PEP 432 updates in response to initial comments

- explicitly narrow scope to exclude major changes to config storage
- better articulate the specific settings the API needs to handle
- more details on the status quo
- fix some issues with the random hashing description
This commit is contained in:
Nick Coghlan 2012-12-29 03:40:37 +10:00
parent 6c032178b4
commit 2e8f456d88
1 changed files with 357 additions and 37 deletions

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@ -20,6 +20,10 @@ reference interpreter executable, as well as making it easier to control
CPython's startup behaviour when creating an alternate executable or
embedding it as a Python execution engine inside a larger application.
Note: TBC = To Be Confirmed, TBD = To Be Determined. The appropriate
resolution for most of these should become clearer as the reference
implementation is developed.
Proposal Summary
================
@ -39,6 +43,18 @@ default, ignores user site directories and environment variables, and does
not implicitly set ``sys.path[0]`` based on the current directory or the
script being executed.
To keep the implementation complexity under control, this PEP does *not*
propose wholesale changes to the way the interpreter state is accessed at
runtime, nor does it propose changes to the way subinterpreters are
created after the main interpreter has already been initialised. Changing
the order in which the existing initialisation steps occur to make the
startup sequence easier to maintain is already a substantial change, and
attempting to make those other changes at the same time will make the
change significantly more invasive and much harder to review. However, such
proposals may be suitable topics for follow-on PEPs or patches - one key
benefit of this PEP is decreasing the coupling between the internal storage
model and the configuration interface.
Background
==========
@ -99,21 +115,290 @@ Performance
CPython is used heavily to run short scripts where the runtime is dominated
by the interpreter initialisation time. Any changes to the startup sequence
should minimise their impact on the startup overhead. (Given that the
overhead is dominated by IO operations, this is not currently expected to
cause any significant problems).
should minimise their impact on the startup overhead.
Experience with the importlib migration suggests that the startup time is
dominated by IO operations. However, to monitor the impact of any changes,
a simple benchmark can be used to check how long it takes to start and then
tear down the interpreter::
python3 -m timeit -s "from subprocess import call" "call(['./python', '-c', 'pass'])"
If this simple check suggests that any changes may pose a performance
problem, then a more sophisticated microbenchmark will be developed to assist
in investigation.
Required Configuration Settings
===============================
A comprehensive configuration scheme requires that an embedding application
be able to control the following aspects of the final interpreter state:
* Whether or not to use randomised hashes (and if used, potentially specify
a specific random seed)
* The "Where is Python located?" elements in the ``sys`` module:
* ``sys.executable``
* ``sys.base_exec_prefix``
* ``sys.base_prefix``
* ``sys.exec_prefix``
* ``sys.prefix``
* The path searched for imports from the filesystem (and other path hooks):
* ``sys.path``
* The command line arguments seen by the interpeter:
* ``sys.argv``
* The filesystem encoding used by:
* ``sys.getfsencoding``
* ``os.fsencode``
* ``os.fsdecode``
* The IO encoding used by:
* ``sys.stdin``
* ``sys.stdout``
* ``sys.stderr``
* The initial warning system state:
* ``sys.warnoptions``
* Arbitrary extended options (e.g. to automatically enable ``faulthandler``):
* ``sys._xoptions``
* Whether or not to implicitly cache bytecode files:
* ``sys.dont_write_bytecode``
* Whether or not to enforce correct case in filenames on case-insensitive
platforms
* ``os.environ["PYTHONCASEOK"]``
* The other settings exposed to Python code in ``sys.flags``:
* ``debug`` (Enable debugging output in the pgen parser)
* ``inspect`` (Enter interactive interpreter after __main__ terminates)
* ``interactive`` (Treat stdin as a tty)
* ``optimize`` (__debug__ status, write .pyc or .pyo, strip doc strings)
* ``no_user_site`` (don't add the user site directory to sys.path)
* ``no_site`` (don't implicitly import site during startup)
* ``ignore_environment`` (whether environment vars are used during config)
* ``verbose`` (enable all sorts of random output)
* ``bytes_warning``
* ``quiet`` (disable banner output even if verbose is also enabled or
stdin is a tty and the interpreter is launched in interactive mode)
* Whether or not CPython's signal handlers should be installed
* What code (if any) should be executed as ``__main__``:
* Nothing (just create an empty module)
* A filesystem path referring to a Python script (source or bytecode)
* A filesystem path referring to a valid ``sys.path`` entry (typically
a directory or zipfile)
* A given string (equivalent to the "-c" option)
* A module or package (equivalent to the "-m" option)
* Standard input as a script (i.e. a non-interactive stream)
* Standard input as an interactive interpreter session
<TBD: Did I miss anything?>
Note that this just covers settings that are currently configurable in some
manner when using the main CPython executable. While this PEP aims to make
adding additional configuration settings easier in the future, it
deliberately avoids any new settings of its own.
