python-peps/pep-0518.txt

PEP: 518
Title: Specifying Minimum Build System Requirements for Python Projects
Version: $Revision$
Last-Modified: $Date$
Author: Brett Cannon <brett@python.org>,
        Nathaniel Smith <njs@pobox.com>,
        Donald Stufft <donald@stufft.io>
BDFL-Delegate: Nick Coghlan
Discussions-To: distutils-sig <distutils-sig at python.org>
Status: Provisional
Type: Standards Track
Content-Type: text/x-rst
Created: 10-May-2016
Post-History: 10-May-2016,
              11-May-2016,
              13-May-2016
Resolution: https://mail.python.org/pipermail/distutils-sig/2016-May/028969.html


Abstract
========

This PEP specifies how Python software packages should specify what
build dependencies they have in order to execute their chosen build
system. As part of this specification, a new configuration file is
introduced for software packages to use to specify their build
dependencies (with the expectation that the same configuration file
will be used for future configuration details).


Rationale
=========

When Python first developed its tooling for building distributions of
software for projects, distutils [#distutils]_ was the chosen
solution. As time went on, setuptools [#setuptools]_ gained popularity
to add some features on top of distutils. Both used the concept of a
``setup.py`` file that project maintainers executed to build
distributions of their software (as well as users to install said
distribution).

Using an executable file to specify build requirements under distutils
isn't an issue as distutils is part of Python's standard library.
Having the build tool as part of Python means that a ``setup.py`` has
no external dependency that a project maintainer needs to worry about
to build a distribution of their project. There was no need to specify
any dependency information as the only dependency is Python.

But when a project chooses to use setuptools, the use of an executable
file like ``setup.py`` becomes an issue. You can't execute a
``setup.py`` file without knowing its dependencies, but currently
there is no standard way to know what those dependencies are in an
automated fashion without executing the ``setup.py`` file where that
information is stored. It's a catch-22 of a file not being runnable
without knowing its own contents which can't be known programmatically
unless you run the file.

Setuptools tried to solve this with a ``setup_requires`` argument to
its ``setup()`` function [#setup_args]_. This solution has a number
of issues, such as:

* No tooling (besides setuptools itself) can access this information
  without executing the ``setup.py``, but ``setup.py`` can't be
  executed without having these items installed.
* While setuptools itself will install anything listed in this, they
  won't be installed until *during* the execution of the ``setup()``
  function, which means that the only way to actually use anything
  added here is through increasingly complex machinations that delay
  the import and usage of these modules until later on in the
  execution of the ``setup()`` function.
* This cannot include ``setuptools`` itself nor can it include a
  replacement to ``setuptools``, which means that projects such as
  ``numpy.distutils`` are largely incapable of utilizing it and
  projects cannot take advantage of newer setuptools features until
  their users naturally upgrade the version of setuptools to a newer
  one.
* The items listed in ``setup_requires`` get implicitly installed
  whenever you execute the ``setup.py`` but one of the common ways
  that the ``setup.py`` is executed is via another tool, such as
  ``pip``, who is already managing dependencies. This means that
  a command like ``pip install spam`` might end up having both
  pip and setuptools downloading and installing packages and end
  users needing to configure *both* tools (and for ``setuptools``
  without being in control of the invocation) to change settings
  like which repository it installs from. It also means that users
  need to be aware of the discovery rules for both tools, as one
  may support different package formats or determine the latest
  version differently.

This has culminated in a situation where use of ``setup_requires``
is rare, where projects tend to either simply copy and paste snippets
between ``setup.py`` files or they eschew it all together in favor
of simply documenting elsewhere what they expect the user to have
manually installed prior to attempting to build or install their
project.

All of this has led pip [#pip]_ to simply assume that setuptools is
necessary when executing a ``setup.py`` file. The problem with this,
though, is it doesn't scale if another project began to gain traction
in the community as setuptools has. It also prevents other projects
from gaining traction due to the friction required to use it with a
project when pip can't infer the fact that something other than
setuptools is required.

This PEP attempts to rectify the situation by specifying a way to list
the minimal dependencies of the build system of a project in a
declarative fashion in a specific file. This allows a project to list
what build dependencies it has to go from e.g. source checkout to
wheel, while not falling into the catch-22 trap that a ``setup.py``
has where tooling can't infer what a project needs to build itself.
Implementing this PEP will allow projects to specify what build system
they depend on upfront so that tools like pip can make sure that they
are installed in order to run the build system to build the project.

