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pep-0211.txt
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pep-0211.txt
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@ -11,73 +11,81 @@ Post-History:
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Introduction
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This PEP describes a proposal to add linear algebra operators to
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Python 2.0. It discusses why such operators are desirable, and
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alternatives that have been considered and discarded. This PEP
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summarizes discussions held in mailing list forums, and provides
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URLs for further information, where appropriate. The CVS revision
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history of this file contains the definitive historical record.
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This PEP describes a conservative proposal to add linear algebra
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operators to Python 2.0. It discusses why such operators are
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desirable, and why a minimalist approach should be adopted at this
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point. This PEP summarizes discussions held in mailing list
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forums, and provides URLs for further information, where
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appropriate. The CVS revision history of this file contains the
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definitive historical record.
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Proposal
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Add a single new infix binary operator '@' ("across"), and
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corresponding special methods "__across__()" and "__racross__()".
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This operator will perform mathematical matrix multiplication on
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NumPy arrays, and generate cross-products when applied to built-in
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sequence types. No existing operator definitions will be changed.
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corresponding special methods "__across__()", "__racross__()", and
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"__iacross__()". This operator will perform mathematical matrix
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multiplication on NumPy arrays, and generate cross-products when
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applied to built-in sequence types. No existing operator
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definitions will be changed.
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Background
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Computers were invented to do arithmetic, as was the first
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high-level programming language, Fortran. While Fortran was a
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great advance on its machine-level predecessors, there was still a
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very large gap between its syntax and the notation used by
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mathematicians. The most influential effort to close this gap was
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APL [1]:
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The first high-level programming language, Fortran, was invented
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to do arithmetic. While this is now just a small part of
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computing, there are still many programmers who need to express
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complex mathematical operations in code.
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The language [APL] was invented by Kenneth E. Iverson while at
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Harvard University. The language, originally titled "Iverson
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Notation", was designed to overcome the inherent ambiguities
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and points of confusion found when dealing with standard
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mathematical notation. It was later described in 1962 in a
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book simply titled "A Programming Language" (hence APL).
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Towards the end of the sixties, largely through the efforts of
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IBM, the computer community gained its first exposure to
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APL. Iverson received the Turing Award in 1980 for this work.
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The most influential of Fortran's successors was APL [1]. Its
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author, Kenneth Iverson, designed the language as a notation for
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expressing matrix algebra, and received the 1980 Turing Award for
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his work.
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APL's operators supported both familiar algebraic operations, such
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as vector dot product and matrix multiplication, and a wide range
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of structural operations, such as stitching vectors together to
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create arrays. Its notation was exceptionally cryptic: many of
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its symbols did not exist on standard keyboards, and expressions
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had to be read right to left.
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create arrays. Even by programming's standards, APL is
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exceptionally cryptic: many of its symbols did not exist on
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standard keyboards, and expressions have to be read right to left.
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Most subsequent work on numerical languages, such as Fortran-90,
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MATLAB, and Mathematica, has tried to provide the power of APL
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Most subsequent work numerical languages, such as Fortran-90,
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MATLAB, and Mathematica, have tried to provide the power of APL
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without the obscurity. Python's NumPy [2] has most of the
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features that users of such languages expect, but these are
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provided through named functions and methods, rather than
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overloaded operators. This makes NumPy clumsier than its
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competitors.
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overloaded operators. This makes NumPy clumsier than most
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alternatives.
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One way to make NumPy more competitive is to provide greater
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syntactic support in Python itself for linear algebra. This
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proposal therefore examines the requirements that new linear
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algebra operators in Python must satisfy, and proposes a syntax
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and semantics for those operators.
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The author of this PEP therefore consulted the developers of GNU
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Octave [3], an open source clone of MATLAB. When asked how
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important it was to have infix operators for matrix solution,
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Prof. James Rawlings replied [4]:
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I DON'T think it's a must have, and I do a lot of matrix
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inversion. I cannot remember if its A\b or b\A so I always
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write inv(A)*b instead. I recommend dropping \.
