python-peps/pep-0307.txt

PEP: 307
Title: Extensions to the pickle protocol
Version: $Revision$
Last-Modified: $Date$
Author: Guido van Rossum, Tim Peters
Status: Final
Type: Standards Track
Content-Type: text/x-rst
Created: 31-Jan-2003
Python-Version: 2.3
Post-History: 07-Feb-2003

Introduction
============

Pickling new-style objects in Python 2.2 is done somewhat clumsily
and causes pickle size to bloat compared to classic class
instances.  This PEP documents a new pickle protocol in Python 2.3
that takes care of this and many other pickle issues.

There are two sides to specifying a new pickle protocol: the byte
stream constituting pickled data must be specified, and the
interface between objects and the pickling and unpickling engines
must be specified.  This PEP focuses on API issues, although it
may occasionally touch on byte stream format details to motivate a
choice.  The pickle byte stream format is documented formally by
the standard library module ``pickletools.py`` (already checked into
CVS for Python 2.3).

This PEP attempts to fully document the interface between pickled
objects and the pickling process, highlighting additions by
specifying "new in this PEP".  (The interface to invoke pickling
or unpickling is not covered fully, except for the changes to the
API for specifying the pickling protocol to picklers.)


Motivation
==========

Pickling new-style objects causes serious pickle bloat.  For
example::

   class C(object): # Omit "(object)" for classic class
       pass
   x = C()
   x.foo = 42
   print len(pickle.dumps(x, 1))

The binary pickle for the classic object consumed 33 bytes, and for
the new-style object 86 bytes.

The reasons for the bloat are complex, but are mostly caused by
the fact that new-style objects use ``__reduce__`` in order to be
picklable at all.  After ample consideration we've concluded that
the only way to reduce pickle sizes for new-style objects is to
add new opcodes to the pickle protocol.  The net result is that
with the new protocol, the pickle size in the above example is 35
(two extra bytes are used at the start to indicate the protocol
version, although this isn't strictly necessary).


Protocol versions
=================

Previously, pickling (but not unpickling) distinguished between
text mode and binary mode.  By design, binary mode is a
superset of text mode, and unpicklers don't need to know in
advance whether an incoming pickle uses text mode or binary mode.
The virtual machine used for unpickling is the same regardless of
the mode; certain opcodes simply aren't used in text mode.

Retroactively, text mode is now called protocol 0, and binary mode
protocol 1.  The new protocol is called protocol 2.  In the
tradition of pickling protocols, protocol 2 is a superset of
protocol 1.  But just so that future pickling protocols aren't
required to be supersets of the oldest protocols, a new opcode is
inserted at the start of a protocol 2 pickle indicating that it is
using protocol 2.  To date, each release of Python has been able to
read pickles written by all previous releases.  Of course pickles
written under protocol *N* can't be read by versions of Python
earlier than the one that introduced protocol *N*.

Several functions, methods and constructors used for pickling used
to take a positional argument named 'bin' which was a flag,
defaulting to 0, indicating binary mode.  This argument is renamed
to 'protocol' and now gives the protocol number, still defaulting
to 0.

It so happens that passing 2 for the 'bin' argument in previous
Python versions had the same effect as passing 1.  Nevertheless, a
special case is added here:  passing a negative number selects the
highest protocol version supported by a particular implementation.
This works in previous Python versions, too, and so can be used to
select the highest protocol available in a way that's both backward
and forward compatible.  In addition, a new module constant
``HIGHEST_PROTOCOL`` is supplied by both ``pickle`` and ``cPickle``, equal to
the highest protocol number the module can read.  This is cleaner
than passing -1, but cannot be used before Python 2.3.

The ``pickle.py`` module has supported passing the 'bin' value as a
keyword argument rather than a positional argument.  (This is not
recommended, since ``cPickle`` only accepts positional arguments, but
it works...)  Passing 'bin' as a keyword argument is deprecated,
and a ``PendingDeprecationWarning`` is issued in this case.  You have
to invoke the Python interpreter with ``-Wa`` or a variation on that
to see ``PendingDeprecationWarning`` messages.  In Python 2.4, the
warning class may be upgraded to ``DeprecationWarning``.


Security issues
===============

In previous versions of Python, unpickling would do a "safety
check" on certain operations, refusing to call functions or
constructors that weren't marked as "safe for unpickling" by
either having an attribute ``__safe_for_unpickling__`` set to 1, or by
being registered in a global registry, ``copy_reg.safe_constructors``.