The Status Quo
==============
The current mechanisms for configuring the interpreter have accumulated in
a fairly ad hoc fashion over the past 20+ years, leading to a rather
inconsistent interface with varying levels of documentation.
(Note: some of the info below could probably be cleaned up and added to the
C API documentation - it's all CPython specific, so it doesn't belong in
the language reference)
Ignoring Environment Variables
------------------------------
The ``-E`` command line option allows all environment variables to be
ignored when initialising the Python interpreter. An embedding application
can enable this behaviour by setting ``Py_IgnoreEnvironmentFlag`` before
calling ``Py_Initialize()``.
In the CPython source code, the ``Py_GETENV`` macro implicitly checks this
flag, and always produces ``NULL`` if it is set.
<TBD: Does -E also ignore Windows registry keys? >
Randomised Hashing
------------------
The randomised hashing is controlled via the ``-R`` command line option (in
releases prior to 3.3), as well as the ``PYTHONHASHSEED`` environment
variable.
In Python 3.3, only the environment variable remains relevant. It can be
used to disable randomised hashing (by using a seed value of 0) or else
to force a specific hash value (e.g. for repeatability of testing, or
to share hash values between processes)
However, embedding applications must use the ``Py_HashRandomizationFlag``
to explicitly request hash randomisation (CPython sets it in ``Py_Main()``
rather than in ``Py_Initialize()``).
The new configuration API should make it straightforward for an
embedding application to reuse the ``PYTHONHASHSEED`` processing with
a text based configuration setting provided by other means.
Locating Python and the standard library
----------------------------------------
The location of the Python binary and the standard library is influenced
by several elements. The algorithm used to perform the calculation is
not documented anywhere other than in the source code [3_,4_]. Even that
description is incomplete, as it failed to be updated for the virtual
environment support added in Python 3.3 (detailed in PEP 420).
These calculations are affected by the following function calls (made
prior to calling ``Py_Initialize()``) and environment variables:
* ``Py_SetProgramName()``
* ``Py_SetPythonHome()``
* ``PYTHONHOME``
The filesystem is also inspected for ``pyvenv.cfg`` files (see PEP 420) or,
failing that, a ``lib/os.py`` (Windows) or ``lib/python$VERSION/os.py``
file.
The build time settings for PREFIX and EXEC_PREFIX are also relevant,
as are some registry settings on Windows. The hardcoded fallbacks are
based on the layout of the CPython source tree and build output when
working in a source checkout.
Configuring ``sys.path``
------------------------
An embedding application may call ``Py_SetPath()`` prior to
``Py_Initialize()`` to completely override the calculation of
``sys.path``. It is not straightforward to only allow *some* of the
calculations, as modifying ``sys.path`` after initialisation is
already complete means those modifications will not be in effect
when standard library modules are imported during the startup sequence.
If ``Py_SetPath()`` is not used prior to the first call to ``Py_GetPath()``
(implicit in ``Py_Initialize()``), then it builds on the location data
calculations above to calculate suitable path entries, along with
the ``PYTHONPATH`` environment variable.
<TBD: On Windows, there's also a bunch of stuff to do with the registry>
The ``site`` module, which is implicitly imported at startup (unless
disabled via the ``-S`` option) adds additional paths to this initial
set of paths, as described in its documentation [5_].
The ``-s`` command line option can be used to exclude the user site
directory from the list of directories added. Embedding applications
can control this by setting the ``Py_NoUserSiteDirectory`` global variable.
The following commands can be used to check the default path configurations
for a given Python executable on a given system (after passing the entries
through ``os.path.abspath``):
* ``./python -m site`` - standard configuration
* ``./python -s -m site`` - user site directory disabled
* ``./python -S -m site`` - all site path modifications disabled
(Note: on Python versions prior to 3.3, the last command won't have the
desired effect, as the explicit import of the site module will still make
the implicit path modifications that should have been disabled by the ``-S``
option. The command
``./python -S -c "import sys, pprint; pprint.pprint(sys.path)"`` will
display the desired information. That command can also be used to see
the raw path entries without the ``os.path.abspath`` calls)
The calculation of ``sys.path[0]`` is comparatively straightforward:
* For an ordinary script (Python source or compiled bytecode),
``sys.path[0]`` will be the directory containing the script.
* For a valid ``sys.path`` entry (typically a zipfile or directory),
``sys.path[0]`` will be that path
* For an interactive session, running from stdin or when using the ``-c`` or
``-m`` switches, ``sys.path[0]`` will be the empty string, which the import
system interprets as allowing imports from the current directory
Configuring ``sys.argv``
------------------------
Unlike most other settings discussed in this PEP, ``sys.argv`` is not
set implicitly by ``Py_Initialize()``. Instead, it must be set via an
explicitly call to ``Py_SetArgv()``.