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Rawlings' feedback on other operators was similar. It is worth
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noting in this context that notations such as "/" and "\" for
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matrix solution were invented by programmers, not mathematicians,
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and have not been adopted by the latter.
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Based on this discussion, and feedback from classes at the US
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national laboratories and elsewhere, we recommend only adding a
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matrix multiplication operator to Python at this time. If there
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is significant user demand for syntactic support for other
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operations, these can be added in a later release.
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Requirements
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The most important requirement is that there be minimal impact on
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the existing definition of Python. The proposal must not break
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existing programs, except possibly those that use NumPy.
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The most important requirement is minimal impact on existing
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Python programs and users: the proposal must not break existing
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code (except possibly NumPy).
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The second most important requirement is to be able to do both
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elementwise and mathematical matrix multiplication using infix
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notation. The nine cases that must be handled are:
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The second most important requirement is the ability to handle all
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common cases cleanly and clearly. There are nine such cases:
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|5 6| * 9 = |45 54| MS: matrix-scalar multiplication
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|7 8| |63 72|
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@ -108,60 +116,23 @@ Requirements
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Note that 1-dimensional vectors are treated as rows in VM, as
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columns in MV, and as both in VD and VO. Both are special cases
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of 2-dimensional matrices (Nx1 and 1xN respectively). It may
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therefore be reasonable to define the new operator only for
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2-dimensional arrays, and provide an easy (and efficient) way for
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users to convert 1-dimensional structures to 2-dimensional.
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Behavior of a new multiplication operator for built-in types may
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then:
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of 2-dimensional matrices (Nx1 and 1xN respectively). We will
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therefore define the new operator only for 2-dimensional arrays,
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and provide an easy (and efficient) way for users to treat
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1-dimensional structures as 2-dimensional.
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(a) be a parsing error (possible only if a constant is one of the
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arguments, since names are untyped in Python);
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(b) generate a runtime error; or
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(c) be derived by plausible extension from its behavior in the
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two-dimensional case.
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Third, syntactic support should be considered for three other
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operations:
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T
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(a) transposition: A => A[j, i] for A[i, j]
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-1
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(b) inverse: A => A' such that A' * A = I (the identity matrix)
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(c) solution: A/b => x such that A * x = b
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A\b => x such that x * A = b
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With regard to (c), it is worth noting that the two syntaxes used
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were invented by programmers, not mathematicians. Mathematicians
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do not have a standard, widely-used notation for matrix solution.
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It is also worth noting that dozens of matrix inversion and
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solution algorithms are widely used. MATLAB and its kin bind
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their inversion and/or solution operators to one which is
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reasonably robust in most cases, and require users to call
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functions or methods to access others.
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Fourth, confusion between Python's notation and those of MATLAB
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and Fortran-90 should be avoided. In particular, mathematical
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matrix multiplication (case MM) should not be represented as '.*',
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since:
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Third, we must avoid confusion between Python's notation and those
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of MATLAB and Fortran-90. In particular, mathematical matrix
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multiplication (case MM) should not be represented as '.*', since:
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(a) MATLAB uses prefix-'.' forms to mean 'elementwise', and raw
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forms to mean "mathematical" [4]; and
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forms to mean "mathematical"; and
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(b) even if the Python parser can be taught how to handle dotted
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forms, '1.*A' will still be visually ambiguous [4].
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One anti-requirement is that new operators are not needed for
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addition, subtraction, bitwise operations, and so on, since
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mathematicians already treat them elementwise.
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forms, '1.*A' will still be visually ambiguous.
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Proposal:
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Proposal
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The meanings of all existing operators will be unchanged. In
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particular, 'A*B' will continue to be interpreted elementwise.
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minimal impact on existing programs.
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A new operator '@' (pronounced "across") will be added to Python,
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along with two special methods, "__across__()" and
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"__racross__()", with the usual semantics.
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along with special methods "__across__()", "__racross__()", and
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"__iacross__()", with the usual semantics.
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NumPy will overload "@" to perform mathematical multiplication of
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arrays where shapes permit, and to throw an exception otherwise.