This feature gives a false sense of security: nobody has ever done
the necessary, extensive, code audit to prove that unpickling
untrusted pickles cannot invoke unwanted code, and in fact bugs in
the Python 2.2 ``pickle.py`` module make it easy to circumvent these
security measures.

We firmly believe that, on the Internet, it is better to know that
you are using an insecure protocol than to trust a protocol to be
secure whose implementation hasn't been thoroughly checked.  Even
high quality implementations of widely used protocols are
routinely found flawed; Python's pickle implementation simply
cannot make such guarantees without a much larger time investment.
Therefore, as of Python 2.3, all safety checks on unpickling are
officially removed, and replaced with this warning:

.. warning::

   Do not unpickle data received from an untrusted or
   unauthenticated source.

The same warning applies to previous Python versions, despite the
presence of safety checks there.


Extended ``__reduce__`` API
===========================

There are several APIs that a class can use to control pickling.
Perhaps the most popular of these are ``__getstate__`` and
``__setstate__``; but the most powerful one is ``__reduce__``.  (There's
also ``__getinitargs__``, and we're adding ``__getnewargs__`` below.)

There are several ways to provide ``__reduce__`` functionality: a
class can implement a ``__reduce__`` method or a ``__reduce_ex__`` method
(see next section), or a reduce function can be declared in
``copy_reg`` (``copy_reg.dispatch_table`` maps classes to functions).  The
return values are interpreted exactly the same, though, and we'll
refer to these collectively as ``__reduce__``.

**Important:** pickling of classic class instances does not look for a
``__reduce__`` or ``__reduce_ex__`` method or a reduce function in the
``copy_reg`` dispatch table, so that a classic class cannot provide
``__reduce__`` functionality in the sense intended here.  A classic
class must use ``__getinitargs__`` and/or ``__getstate__`` to customize
pickling.  These are described below.

``__reduce__`` must return either a string or a tuple.  If it returns
a string, this is an object whose state is not to be pickled, but
instead a reference to an equivalent object referenced by name.
Surprisingly, the string returned by ``__reduce__`` should be the
object's local name (relative to its module); the ``pickle`` module
searches the module namespace to determine the object's module.

The rest of this section is concerned with the tuple returned by
``__reduce__``.  It is a variable size tuple, of length 2 through 5.
The first two items (function and arguments) are required.  The
remaining items are optional and may be left off from the end;
giving ``None`` for the value of an optional item acts the same as
leaving it off.  The last two items are new in this PEP.  The items
are, in order:

+-----------+---------------------------------------------------------------+
| function  | Required.                                                     |
|           |                                                               |
|           | A callable object (not necessarily a function) called         |
|           | to create the initial version of the object; state            |
|           | may be added to the object later to fully reconstruct         |
|           | the pickled state.  This function must itself be              |
|           | picklable.  See the section about ``__newobj__`` for a        |
|           | special case (new in this PEP) here.                          |
+-----------+---------------------------------------------------------------+
| arguments | Required.                                                     |
|           |                                                               |
|           | A tuple giving the argument list for the function.            |
|           | As a special case, designed for Zope 2's                      |
|           | ``ExtensionClass``, this may be ``None``; in that case,       |
|           | function should be a class or type, and                       |
|           | ``function.__basicnew__()`` is called to create the           |
|           | initial version of the object.  This exception is             |
|           | deprecated.                                                   |
+-----------+---------------------------------------------------------------+

Unpickling invokes ``function(*arguments)`` to create an initial object,
called *obj* below.  If the remaining items are left off, that's the end
of unpickling for this object and *obj* is the result.    Else *obj* is
modified at unpickling time by each item specified, as follows.