CPython calls this in ``Py_Main()`` after calling ``Py_Initialize()``. The
calculation of ``sys.argv[1:]`` is straightforward: they're the command line
arguments passed after the script name or the argument to the ``-c`` or
``-m`` options.
The calculation of ``sys.argv[0]`` is a little more complicated:
* For an ordinary script (source or bytecode), it will be the script name
* For a ``sys.path`` entry (typically a zipfile or directory) it will
initially be the zipfile or directory name, but will later be changed by
the ``runpy`` module to the full path to the imported ``__main__`` module.
* For a module specified with the ``-m`` switch, it will initially be the
string ``"-m"``, but will later be changed by the ``runpy`` module to the
full path to the executed module.
* For a package specified with the ``-m`` switch, it will initially be the
string ``"-m"``, but will later be changed by the ``runpy`` module to the
full path to the executed ``__main__`` submodule of the package.
* For a command executed with ``-c``, it will be the string ``"-c"``
* For explicitly requested input from stdin, it will be the string ``"-"``
* Otherwise, it will be the empty string
Embedding applications must call Py_SetArgv themselves. The CPython logic
for doing so is part of ``Py_Main()`` and is not exposed separately.
However, the ``runpy`` module does provide roughly equivalent logic in
``runpy.run_module`` and ``runpy.run_path``.
Other configuration settings
----------------------------
TBD: Cover the initialisation of the following in more detail:
* The initial warning system state:
* ``sys.warnoptions``
* Arbitrary extended options (e.g. to automatically enable ``faulthandler``):
* ``sys._xoptions``
* The filesystem encoding used by:
* ``sys.getfsencoding``
* ``os.fsencode``
* ``os.fsdecode``
* The IO encoding used by:
* ``sys.stdin``
* ``sys.stdout``
* ``sys.stderr``
* Whether or not to implicitly cache bytecode files:
* ``sys.dont_write_bytecode``
* Whether or not to enforce correct case in filenames on case-insensitive
platforms
* ``os.environ["PYTHONCASEOK"]``
* The other settings exposed to Python code in ``sys.flags``:
* ``debug`` (Enable debugging output in the pgen parser)
* ``inspect`` (Enter interactive interpreter after __main__ terminates)
* ``interactive`` (Treat stdin as a tty)
* ``optimize`` (__debug__ status, write .pyc or .pyo, strip doc strings)
* ``no_user_site`` (don't add the user site directory to sys.path)
* ``no_site`` (don't implicitly import site during startup)
* ``ignore_environment`` (whether environment vars are used during config)
* ``verbose`` (enable all sorts of random output)
* ``bytes_warning`` (This may be obsolete in Py3k...)
* ``quiet`` (disable banner output even if verbose is also enabled or
stdin is a tty and the interpreter is launched in interactive mode)
* Whether or not CPython's signal handlers should be installed
Much of the configuration of CPython is currently handled through C level
global variables::
Py_IgnoreEnvironmentFlag
Py_HashRandomizationFlag
_Py_HashSecretInitialized
_Py_HashSecret
Py_BytesWarningFlag
Py_DebugFlag
Py_InspectFlag
@ -132,20 +417,10 @@ change them from their defaults.
Some configuration can only be provided as OS level environment variables::
PYTHONHASHSEED
PYTHONSTARTUP
PYTHONPATH
PYTHONHOME
PYTHONCASEOK
PYTHONIOENCODING
Additional configuration is handled via separate API calls::
Py_SetProgramName() (call before Py_Initialize())
Py_SetPath() (optional, call before Py_Initialize())
Py_SetPythonHome() (optional, call before Py_Initialize()???)
Py_SetArgv[Ex]() (call after Py_Initialize())
The ``Py_InitializeEx()`` API also accepts a boolean flag to indicate
whether or not CPython's signal handlers should be installed.
@ -153,7 +428,7 @@ Finally, some interactive behaviour (such as printing the introductory
banner) is triggered only when standard input is reported as a terminal
connection by the operating system.
Also see more detailed notes at [1_]
Also see detailed sequence of operations notes at [1_]
Proposal
@ -162,14 +437,22 @@ Proposal
(Note: details here are still very much in flux, but preliminary feedback
is appreciated anyway)
The main theme of this proposal is to create the interpreter state for
the main interpreter *much* earlier in the startup process. This will allow
most of the CPython API to be used during the remainder of the initialisation
process, potentially simplifying a number of operations that currently need
to rely on basic C functionality rather than being able to use the richer
data structures provided by the CPython C API.
Core Interpreter Initialisation
-------------------------------
The only configuration that currently absolutely needs to be in place
before even the interpreter core can be initialised is the seed for the
randomised hash algorithm. However, there are a couple of settings needed
there: whether or not hash randomisation is enabled at all, and if it's
enabled, whether or not to use a specific seed value.
before even the interpreter core can be initialised is a flag indicating
whether or not to use a specific seed value for the randomised hashes, and
if so, the specific value for the seed (a seed value of zero disables
randomised hashing).