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The matrix class's implementation of "@" will treat built-in
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sequence types as if they were column vectors. This takes care of
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the cases MM and MV.
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Its implementation of "@" will treat built-in sequence types as if
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they were column vectors. This takes care of the cases MM and MV.
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An attribute "T" will be added to the NumPy array type, such that
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"m.T" is:
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operator, such that "A ** inv" is the inverse of "A". This is
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similar in spirit to NumPy's existing "newaxis" value.
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(Optional) When applied to sequences, the operator will return a
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list of tuples containing the cross-product of their elements in
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left-to-right order:
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(Optional) When applied to sequences, the "@" operator will return
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a tuple of tuples containing the cross-product of their elements
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in left-to-right order:
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>>> [1, 2] @ (3, 4)
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[(1, 3), (1, 4), (2, 3), (2, 4)]
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((1, 3), (1, 4), (2, 3), (2, 4))
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>>> [1, 2] @ (3, 4) @ (5, 6)
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[(1, 3, 5), (1, 3, 6),
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((1, 3, 5), (1, 3, 6),
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(1, 4, 5), (1, 4, 6),
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(2, 3, 5), (2, 3, 6),
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(2, 4, 5), (2, 4, 6)]
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(2, 4, 5), (2, 4, 6))
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This will require the same kind of special support from the parser
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as chained comparisons (such as "a<b<c<=d"). However, it would
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permit the following:
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as chained comparisons (such as "a<b<c<=d"). However, it will
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permit:
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>>> for (i, j) in [1, 2] @ [3, 4]:
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>>> print i, j
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as implementing single-stage nesting).
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Alternatives:
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Alternatives
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01. Don't add new operators --- stick to functions and methods.
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01. Don't add new operators.
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Python is not primarily a numerical language. It is not worth
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complexifying the language for this special case --- NumPy's
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success is proof that users can and will use functions and methods
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for linear algebra.
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Python is not primarily a numerical language; it may not be worth
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complexifying it for this special case. NumPy's success is proof
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that users can and will use functions and methods for linear
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algebra. However, support for real matrix multiplication is
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frequently requested, as:
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On the positive side, this maintains Python's simplicity. Its
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weakness is that support for real matrix multiplication (and, to a
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lesser extent, other linear algebra operations) is frequently
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requested, as functional forms are cumbersome for lengthy
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formulas, and do not respect the operator precedence rules of
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conventional mathematics. In addition, the method form is
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asymmetric in its operands.
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* functional forms are cumbersome for lengthy formulas, and do not
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respect the operator precedence rules of conventional mathematics;
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and
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02. Introduce prefixed forms of existing operators, such as "@*"
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or "~*", or used boxed forms, such as "[*]" or "%*%".
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* method forms are asymmetric in their operands.
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There are (at least) three objections to this. First, either form
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seems to imply that all operators exist in both forms. This is
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more new entities than the problem merits, and would require the
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addition of many new overloadable methods, such as __at_mul__.
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What's more, the proposed semantics for "@" for built-in sequence
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types would simplify expression of a very common idiom (nested
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loops). User testing during discussion of 'lockstep loops'
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indicated that both new and experienced users would understand
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this immediately.
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Second, while it is certainly possible to invent semantics for
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these new operators for built-in types, this would be a case of
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the tail wagging the dog, i.e. of letting the existence of a
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feature "create" a need for it.
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02. Introduce prefixed forms of all existing operators, such as
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"~*" and "~+", as proposed in PEP 0225 [7].
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Finally, the boxed forms make human parsing more complex, e.g.:
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This proposal would duplicate all built-in mathematical operators
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with matrix equivalents, as in numerical languages such as
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MATLAB. Our objections to this are:
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A[*] = B vs. A[:] = B
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* Python is not primarily a numerical programming language. While
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the (self-selected) participants in the discussions that led to
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PEP 0225 may want all of these new operators, the majority of
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Python users would be indifferent. The extra complexity they
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would introduce into the language therefore does not seem
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merited. (See also Rawlings' comments, quoted in the Background
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section, about these operators not being essential.)