+-----------+---------------------------------------------------------------+
| state     | Optional.                                                     |
|           |                                                               |
|           | Additional state.  If this is not ``None``, the state is      |
|           | pickled, and ``obj.__setstate__(state)`` will be called       |
|           | when unpickling.  If no ``__setstate__`` method is            |
|           | defined, a default implementation is provided, which          |
|           | assumes that state is a dictionary mapping instance           |
|           | variable names to their values.  The default                  |
|           | implementation calls ::                                       |
|           |                                                               |
|           |    obj.__dict__.update(state)                                 |
|           |                                                               |
|           | or, if the ``update()`` call fails, ::                        |
|           |                                                               |
|           |    for k, v in state.items():                                 |
|           |        setattr(obj, k, v)                                     |
+-----------+---------------------------------------------------------------+
| listitems | Optional, and new in this PEP.                                |
|           |                                                               |
|           | If this is not ``None``, it should be an iterator (not a      |
|           | sequence!) yielding successive list items.  These list        |
|           | items will be pickled, and appended to the object using       |
|           | either ``obj.append(item)`` or ``obj.extend(list_of_items)``. |
|           | This is primarily used for ``list`` subclasses, but may       |
|           | be used by other classes as long as they have ``append()``    |
|           | and ``extend()`` methods with the appropriate signature.      |
|           | (Whether ``append()`` or ``extend()`` is used depends on which|
|           | pickle protocol version is used as well as the number         |
|           | of items to append, so both must be supported.)               |
+-----------+---------------------------------------------------------------+
| dictitems | Optional, and new in this PEP.                                |
|           |                                                               |
|           | If this is not ``None``, it should be an iterator (not a      |
|           | sequence!) yielding successive dictionary items, which        |
|           | should be tuples of the form ``(key, value)``.  These items   |
|           | will be pickled, and stored to the object using               |
|           | ``obj[key] = value``.  This is primarily used for ``dict``    |
|           | subclasses, but may be used by other classes as long          |
|           | as they implement ``__setitem__``.                            |
+-----------+---------------------------------------------------------------+

Note: in Python 2.2 and before, when using ``cPickle``, state would be
pickled if present even if it is ``None``; the only safe way to avoid
the ``__setstate__`` call was to return a two-tuple from ``__reduce__``.
(But ``pickle.py`` would not pickle state if it was ``None``.)  In Python
2.3, ``__setstate__`` will never be called at unpickling time when
``__reduce__`` returns a state with value ``None`` at pickling time.

A ``__reduce__`` implementation that needs to work both under Python
2.2 and under Python 2.3 could check the variable
``pickle.format_version`` to determine whether to use the *listitems*
and *dictitems* features.  If this value is ``>= "2.0"`` then they are
supported.  If not, any list or dict items should be incorporated
somehow in the 'state' return value, and the ``__setstate__`` method
should be prepared to accept list or dict items as part of the
state (how this is done is up to the application).


The ``__reduce_ex__`` API
=========================

It is sometimes useful to know the protocol version when
implementing ``__reduce__``.  This can be done by implementing a
method named ``__reduce_ex__`` instead of ``__reduce__``.  ``__reduce_ex__``,
when it exists, is called in preference over ``__reduce__`` (you may
still provide ``__reduce__`` for backwards compatibility).  The
``__reduce_ex__`` method will be called with a single integer
argument, the protocol version.

The 'object' class implements both ``__reduce__`` and ``__reduce_ex__``;
however, if a subclass overrides ``__reduce__`` but not ``__reduce_ex__``,
the ``__reduce_ex__`` implementation detects this and calls
``__reduce__``.


Customizing pickling absent a ``__reduce__`` implementation
===========================================================

If no ``__reduce__`` implementation is available for a particular
class, there are three cases that need to be considered
separately, because they are handled differently:

1. classic class instances, all protocols

2. new-style class instances, protocols 0 and 1

3. new-style class instances, protocol 2

Types implemented in C are considered new-style classes.  However,
except for the common built-in types, these need to provide a
``__reduce__`` implementation in order to be picklable with protocols
0 or 1.  Protocol 2 supports built-in types providing
``__getnewargs__``, ``__getstate__`` and ``__setstate__`` as well.


Case 1: pickling classic class instances
----------------------------------------

This case is the same for all protocols, and is unchanged from
Python 2.1.

For classic classes, ``__reduce__`` is not used.  Instead, classic
classes can customize their pickling by providing methods named
``__getstate__``, ``__setstate__`` and ``__getinitargs__``.  Absent these, a
default pickling strategy for classic class instances is
implemented that works as long as all instance variables are
picklable.  This default strategy is documented in terms of
default implementations of ``__getstate__`` and ``__setstate__``.

The primary ways to customize pickling of classic class instances
is by specifying ``__getstate__`` and/or ``__setstate__`` methods.  It is
fine if a class implements one of these but not the other, as long
as it is compatible with the default version.

The ``__getstate__`` method
'''''''''''''''''''''''''''

The ``__getstate__`` method should return a picklable value
representing the object's state without referencing the object
itself.  If no ``__getstate__`` method exists, a default
implementation is used that returns ``self.__dict__``.

