 1, IndexRequest.UNSET_AUTO_GENERATED_TIMESTAMP, false,
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SourceToParse.source(indexName, "type", "id-5", new BytesArray("{}"), XContentType.JSON));
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final int translogOps;
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if (randomBoolean()) {
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if (randomBoolean()) {
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logger.info("--> flushing shard (translog will be trimmed)");
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IndexMetaData.Builder builder = IndexMetaData.builder(orgReplica.indexSettings().getIndexMetaData());
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builder.settings(Settings.builder().put(orgReplica.indexSettings().getSettings())
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.put(IndexSettings.INDEX_TRANSLOG_RETENTION_AGE_SETTING.getKey(), "-1")
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.put(IndexSettings.INDEX_TRANSLOG_RETENTION_SIZE_SETTING.getKey(), "-1"));
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orgReplica.indexSettings().updateIndexMetaData(builder.build());
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orgReplica.onSettingsChanged();
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translogOps = 5; // 4 ops + seqno gaps (delete #1 is removed but index #0 will be replayed).
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} else {
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logger.info("--> flushing shard (translog will be retained)");
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translogOps = 6; // 5 ops + seqno gaps
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}
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flushShard(orgReplica);
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} else {
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translogOps = 6; // 5 ops + seqno gaps
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}
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final IndexShard orgPrimary = shards.getPrimary();
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shards.promoteReplicaToPrimary(orgReplica).get(); // wait for primary/replica sync to make sure seq# gap is closed.
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IndexShard newReplica = shards.addReplicaWithExistingPath(orgPrimary.shardPath(), orgPrimary.routingEntry().currentNodeId());
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shards.recoverReplica(newReplica);
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shards.assertAllEqual(3);
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assertThat(getTranslog(newReplica).totalOperations(), equalTo(translogOps));
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}
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}
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public void testRecoveryWithOutOfOrderDeleteWithSoftDeletes() throws Exception {
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Settings settings = Settings.builder()
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.put(IndexSettings.INDEX_SOFT_DELETES_SETTING.getKey(), true)
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.put(IndexSettings.INDEX_SOFT_DELETES_RETENTION_OPERATIONS_SETTING.getKey(), 10)
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// If soft-deletes is enabled, delete#1 will be reclaimed because its segment (segment_1) is fully deleted
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// index#0 will be retained if merge is disabled; otherwise it will be reclaimed because gcp=3 and retained_ops=0
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.put(MergePolicyConfig.INDEX_MERGE_ENABLED, false).build();
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@ -148,25 +208,16 @@ public class RecoveryTests extends ESIndexLevelReplicationTestCase {
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orgReplica.applyIndexOperationOnReplica(5, 1, IndexRequest.UNSET_AUTO_GENERATED_TIMESTAMP, false,
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SourceToParse.source(indexName, "type", "id-5", new BytesArray("{}"), XContentType.JSON));
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final int translogOps;
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if (randomBoolean()) {
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if (randomBoolean()) {
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logger.info("--> flushing shard (translog/soft-deletes will be trimmed)");
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IndexMetaData.Builder builder = IndexMetaData.builder(orgReplica.indexSettings().getIndexMetaData());
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builder.settings(Settings.builder().put(orgReplica.indexSettings().getSettings())
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.put(IndexSettings.INDEX_TRANSLOG_RETENTION_AGE_SETTING.getKey(), "-1")
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.put(IndexSettings.INDEX_TRANSLOG_RETENTION_SIZE_SETTING.getKey(), "-1")
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.put(IndexSettings.INDEX_SOFT_DELETES_RETENTION_OPERATIONS_SETTING.getKey(), 0));
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orgReplica.indexSettings().updateIndexMetaData(builder.build());
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orgReplica.onSettingsChanged();
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translogOps = 5; // 4 ops + seqno gaps (delete #1 is removed but index #0 will be replayed).
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} else {
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logger.info("--> flushing shard (translog/soft-deletes will be retained)");
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translogOps = 6; // 5 ops + seqno gaps
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}
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flushShard(orgReplica);
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} else {
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translogOps = 6; // 5 ops + seqno gaps
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}
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final IndexShard orgPrimary = shards.getPrimary();
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@ -175,8 +226,9 @@ public class RecoveryTests extends ESIndexLevelReplicationTestCase {
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IndexShard newReplica = shards.addReplicaWithExistingPath(orgPrimary.shardPath(), orgPrimary.routingEntry().currentNodeId());
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shards.recoverReplica(newReplica);
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shards.assertAllEqual(3);
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assertThat(getTranslog(newReplica).totalOperations(), equalTo(translogOps));
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try (Translog.Snapshot snapshot = newReplica.getHistoryOperations("test", 0)) {
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assertThat(snapshot, SnapshotMatchers.size(6));
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}
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}
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}
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@ -228,7 +280,8 @@ public class RecoveryTests extends ESIndexLevelReplicationTestCase {
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shards.recoverReplica(newReplica);
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// file based recovery should be made
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assertThat(newReplica.recoveryState().getIndex().fileDetails(), not(empty()));
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assertThat(getTranslog(newReplica).totalOperations(), equalTo(numDocs));
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boolean softDeletesEnabled = replica.indexSettings().isSoftDeleteEnabled();
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assertThat(getTranslog(newReplica).totalOperations(), equalTo(softDeletesEnabled ? nonFlushedDocs : numDocs));
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// history uuid was restored
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assertThat(newReplica.getHistoryUUID(), equalTo(historyUUID));
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@ -332,7 +385,8 @@ public class RecoveryTests extends ESIndexLevelReplicationTestCase {
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shards.recoverReplica(replica);
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// Make sure the flushing will eventually be completed (eg. `shouldPeriodicallyFlush` is false)
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assertBusy(() -> assertThat(getEngine(replica).shouldPeriodicallyFlush(), equalTo(false)));
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assertThat(getTranslog(replica).totalOperations(), equalTo(numDocs));
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boolean softDeletesEnabled = replica.indexSettings().isSoftDeleteEnabled();
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assertThat(getTranslog(replica).totalOperations(), equalTo(softDeletesEnabled ? 0 : numDocs));
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shards.assertAllEqual(numDocs);
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}
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}
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