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03. (From Moshe Zadka [7], and also considered by Huaiyu Zhou [8]
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in his proposal [9]) Retain the existing meaning of all
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operators, but create a behavioral accessor for arrays, such
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that:
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* The proposed syntax is difficult to read (i.e. passes the "low
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toner" readability test).
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03. Retain the existing meaning of all operators, but create a
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behavioral accessor for arrays, such that:
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A * B
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return an object that aliased A's memory (for efficiency), but
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which had a different implementation of __mul__().
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The advantage of this method is that it has no effect on the
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This proposal was made by Moshe Zadka, and is also considered by
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PEP 0225 [7]. Its advantage is that it has no effect on the
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existing implementation of Python: changes are localized in the
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Numeric module. The disadvantages are:
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Numeric module. The disadvantages are
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(a) The semantics of "A.m() * B", "A + B.m()", and so on would
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have to be defined, and there is no "obvious" choice for them.
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* The semantics of "A.m() * B", "A + B.m()", and so on would have
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to be defined, and there is no "obvious" choice for them.
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(b) Aliasing objects to trigger different operator behavior feels
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less Pythonic than either calling methods (as in the existing
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Numeric module) or using a different operator. This PEP is
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primarily about look and feel, and about making Python more
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attractive to people who are not already using it.
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04. (From a proposal [9] by Huaiyu Zhou [8]) Introduce a "delayed
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inverse" attribute, similar to the "transpose" attribute
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advocated in the third part of this proposal. The expression
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"a.I" would be a delayed handle on the inverse of the matrix
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"a", which would be evaluated in context as required. For
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example, "a.I * b" and "b * a.I" would solve sets of linear
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equations, without actually calculating the inverse.
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The main drawback of this proposal it is reliance on lazy
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evaluation, and even more on "smart" lazy evaluation (i.e. the
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operation performed depends on the context in which the evaluation
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is done). The BDFL has so far resisted introducing LE into
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Python.
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* Aliasing objects to trigger different operator behavior feels
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less Pythonic than either calling methods (as in the existing
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Numeric module) or using a different operator. This PEP is
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primarily about look and feel, and about making Python more
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attractive to people who are not already using it.
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Related Proposals
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0203 : Augmented Assignments
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If new operators for linear algebra are introduced, it may
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make sense to introduce augmented assignment forms for
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them.
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0207 : Rich Comparisons
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It may become possible to overload comparison operators
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Multidimensional arrays are currently an extension to
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Python, rather than a built-in type.
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0225 : Elementwise/Objectwise Operators
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Acknowledgments:
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A (much) larger proposal that addresses the same subject.
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Acknowledgments
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I am grateful to Huaiyu Zhu [8] for initiating this discussion,
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and for some of the ideas and terminology included below.
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References:
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References
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[1] http://www.acm.org/sigapl/whyapl.htm
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[2] http://numpy.sourceforge.net
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[3] PEP-0203.txt "Augmented Assignments".
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[4] http://bevo.che.wisc.edu/octave/doc/octave_9.html#SEC69
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[3] http://bevo.che.wisc.edu/octave/
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[4] http://www.egroups.com/message/python-numeric/4
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[5] http://www.python.org/pipermail/python-dev/2000-July/013139.html
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[6] PEP-0201.txt "Lockstep Iteration"
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[7] Moshe Zadka is 'moshez@math.huji.ac.il'.
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[8] Huaiyu Zhu is 'hzhu@users.sourceforge.net'
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[9] http://www.python.org/pipermail/python-list/2000-August/112529.html
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[7] http://www.python.org/pipermail/python-list/2000-August/112529.html
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Appendix: Other Operations
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We considered syntactic support for three other operations:
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T
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(a) transposition: A => A[j, i] for A[i, j]
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-1
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(b) inverse: A => A' such that A' * A = I (the identity matrix)
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(c) solution: A/b => x such that A * x = b
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A\b => x such that x * A = b
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Local Variables:
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