The ``__setstate__`` method
'''''''''''''''''''''''''''

The ``__setstate__`` method should take one argument; it will be
called with the value returned by ``__getstate__`` (or its default
implementation).

If no ``__setstate__`` method exists, a default implementation is
provided that assumes the state is a dictionary mapping instance
variable names to values.  The default implementation tries two
things:

- First, it tries to call ``self.__dict__.update(state)``.

- If the ``update()`` call fails with a ``RuntimeError`` exception, it
  calls ``setattr(self, key, value)`` for each ``(key, value)`` pair in
  the state dictionary.  This only happens when unpickling in
  restricted execution mode (see the ``rexec`` standard library
  module).

The ``__getinitargs__`` method
''''''''''''''''''''''''''''''

The ``__setstate__`` method (or its default implementation) requires
that a new object already exists so that its ``__setstate__`` method
can be called.  The point is to create a new object that isn't
fully initialized; in particular, the class's ``__init__`` method
should not be called if possible.

These are the possibilities:

- Normally, the following trick is used: create an instance of a
  trivial classic class (one without any methods or instance
  variables) and then use ``__class__`` assignment to change its
  class to the desired class.  This creates an instance of the
  desired class with an empty ``__dict__`` whose ``__init__`` has not
  been called.

- However, if the class has a method named ``__getinitargs__``, the
  above trick is not used, and a class instance is created by
  using the tuple returned by ``__getinitargs__`` as an argument
  list to the class constructor.  This is done even if
  ``__getinitargs__`` returns an empty tuple --- a ``__getinitargs__``
  method that returns ``()`` is not equivalent to not having
  ``__getinitargs__`` at all.  ``__getinitargs__`` *must* return a
  tuple.

- In restricted execution mode, the trick from the first bullet
  doesn't work; in this case, the class constructor is called
  with an empty argument list if no ``__getinitargs__`` method
  exists.  This means that in order for a classic class to be
  unpicklable in restricted execution mode, it must either
  implement ``__getinitargs__`` or its constructor (i.e., its
  ``__init__`` method) must be callable without arguments.


Case 2: pickling new-style class instances using protocols 0 or 1
-----------------------------------------------------------------

This case is unchanged from Python 2.2.  For better pickling of
new-style class instances when backwards compatibility is not an
issue, protocol 2 should be used; see case 3 below.

New-style classes, whether implemented in C or in Python, inherit
a default ``__reduce__`` implementation from the universal base class
'object'.

This default ``__reduce__`` implementation is not used for those
built-in types for which the ``pickle`` module has built-in support.
Here's a full list of those types:

- Concrete built-in types: ``NoneType``, ``bool``, ``int``, ``float``, ``complex``,
  ``str``, ``unicode``, ``tuple``, ``list``, ``dict``.  (Complex is supported by
  virtue of a ``__reduce__`` implementation registered in ``copy_reg``.)
  In Jython, ``PyStringMap`` is also included in this list.

- Classic instances.

- Classic class objects, Python function objects, built-in
  function and method objects, and new-style type objects (==
  new-style class objects).  These are pickled by name, not by
  value: at unpickling time, a reference to an object with the
  same name (the fully qualified module name plus the variable
  name in that module) is substituted.

The default ``__reduce__`` implementation will fail at pickling time
for built-in types not mentioned above, and for new-style classes
implemented in C:  if they want to be picklable, they must supply
a custom ``__reduce__`` implementation under protocols 0 and 1.

For new-style classes implemented in Python, the default
``__reduce__`` implementation (``copy_reg._reduce``) works as follows:

Let ``D`` be the class on the object to be pickled.  First, find the
nearest base class that is implemented in C (either as a
built-in type or as a type defined by an extension class).  Call
this base class ``B``, and the class of the object to be pickled ``D``.
Unless ``B`` is the class 'object', instances of class ``B`` must be
picklable, either by having built-in support (as defined in the
above three bullet points), or by having a non-default
``__reduce__`` implementation.  ``B`` must not be the same class as ``D``
(if it were, it would mean that ``D`` is not implemented in Python).