The proposed API for this step in the startup sequence is::
@ -186,27 +469,36 @@ configuration::
typedef struct {
int use_hash_seed;
size_t hash_seed;
unsigned long hash_seed;
} Py_CoreConfig;
To "disable" hash randomisation, set "use_hash_seed" and pass a hash seed of
zero. (This seems reasonable to me, but there may be security implications
I'm overlooking. If so, adding a separate flag or switching to a 3-valued
"no randomisation", "fixed hash seed" and "randomised hash" option is easy)
To disable hash randomisation, set "use_hash_seed" and pass a hash seed of
zero. (This is the same approach already used when interpreting the
``PYTHONHASHSEED`` environment variable)
The core configuration settings pointer may be NULL, in which case the
default behaviour of randomised hashes with a random seed will be used.
The aim is to keep this initial level of configuration as small as possible
in order to keep the bootstrapping environment consistent across
different embedding applications. If we can create a valid interpreter state
without the setting, then the setting should go in the config dict passed
to ``Py_EndInitialization()`` rather than in the core configuration.
A new query API will allow code to determine if the interpreter is in the
bootstrapping state between core initialisation and the completion of the
initialisation process::
bootstrapping state between the creation of the interpreter state and the
completion of the bulk of the initialisation process::
int Py_IsInitializing();
Attempting to call ``Py_BeginInitialization()`` again when
``Py_IsInitializing()`` or ``Py_IsInitialized()`` is true is a fatal error.
While in the initialising state, the interpreter should be fully functional
except that:
* compilation is not allowed (as the parser is not yet configured properly)
* compilation is not allowed (as the parser and compiler are not yet
configured properly)
* The following attributes in the ``sys`` module are all either missing or
``None``:
* ``sys.path``
@ -306,7 +598,6 @@ At least the following configuration settings will be supported::
<TBD: at least more from sys.flags need to go here>
Completing the interpreter initialisation
-----------------------------------------
@ -319,6 +610,10 @@ Like Py_ReadConfiguration, this call will raise an exception and report an
error return rather than exhibiting fatal errors if a problem is found with
the config data.
All configuration settings are required - the configuration dictionary
should always be passed through ``Py_ReadConfiguration()`` to ensure it
is fully populated.
After a successful call, Py_IsInitializing() will be false, while
Py_IsInitialized() will become true. The caveats described above for the
interpreter during the initialisation phase will no longer hold.
@ -337,17 +632,34 @@ Backwards Compatibility
Backwards compatibility will be preserved primarily by ensuring that
Py_ReadConfiguration() interrogates all the previously defined configuration
settings stored in global variables and environment variables.
settings stored in global variables and environment variables, and that
Py_EndInitialization() writes affected settings back to the relevant
locations.
One acknowledged incompatiblity is that some environment variables which
are currently read lazily may instead be read once during interpreter
initialisation. As the PEP matures, these will be discussed in more detail
on a case by case basis.
on a case by case basis. The environment variables which are currently
known to be looked up dynamically are:
The Py_Initialize() style of initialisation will continue to be supported. It
will use the new API internally, but will continue to exhibit the same
behaviour as it does today, ensuring that sys.argv is not set until a
subsequent PySys_SetArgv call.
* ``PYTHONCASEOK``: writing to ``os.environ['PYTHONCASEOK']`` will no longer
dynamically alter the interpreter's handling of filename case differences
on import (TBC)
* ``PYTHONINSPECT``: ``os.environ['PYTHONINSPECT']`` will still be checked
after execution of the ``__main__`` module terminates
The ``Py_Initialize()`` style of initialisation will continue to be
supported. It will use (at least some elements of) the new API
internally, but will continue to exhibit the same behaviour as it
does today, ensuring that ``sys.argv`` is not populated until a subsequent
``PySys_SetArgv`` call. All APIs that currently support being called
prior to ``Py_Initialize()`` will
continue to do so, and will also support being called prior to
``Py_BeginInitialization()``.
To minimise unnecessary code churn, and to ensure the backwards compatibility
is well tested, the main CPython executable may continue to use some elements
of the old style initialisation API. (very much TBC)
A System Python Executable
@ -397,6 +709,14 @@ References
.. [2] BitBucket Sandbox
(https://bitbucket.org/ncoghlan/cpython_sandbox)
.. [3] \*nix getpath implementation
(http://hg.python.org/cpython/file/default/Modules/getpath.c)
.. [4] Windows getpath implementation
(http://hg.python.org/cpython/file/default/PC/getpathp.c)
.. [5] Site module documentation
(http://docs.python.org/3/library/site.html)
Copyright
===========