To provide more context and motivation for this PEP, think of the
(rough) steps required to produce a built artifact for a project:

1. The source checkout of the project.
2. Installation of the build system.
3. Execute the build system.

This PEP covers step #2. PEP 517 covers step #3, including how to have
the build system dynamically specify more dependencies that the build
system requires to perform its job. The purpose of this PEP though, is
to specify the minimal set of requirements for the build system to
simply begin execution.


Specification
=============

File Format
-----------

The build system dependencies will be stored in a file named
``pyproject.toml`` that is written in the TOML format [#toml]_.

This format was chosen as it is human-usable (unlike JSON [#json]_),
it is flexible enough (unlike configparser [#configparser]_), stems
from a standard (also unlike configparser [#configparser]_), and it
is not overly complex (unlike YAML [#yaml]_). The TOML format is
already in use by the Rust community as part of their
Cargo package manager [#cargo]_ and in private email stated they have
been quite happy with their choice of TOML. A more thorough
discussion as to why various alternatives were not chosen can be read
in the `Other file formats`_ section. The authors do realize, though,
that choice of configuration file format is ultimately subjective and
a choice had to be made and the authors prefer TOML for this situation.

Below we list the tables that tools are expected to recognize/respect.
Tables not specified in this PEP are reserved for future use by other
PEPs.

build-system table
------------------

The ``[build-system]`` table is used to store build-related data.
Initially only one key of the table will be valid and is mandatory
for the table: ``requires``. This key must have a value of a list
of strings representing PEP 508 dependencies required to execute the
build system (currently that means what dependencies are required to
execute a ``setup.py`` file).

For the vast majority of Python projects that rely upon setuptools,
the ``pyproject.toml`` file will be::

  [build-system]
  # Minimum requirements for the build system to execute.
  requires = ["setuptools", "wheel"]  # PEP 508 specifications.

Because the use of setuptools and wheel are so expansive in the
community at the moment, build tools are expected to use the example
configuration file above as their default semantics when a
``pyproject.toml`` file is not present.

Tools should not require the existence of the ``[build-system]``
table. A ``pyproject.toml`` file may be used to store configuration
details other than build-related data and thus lack a
``[build-system]`` table legitimately. It is up to the tool to decide
how to handle this case. Potential options are:

1. Act as if the ``pyproject.toml`` file does not exist.
2. Assume the table exists with the default values specified above.

While subtle, there is a difference in these two options depending on
whether the existence of a ``pyproject.toml`` file has special
significance to the tool (e.g. pip currently triggers build isolation
for a project when a ``pyproject.toml`` file is found). If help is
desired in choosing an option for a tool then this PEP suggests the
second option to help people move over to ``pyproject.toml`` files.


tool table
----------

The ``[tool]`` table is where any tool related to your Python
project, not just build tools, can have users specify configuration
data as long as they use a sub-table within ``[tool]``, e.g. the
`flit <https://pypi.python.org/pypi/flit>`_ tool would store its
configuration in ``[tool.flit]``.

We need some mechanism to allocate names within the ``tool.*``
namespace, to make sure that different projects don't attempt to use
the same sub-table and collide. Our rule is that a project can use
the subtable ``tool.$NAME`` if, and only if, they own the entry for
``$NAME`` in the Cheeseshop/PyPI.

JSON Schema
-----------

To provide a type-specific representation of the resulting data from
the TOML file for illustrative purposes only, the following JSON
Schema [#jsonschema]_ would match the data format::

  {
      "$schema": "http://json-schema.org/schema#",

      "type": "object",
      "additionalProperties": false,

      "properties": {
          "build-system": {
              "type": "object",
              "additionalProperties": false,

              "properties": {
                  "requires": {
                      "type": "array",
                      "items": {
                          "type": "string"
                      }
                  }
              },
              "required": ["requires"]
          },

          "tool": {
              "type": "object"
          }
      }
  }


Rejected Ideas
==============

A semantic version key
----------------------

For future-proofing the structure of the configuration file, a
``semantics-version`` key was initially proposed. Defaulting to ``1``,
the idea was that if any semantics changes to previously defined keys
or tables occurred which were not backwards-compatible, then the
``semantics-version`` would be incremented to a new number.

In the end, though, it was decided that this was a premature
optimization. The expectation is that changes to what is pre-defined
semantically in the configuration file will be rather conservative.
And in the instances where a backwards-incompatible change would have
occurred, different names can be used for the new semantics to avoid
breaking older tools.