The callable produced by the default ``__reduce__`` is
``copy_reg._reconstructor``, and its arguments tuple is
``(D, B, basestate)``, where ``basestate`` is ``None`` if ``B`` is the builtin
object class, and ``basestate`` is ::

   basestate = B(obj)

if ``B`` is not the builtin object class.  This is geared toward
pickling subclasses of builtin types, where, for example,
``list(some_list_subclass_instance)`` produces "the list part" of
the ``list`` subclass instance.

The object is recreated at unpickling time by
``copy_reg._reconstructor``, like so::

   obj = B.__new__(D, basestate)
   B.__init__(obj, basestate)

Objects using the default ``__reduce__`` implementation can customize
it by defining ``__getstate__`` and/or ``__setstate__`` methods.  These
work almost the same as described for classic classes above, except
that if ``__getstate__`` returns an object (of any type) whose value is
considered false (e.g. ``None``, or a number that is zero, or an empty
sequence or mapping), this state is not pickled and ``__setstate__``
will not be called at all.  If ``__getstate__`` exists and returns a
true value, that value becomes the third element of the tuple
returned by the default ``__reduce__``, and at unpickling time the
value is passed to ``__setstate__``.  If ``__getstate__`` does not exist,
but ``obj.__dict__`` exists, then  ``obj.__dict__`` becomes the third
element of the tuple returned by  ``__reduce__``, and again at
unpickling time the value is passed to ``obj.__setstate__``.  The
default ``__setstate__`` is the same as that for classic classes,
described above.

Note that this strategy ignores slots.  Instances of new-style
classes that have slots but no ``__getstate__`` method cannot be
pickled by protocols 0 and 1; the code explicitly checks for
this condition.

Note that pickling new-style class instances ignores ``__getinitargs__``
if it exists (and under all protocols).  ``__getinitargs__`` is
useful only for classic classes.


Case 3: pickling new-style class instances using protocol 2
-----------------------------------------------------------

Under protocol 2, the default ``__reduce__`` implementation inherited
from the 'object' base class is *ignored*.  Instead, a different
default implementation is used, which allows more efficient
pickling of new-style class instances than possible with protocols
0 or 1, at the cost of backward incompatibility with Python 2.2
(meaning no more than that a protocol 2 pickle cannot be unpickled
before Python 2.3).

The customization uses three special methods: ``__getstate__``,
``__setstate__`` and ``__getnewargs__`` (note that ``__getinitargs__`` is again
ignored).  It is fine if a class implements one or more but not all
of these, as long as it is compatible with the default
implementations.

The ``__getstate__`` method
'''''''''''''''''''''''''''

The ``__getstate__`` method should return a picklable value
representing the object's state without referencing the object
itself.  If no ``__getstate__`` method exists, a default
implementation is used which is described below.

There's a subtle difference between classic and new-style
classes here: if a classic class's ``__getstate__`` returns ``None``,
``self.__setstate__(None)`` will be called as part of unpickling.
But if a new-style class's ``__getstate__`` returns ``None``, its
``__setstate__`` won't be called at all as part of unpickling.

If no ``__getstate__`` method exists, a default state is computed.
There are several cases:

- For a new-style class that has no instance ``__dict__`` and no
  ``__slots__``, the default state is ``None``.

- For a new-style class that has an instance ``__dict__`` and no
  ``__slots__``, the default state is ``self.__dict__``.

- For a new-style class that has an instance ``__dict__`` and
  ``__slots__``, the default state is a tuple consisting of two
  dictionaries:  ``self.__dict__``, and a dictionary mapping slot
  names to slot values.  Only slots that have a value are
  included in the latter.

- For a new-style class that has ``__slots__`` and no instance
  ``__dict__``, the default state is a tuple whose first item is
  ``None`` and whose second item is a dictionary mapping slot names
  to slot values described in the previous bullet.

The ``__setstate__`` method
'''''''''''''''''''''''''''

The ``__setstate__`` method should take one argument; it will be
called with the value returned by ``__getstate__`` or with the
default state described above if no ``__getstate__`` method is
defined.

If no ``__setstate__`` method exists, a default implementation is
provided that can handle the state returned by the default
``__getstate__``, described above.

The ``__getnewargs__`` method
'''''''''''''''''''''''''''''

Like for classic classes, the ``__setstate__`` method (or its
default implementation) requires that a new object already
exists so that its ``__setstate__`` method can be called.

