Several revisions, primarily to clarify backwards compatibility issues.
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pep-0227.txt
252
pep-0227.txt
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@ -23,6 +23,45 @@ Abstract
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statement uses default arguments to explicitly creating bindings
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in the lambda's namespace.
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Introduction
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This proposal changes the rules for resolving free variables in
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Python functions. The Python 2.0 definition specifies exactly
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three namespaces to check for each name -- the local namespace,
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the global namespace, and the builtin namespace. According to
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this defintion, if a function A is defined within a function B,
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the names bound in B are not visible in A. The proposal changes
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the rules so that names bound in B are visible in A (unless A
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contains a name binding that hides the binding in B).
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The specification introduces rules for lexical scoping that are
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common in Algol-like languages. The combination of lexical
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scoping and existing support for first-class functions is
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reminiscent of Scheme.
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The changed scoping rules address two problems -- the limited
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utility of lambda statements and the frequent confusion of new
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users familiar with other languages that support lexical scoping,
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e.g. the inability to define recursive functions except at the
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module level.
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The lambda statement introduces an unnamed function that contains
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a single statement. It is often used for callback functions. In
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the example below (written using the Python 2.0 rules), any name
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used in the body of the lambda must be explicitly passed as a
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default argument to the lambda.
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from Tkinter import *
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root = Tk()
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Button(root, text="Click here",
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command=lambda root=root: root.test.configure(text="..."))
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This approach is cumbersome, particularly when there are several
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names used in the body of the lambda. The long list of default
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arguments obscure the purpose of the code. The proposed solution,
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in crude terms, implements the default argument approach
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automatically. The "root=root" argument can be omitted.
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Specification
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Python is a statically scoped language with block structure, in
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@ -65,45 +104,40 @@ Specification
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for name resolution. The namespace of the class definition
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becomes the attribute dictionary of the class.
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The following operations are name binding operations. If they
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occur within a block, they introduce new local names in the
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current block unless there is also a global declaration.
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Function defintion: def name ...
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Class definition: class name ...
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Assignment statement: name = ...
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Import statement: import name, import module as name,
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from module import name
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Implicit assignment: names are bound by for statements and except
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clauses
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The arguments of a function are also local.
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There are several cases where Python statements are illegal when
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used in conjunction with nested scopes that contain free
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variables.
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If a variable is referenced in an enclosing scope, it is an error
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to delete the name. The compiler will raise a SyntaxError for
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'del name'.
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If the wildcard form of import (import *) is used in a function
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and the function contains a nested block with free variables, the
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compiler will raise a SyntaxError.
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If exec is used in a function and the function contains a nested
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block with free variables, the compiler will raise a SyntaxError
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unless the exec explicit specifies the local namespace for the
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exec. (In other words, "exec obj" would be illegal, but
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"exec obj in ns" would be legal.)
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Discussion
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This proposal changes the rules for resolving free variables in
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Python functions. The Python 2.0 definition specifies exactly
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three namespaces to check for each name -- the local namespace,
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the global namespace, and the builtin namespace. According to
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this defintion, if a function A is defined within a function B,
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the names bound in B are not visible in A. The proposal changes
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the rules so that names bound in B are visible in A (unless A
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contains a name binding that hides the binding in B).
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The specification introduces rules for lexical scoping that are
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common in Algol-like languages. The combination of lexical
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scoping and existing support for first-class functions is
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reminiscent of Scheme.
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The changed scoping rules address two problems -- the limited
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utility of lambda statements and the frequent confusion of new
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users familiar with other languages that support lexical scoping,
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e.g. the inability to define recursive functions except at the
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module level.
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The lambda statement introduces an unnamed function that contains
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a single statement. It is often used for callback functions. In
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the example below (written using the Python 2.0 rules), any name
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used in the body of the lambda must be explicitly passed as a
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default argument to the lambda.
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from Tkinter import *
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root = Tk()
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Button(root, text="Click here",
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command=lambda root=root: root.test.configure(text="..."))
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This approach is cumbersome, particularly when there are several
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names used in the body of the lambda. The long list of default
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arguments obscure the purpose of the code. The proposed solution,
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in crude terms, implements the default argument approach
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automatically. The "root=root" argument can be omitted.
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The specified rules allow names defined in a function to be
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referenced in any nested function defined with that function. The
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name resolution rules are typical for statically scoped languages,
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@ -152,10 +186,23 @@ Discussion
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mechanism to create name bindings (e.g. lambda and let in Scheme)
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and a mechanism to change the bindings (set! in Scheme).
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XXX Alex Martelli suggests comparison with Java, which does not
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allow name bindings to hide earlier bindings.
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Examples
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A few examples are included to illustrate the way the rules work.
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XXX Explain the examples
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>>> def make_adder(base):
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... def adder(x):
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... return base + x
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... return adder
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>>> add5 = make_adder(5)
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>>> add5(6)
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11
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>>> def make_fact():
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... def fact(n):
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... if n == 1:
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@ -167,14 +214,6 @@ Examples
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>>> fact(7)
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5040L
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>>> def make_adder(base):
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... def adder(x):
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... return base + x
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... return adder
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>>> add5 = make_adder(5)
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>>> add5(6)
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11
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>>> def make_wrapper(obj):
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... class Wrapper:
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... def __getattr__(self, attr):
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@ -212,12 +251,18 @@ Examples
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loop. If g() is called before the loop is executed, a NameError will
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be raised.