A more nested namespace
-----------------------

An earlier draft of this PEP had a top-level ``[package]`` table. The
idea was to impose some scoping for a semantics versioning scheme
(see `A semantic version key`_ for why that idea was rejected).
With the need for scoping removed, the point of having a top-level
table became superfluous.


Other table names
-----------------

Another name proposed for the ``[build-system]`` table was
``[build]``. The alternative name is shorter, but doesn't convey as
much of the intention of what information is store in the table. After
a vote on the distutils-sig mailing list, the current name won out.


Other file formats
------------------

Several other file formats were put forward for consideration, all
rejected for various reasons. Key requirements were that the format
be editable by human beings and have an implementation that can be
vendored easily by projects. This outright excluded certain formats
like XML which are not friendly towards human beings and were never
seriously discussed.

Overview of file formats considered
'''''''''''''''''''''''''''''''''''

The key reasons for rejecting the other alternatives considered are
summarised in the following sections, while the full review (including
positive arguments in favour of TOML) can be found at [#file_formats]_.

TOML was ultimately selected as it provided all the features we
were interested in, while avoiding the downsides introduced by
the alternatives.

======================= ==== ==== ==== =======
Feature                 TOML YAML JSON CFG/INI
======================= ==== ==== ==== =======
Well-defined            yes  yes  yes
Real data types         yes  yes  yes
Reliable Unicode        yes  yes  yes
Reliable comments       yes  yes
Easy for humans to edit yes  ??        ??
Easy for tools to edit  yes  ??   yes  ??
In standard library               yes  yes
Easy for pip to vendor  yes       n/a  n/a
======================= ==== ==== ==== =======

("??" in the table indicates items where most folks would be
inclined to answer "yes", but there turn out to be a lot of
quirks and edge cases that arise in practice due to either
the lack of a clear specification, or else the underlying
file format specification being surprisingly complicated)

The ``pytoml`` TOML parser is ~300 lines of pure Python code,
so being outside the standard library didn't count heavily
against it.

Python literals were also discussed as a potential format, but
weren't considered in the file format review (since they're not
a common pre-existing file format).


JSON
''''

The JSON format [#json]_ was initially considered but quickly
rejected. While great as a human-readable, string-based data exchange
format, the syntax does not lend itself to easy editing by a human
being (e.g. the syntax is more verbose than necessary while not
allowing for comments).

An example JSON file for the proposed data would be::

    {
        "build": {
            "requires": [
                "setuptools",
                "wheel>=0.27"
            ]
        }
    }


YAML
''''

The YAML format [#yaml]_ was designed to be a superset of JSON
[#json]_ while being easier to work with by hand. There are three main
issues with YAML.

One is that the specification is large: 86 pages if printed on
letter-sized paper. That leaves the possibility that someone may use a
feature of YAML that works with one parser but not another. It has
been suggested to standardize on a subset, but that basically means
creating a new standard specific to this file which is not tractable
long-term.

Two is that YAML itself is not safe by default. The specification
allows for the arbitrary execution of code which is best avoided when
dealing with configuration data.  It is of course possible to avoid
this behavior -- for example, PyYAML provides a ``safe_load`` operation
-- but if any tool carelessly uses ``load`` instead then they open
themselves up to arbitrary code execution. While this PEP is focused on
the building of projects which inherently involves code execution,
other configuration data such as project name and version number may
end up in the same file someday where arbitrary code execution is not
desired.

And finally, the most popular Python implementation of YAML is
PyYAML [#pyyaml]_ which is a large project of a few thousand lines of
code and an optional C extension module. While in and of itself this
isn't necessarily an issue, this becomes more of a problem for
projects like pip where they would most likely need to vendor PyYAML
as a dependency so as to be fully self-contained (otherwise you end
up with your install tool needing an install tool to work). A
proof-of-concept re-working of PyYAML has been done to see how easy
it would be to potentially vendor a simpler version of the library
which shows it is a possibility.

An example YAML file is::

    build:
        requires:
            - setuptools
            - wheel>=0.27


configparser
''''''''''''

An INI-style configuration file based on what
configparser [#configparser]_ accepts was considered. Unfortunately
there is no specification of what configparser accepts, leading to
support skew between versions. For instance, what ConfigParser in
Python 2.7 accepts is not the same as what configparser in Python 3
accepts. While one could standardize on what Python 3 accepts and
simply vendor the backport of the configparser module, that does mean
this PEP would have to codify that the backport of configparser must
be used by all project wishes to consume the metadata specified by
this PEP. This is overly restrictive and could lead to confusion if
someone is not aware of that a specific version of configparser is
expected.