In protocol 2, a new pickling opcode is used that causes a new
object to be created as follows::

   obj = C.__new__(C, *args)

where ``C`` is the class of the pickled object, and ``args`` is either
the empty tuple, or the tuple returned by the ``__getnewargs__``
method, if defined.  ``__getnewargs__`` must return a tuple.  The
absence of a ``__getnewargs__`` method is equivalent to the existence
of one that returns ``()``.


The ``__newobj__`` unpickling function
======================================

When the unpickling function returned by ``__reduce__`` (the first
item of the returned tuple) has the name ``__newobj__``, something
special happens for pickle protocol 2.  An unpickling function
named ``__newobj__`` is assumed to have the following semantics::

   def __newobj__(cls, *args):
       return cls.__new__(cls, *args)

Pickle protocol 2 special-cases an unpickling function with this
name, and emits a pickling opcode that, given 'cls' and 'args',
will return ``cls.__new__(cls, *args)`` without also pickling a
reference to ``__newobj__`` (this is the same pickling opcode used by
protocol 2 for a new-style class instance when no ``__reduce__``
implementation exists).  This is the main reason why protocol 2
pickles are much smaller than classic pickles.  Of course, the
pickling code cannot verify that a function named ``__newobj__``
actually has the expected semantics.  If you use an unpickling
function named ``__newobj__`` that returns something different, you
deserve what you get.

It is safe to use this feature under Python 2.2; there's nothing
in the recommended implementation of ``__newobj__`` that depends on
Python 2.3.


The extension registry
======================

Protocol 2 supports a new mechanism to reduce the size of pickles.

When class instances (classic or new-style) are pickled, the full
name of the class (module name including package name, and class
name) is included in the pickle.  Especially for applications that
generate many small pickles, this is a lot of overhead that has to
be repeated in each pickle.  For large pickles, when using
protocol 1, repeated references to the same class name are
compressed using the "memo" feature; but each class name must be
spelled in full at least once per pickle, and this causes a lot of
overhead for small pickles.

The extension registry allows one to represent the most frequently
used names by small integers, which are pickled very efficiently:
an extension code in the range 1--255 requires only two bytes
including the opcode, one in the range 256--65535 requires only
three bytes including the opcode.

One of the design goals of the pickle protocol is to make pickles
"context-free": as long as you have installed the modules
containing the classes referenced by a pickle, you can unpickle
it, without needing to import any of those classes ahead of time.

Unbridled use of extension codes could jeopardize this desirable
property of pickles.  Therefore, the main use of extension codes
is reserved for a set of codes to be standardized by some
standard-setting body.  This being Python, the standard-setting
body is the PSF.  From time to time, the PSF will decide on a
table mapping extension codes to class names (or occasionally
names of other global objects; functions are also eligible).  This
table will be incorporated in the next Python release(s).

However, for some applications, like Zope, context-free pickles
are not a requirement, and waiting for the PSF to standardize
some codes may not be practical.  Two solutions are offered for
such applications.

First, a few ranges of extension codes are reserved for private
use.  Any application can register codes in these ranges.
Two applications exchanging pickles using codes in these ranges
need to have some out-of-band mechanism to agree on the mapping
between extension codes and names.

Second, some large Python projects (e.g. Zope) can be assigned a
range of extension codes outside the "private use" range that they
can assign as they see fit.

The extension registry is defined as a mapping between extension
codes and names.  When an extension code is unpickled, it ends up
producing an object, but this object is gotten by interpreting the
name as a module name followed by a class (or function) name.  The
mapping from names to objects is cached.  It is quite possible
that certain names cannot be imported; that should not be a
problem as long as no pickle containing a reference to such names
has to be unpickled.  (The same issue already exists for direct
references to such names in pickles that use protocols 0 or 1.)

Here is the proposed initial assignment of extension code ranges:

=====  =====  =====  =================================================
First  Last   Count  Purpose
=====  =====  =====  =================================================
  0        0      1  Reserved --- will never be used
  1      127    127  Reserved for Python standard library
128      191     64  Reserved for Zope
192      239     48  Reserved for 3rd parties
240      255     16  Reserved for private use (will never be assigned)
256    *MAX*  *MAX*  Reserved for future assignment
=====  =====  =====  =================================================

*MAX* stands for 2147483647, or ``2**31-1``.  This is a hard limitation
of the protocol as currently defined.

At the moment, no specific extension codes have been assigned yet.