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Other issues
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XXX need some counterexamples
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Backwards compatibility
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The proposed changes will break backwards compatibility for some
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code. The following example from Skip Montanaro illustrates:
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There are two kinds of compatibility problems caused by nested
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scopes. In one case, code that behaved one way in earlier
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versions, behaves differently because of nested scopes. In the
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other cases, certain constructs interact badly with nested scopes
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and will trigger SyntaxErrors at compile time.
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The following example from Skip Montanaro illustrates the first
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kind of problem:
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x = 1
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def f1():
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@ -230,17 +275,63 @@ Backwards compatibility
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refers to the global variable x and will print 1 if f1() is
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called. Under the new rules, it refers to the f1()'s namespace,
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the nearest enclosing scope with a binding.
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The problem occurs only when a global variable and a local
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variable share the same name and a nested function uses that name
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to refer to the global variable. This is poor programming
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practice, because readers will easily confuse the two different
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variables.
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variables. One example of this problem was found in the Python
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standard library during the implementation of nested scopes.
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To address this problem, which is unlikely to occur often, a
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static analysis tool that detects affected code will be written.
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The detection problem is straightfoward.
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The other compatibility problem is casued by the use of 'import *'
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and 'exec' in a function body, when that function contains a
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nested scope and the contained scope has free variables. For
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example:
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y = 1
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def f():
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exec "y = 'gotcha'" # or from module import *
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def g():
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return y
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...
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At compile-time, the compiler cannot tell whether an exec that
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operators on the local namespace or an import * will introduce
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name bindings that shadow the global y. Thus, it is not possible
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to tell whether the reference to y in g() should refer to the
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global or to a local name in f().
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In discussion of the python-list, people argued for both possible
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interpretations. On the one hand, some thought that the reference
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in g() should be bound to a local y if one exists. One problem
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with this interpretation is that it is impossible for a human
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reader of the code to determine the binding of y by local
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inspection. It seems likely to introduce subtle bugs. The other
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interpretation is to treat exec and import * as dynamic features
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that do not effect static scoping. Under this interpretation, the
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exec and import * would introduce local names, but those names
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would never be visible to nested scopes. In the specific example
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above, the code would behave exactly as it did in earlier versions
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of Python.
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Since each interpretation is problemtatic and the exact meaning
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ambiguous, the compiler raises an exception.
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A brief review of three Python projects (the standard library,
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Zope, and a beta version of PyXPCOM) found four backwards
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compatibility issues in approximately 200,000 lines of code.
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There was one example of case #1 (subtle behavior change) and two
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examples of import * problems in the standard library.
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(The interpretation of the import * and exec restriction that was
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implemented in Python 2.1a2 was much more restrictive, based on
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language that in the reference manual that had never been
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enforced. These restrictions were relaxed following the release.)
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locals() / vars()
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These functions return a dictionary containing the current scope's
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@ -288,54 +379,27 @@ Rebinding names in enclosing scopes
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Implementation
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An implementation effort is underway. The implementation requires
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a way to create closures, an object that combines a function's
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code and the environment in which to resolve free variables.
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The implementation for C Python uses flat closures [1]. Each def
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or lambda statement that is executed will create a closure if the
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body of the function or any contained function has free
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variables. Using flat closures, the creation of closures is
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somewhat expensive but lookup is cheap.
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There are a variety of implementation alternatives for closures.
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Two typical ones are nested closures and flat closures. Nested
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closures use a static link from a nested function to its enclosing
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environment. This implementation requires several links to be
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followed if there is more than one level of nesting and keeps many
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garbage objects alive longer than necessary.
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The implementation adds several new opcodes and two new kinds of
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names in code objects. A variable can be either a cell variable
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or a free variable for a particular code object. A cell variable
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is referenced by containing scopes; as a result, the function
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where it is defined must allocate separate storage for it on each
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invocation. A free variable is reference via a function's closure.
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Flat closures are roughly similar to the default argument hack
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currently used for lambda support. Each function object would
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have a func_env slot that holds a tuple of free variable bindings.
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The code inside the function would use LOAD_ENV to access these
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bindings rather than the typical LOAD_FAST.
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XXX Much more to say here
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The problem with this approach is that rebindings are not visible
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to the nested function. Consider the following example:
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References
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import threading
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import time
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def outer():
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x = 2
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def inner():
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while 1:
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print x
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time.sleep(1)
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threading.Thread(target=inner).start()
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while 1:
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x = x + 1
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time.sleep(0.8)
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If the func_env slot is defined when MAKE_FUNCTION is called, then
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x in innner() is bound to the value of x in outer() at function
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definition time. This is the default argument hack, but not
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actual name resolution based on statically nested scopes.
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To support shared visibility of updates, it will be necessary to
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have a tuple of cells that contain references to variables. The
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extra level of indirection should allow updates to be shared.
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It is not clear whether the current 1-pass Python compiler can
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determine which references are to globals and which are references
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to enclosing scopes. It may be possible to make minimal changes
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that defers the optimize() call until a second pass, after scopes
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have been determined.
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[1] Luca Cardelli. Compiling a functional language. In Proc. of
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the 1984 ACM Conference on Lisp and Functional Programming,
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pp. 208-217, Aug. 1984
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http://citeseer.nj.nec.com/cardelli84compiling.html
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Local Variables:
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