An example INI file is::

    [build]
    requires =
        setuptools
        wheel>=0.27


Python literals
'''''''''''''''

Someone proposed using Python literals as the configuration format.
The file would contain one dict at the top level, with the data all
inside that dict, with sections defined by the keys. All Python
programmers would be used to the format, there would implicitly be no
third-party dependency to read the configuration data, and it can be
safe if parsed by ``ast.literal_eval()`` [#ast_literal_eval]_.
Python literals can be identical to JSON, with the added benefit of
supporting trailing commas and comments. In addition, Python's richer
data model may be useful for some future configuration needs (e.g. non-string
dict keys, floating point vs. integer values).

On the other hand, python literals are a Python-specific format, and
it is anticipated that these data may need to be read by packaging
tools, etc. that are not written in Python.

An example Python literal file for the proposed data would be::

    # The build configuration
    {"build": {"requires": ["setuptools",
                            "wheel>=0.27", # note the trailing comma
                            # "numpy>=1.10" # a commented out data line
                            ]
    # and here is an arbitrary comment.
               }
     }


Sticking with ``setup.cfg``
---------------------------

There are two issues with ``setup.cfg`` used by setuptools as a general
format. One is that they are ``.ini`` files which have issues as mentioned
in the configparser_ discussion above. The other is that the schema for
that file has never been rigorously defined and thus it's unknown which
format would be safe to use going forward without potentially confusing
setuptools installations.



Other file names
----------------

Several other file names were considered and rejected (although this
is very much a bikeshedding topic, and so the decision comes down to
mostly taste).

pysettings.toml
  Most reasonable alternative.

pypa.toml
  While it makes sense to reference the PyPA [#pypa]_, it is a
  somewhat niche term. It's better to have the file name make sense
  without having domain-specific knowledge.

pybuild.toml
  From the restrictive perspective of this PEP this filename makes
  sense, but if any non-build metadata ever gets added to the file
  then the name ceases to make sense.

pip.toml
  Too tool-specific.

meta.toml
  Too generic; project may want to have its own metadata file.

setup.toml
  While keeping with traditional thanks to ``setup.py``, it does not
  necessarily match what the file may contain in the future (e.g. is
  knowing the name of a project inherently part of its setup?).

pymeta.toml
  Not obvious to newcomers to programming and/or Python.

pypackage.toml & pypackaging.toml
  Name conflation of what a "package" is (project versus namespace).

pydevelop.toml
  The file may contain details not specific to development.

pysource.toml
  Not directly related to source code.

pytools.toml
  Misleading as the file is (currently) aimed at project management.

dstufft.toml
  Too person-specific. ;)


References
==========

.. [#distutils] distutils
   (https://docs.python.org/3/library/distutils.html#module-distutils)

.. [#setuptools] setuptools
   (https://pypi.python.org/pypi/setuptools)

.. [#setup_args] setuptools: New and Changed setup() Keywords
   (http://pythonhosted.org/setuptools/setuptools.html#new-and-changed-setup-keywords)

.. [#pip] pip
   (https://pypi.python.org/pypi/pip)

.. [#wheel] wheel
   (https://pypi.python.org/pypi/wheel)

.. [#toml] TOML
   (https://github.com/toml-lang/toml)

.. [#json] JSON
   (http://json.org/)

.. [#yaml] YAML
   (http://yaml.org/)

.. [#configparser] configparser
   (https://docs.python.org/3/library/configparser.html#module-configparser)

.. [#pyyaml] PyYAML
   (https://pypi.python.org/pypi/PyYAML)

.. [#pypa] PyPA
   (https://www.pypa.io)

.. [#bazel] Bazel
   (http://bazel.io/)

.. [#ast_literal_eval] ``ast.literal_eval()``
   (https://docs.python.org/3/library/ast.html#ast.literal_eval)

.. [#cargo] Cargo, Rust's package manager
   (http://doc.crates.io/)

.. [#jsonschema] JSON Schema
   (http://json-schema.org/)

.. [#file_formats] Nathaniel J. Smith's file format review
   (https://gist.github.com/njsmith/78f68204c5d969f8c8bc645ef77d4a8f)


Copyright
=========

This document has been placed in the public domain.



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