Extension registry API
----------------------

The extension registry is maintained as private global variables
in the ``copy_reg`` module.  The following three functions are defined
in this module to manipulate the registry:

``add_extension(module, name, code)``
   Register an extension code.  The *module* and *name* arguments
   must be strings; *code* must be an ``int`` in the inclusive range 1
   through *MAX*.  This must either register a new ``(module, name)``
   pair to a new code, or be a redundant repeat of a previous
   call that was not canceled by a ``remove_extension()`` call; a
   ``(module, name)`` pair may not be mapped to more than one code,
   nor may a code be mapped to more than one ``(module, name)``
   pair.

   .. XXX Aliasing may actually cause a problem for this
      requirement; we'll see as we go.

``remove_extension(module, name, code)``
   Arguments are as for ``add_extension()``.  Remove a previously
   registered mapping between ``(module, name)`` and *code*.

``clear_extension_cache()``
   The implementation of extension codes may use a cache to speed
   up loading objects that are named frequently.  This cache can
   be emptied (removing references to cached objects) by calling
   this method.

Note that the API does not enforce the standard range assignments.
It is up to applications to respect these.


The copy module
===============

Traditionally, the ``copy`` module has supported an extended subset of
the pickling APIs for customizing the ``copy()`` and ``deepcopy()``
operations.

In particular, besides checking for a ``__copy__`` or ``__deepcopy__``
method, ``copy()`` and ``deepcopy()`` have always looked for ``__reduce__``,
and for classic classes, have looked for ``__getinitargs__``,
``__getstate__`` and ``__setstate__``.

In Python 2.2, the default ``__reduce__`` inherited from 'object' made
copying simple new-style classes possible, but slots and various
other special cases were not covered.

In Python 2.3, several changes are made to the ``copy`` module:

- ``__reduce_ex__`` is supported (and always called with 2 as the
  protocol version argument).

- The four- and five-argument return values of ``__reduce__`` are
  supported.

- Before looking for a ``__reduce__`` method, the
  ``copy_reg.dispatch_table`` is consulted, just like for pickling.

- When the ``__reduce__`` method is inherited from object, it is
  (unconditionally) replaced by a better one that uses the same
  APIs as pickle protocol 2: ``__getnewargs__``, ``__getstate__``, and
  ``__setstate__``, handling ``list`` and ``dict`` subclasses, and handling
  slots.

As a consequence of the latter change, certain new-style classes
that were copyable under Python 2.2 are not copyable under Python
2.3.  (These classes are also not picklable using pickle protocol
2.)  A minimal example of such a class::

   class C(object):
       def __new__(cls, a):
           return object.__new__(cls)

The problem only occurs when ``__new__`` is overridden and has at
least one mandatory argument in addition to the class argument.

To fix this, a ``__getnewargs__`` method should be added that returns
the appropriate argument tuple (excluding the class).


Pickling Python longs
=====================

Pickling and unpickling Python longs takes time quadratic in
the number of digits, in protocols 0 and 1.  Under protocol 2,
new opcodes support linear-time pickling and unpickling of longs.


Pickling bools
==============

Protocol 2 introduces new opcodes for pickling ``True`` and ``False``
directly.  Under protocols 0 and 1, bools are pickled as integers,
using a trick in the representation of the integer in the pickle
so that an unpickler can recognize that a bool was intended.  That
trick consumed 4 bytes per bool pickled.  The new bool opcodes
consume 1 byte per bool.


Pickling small tuples
=====================

Protocol 2 introduces new opcodes for more-compact pickling of
tuples of lengths 1, 2 and 3.  Protocol 1 previously introduced
an opcode for more-compact pickling of empty tuples.


Protocol identification
=======================

Protocol 2 introduces a new opcode, with which all protocol 2
pickles begin, identifying that the pickle is protocol 2.
Attempting to unpickle a protocol 2 pickle under older versions
of Python will therefore raise an "unknown opcode" exception
immediately.


Pickling of large lists and dicts
=================================

Protocol 1 pickles large lists and dicts "in one piece", which
minimizes pickle size, but requires that unpickling create a temp
object as large as the object being unpickled.  Part of the
protocol 2 changes break large lists and dicts into pieces of no
more than 1000 elements each, so that unpickling needn't create
a temp object larger than needed to hold 1000 elements.  This
isn't part of protocol 2, however:  the opcodes produced are still
part of protocol 1.  ``__reduce__`` implementations that return the
optional new listitems or dictitems iterators also benefit from
this unpickling temp-space optimization.


Copyright
=========

This document has been placed in the public domain.



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