PEP: 674 Title: Disallow using macros as l-value Author: Victor Stinner Status: Draft Type: Standards Track Content-Type: text/x-rst Created: 01-Dec-2021 Python-Version: 3.11 Abstract ======== Incompatible C API change disallowing using macros as l-value to allow evolving CPython internals and to ease the C API implementation on other Python implementation. In practice, the majority of projects impacted by these incompatible changes should only have to make two changes: * Replace ``Py_TYPE(obj) = new_type;`` with ``Py_SET_TYPE(obj, new_type);``. * Replace ``Py_SIZE(obj) = new_size;`` with ``Py_SET_SIZE(obj, new_size);``. Rationale ========= Using a macro as a l-value -------------------------- In the Python C API, some functions are implemented as macro because writing a macro is simpler than writing a regular function. If a macro exposes directly a struture member, it is technically possible to use this macro to not only get the structure member but also set it. Example with the Python 3.10 ``Py_TYPE()`` macro:: #define Py_TYPE(ob) (((PyObject *)(ob))->ob_type) This macro can be used as a **r-value** to **get** an object type:: type = Py_TYPE(object); It can also be used as **l-value** to **set** an object type:: Py_TYPE(object) = new_type; It is also possible to set an object reference count and an object size using ``Py_REFCNT()`` and ``Py_SIZE()`` macros. Setting directly an object attribute relies on the current exact CPython implementation. Implementing this feature in other Python implementations can make their C API implementation less efficient. CPython nogil fork ------------------ Sam Gross forked Python 3.8 to remove the GIL: the `nogil branch `_. This fork has no ``PyObject.ob_refcnt`` member, but a more elaborated implementation for reference counting, and so the ``Py_REFCNT(obj) = new_refcnt;`` code fails with a compiler error. Merging the nogil fork into the upstream CPython main branch requires first to fix this C API compatibility issue. It is a concrete example of a Python optimization blocked indirectly by the C API. This issue was already fixed in Python 3.10: the ``Py_REFCNT()`` macro has been already modified to disallow using it as a l-value. HPy project ----------- The `HPy project `_ is a brand new C API for Python using only handles and function calls: handles are opaque, structure members cannot be accessed directly,and pointers cannot be dereferenced. Disallowing the usage of macros as l-value helps the migration of existing C extensions to HPy by reducing differences between the C API and the HPy API. PyPy cpyext module ------------------ In PyPy, when a Python object is accessed by the Python C API, the PyPy ``cpyext`` module has to convert PyPy object to a CPython object. While PyPy objects are designed to be efficient with the PyPy JIT compiler, CPython objects are less efficient and increase the memory usage. This PEP alone is not enough to get rid of the CPython objects in the PyPy ``cpyext`` module, but it is a step towards this long term goal. PyPy already supports HPy which is a better solution in the long term. Specification ============= Disallow using macros as l-value -------------------------------- PyObject and PyVarObject macros ^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^ * ``Py_TYPE()``: ``Py_SET_TYPE()`` must be used instead * ``Py_SIZE()``: ``Py_SET_SIZE()`` must be used instead "GET" macros ^^^^^^^^^^^^ * ``PyByteArray_GET_SIZE()`` * ``PyBytes_GET_SIZE()`` * ``PyCFunction_GET_CLASS()`` * ``PyCFunction_GET_FLAGS()`` * ``PyCFunction_GET_FUNCTION()`` * ``PyCFunction_GET_SELF()`` * ``PyCell_GET()`` * ``PyCode_GetNumFree()`` * ``PyDict_GET_SIZE()`` * ``PyFunction_GET_ANNOTATIONS()`` * ``PyFunction_GET_CLOSURE()`` * ``PyFunction_GET_CODE()`` * ``PyFunction_GET_DEFAULTS()`` * ``PyFunction_GET_GLOBALS()`` * ``PyFunction_GET_KW_DEFAULTS()`` * ``PyFunction_GET_MODULE()`` * ``PyHeapType_GET_MEMBERS()`` * ``PyInstanceMethod_GET_FUNCTION()`` * ``PyList_GET_SIZE()`` * ``PyMemoryView_GET_BASE()`` * ``PyMemoryView_GET_BUFFER()`` * ``PyMethod_GET_FUNCTION()`` * ``PyMethod_GET_SELF()`` * ``PySet_GET_SIZE()`` * ``PyTuple_GET_SIZE()`` * ``PyUnicode_GET_DATA_SIZE()`` * ``PyUnicode_GET_LENGTH()`` * ``PyUnicode_GET_LENGTH()`` * ``PyUnicode_GET_SIZE()`` * ``PyWeakref_GET_OBJECT()`` "AS" macros ^^^^^^^^^^^ * ``PyByteArray_AS_STRING()`` * ``PyBytes_AS_STRING()`` * ``PyFloat_AS_DOUBLE()`` * ``PyUnicode_AS_DATA()`` * ``PyUnicode_AS_UNICODE()`` PyUnicode macros ^^^^^^^^^^^^^^^^ * ``PyUnicode_1BYTE_DATA()`` * ``PyUnicode_2BYTE_DATA()`` * ``PyUnicode_4BYTE_DATA()`` * ``PyUnicode_DATA()`` * ``PyUnicode_IS_ASCII()`` * ``PyUnicode_IS_COMPACT()`` * ``PyUnicode_IS_READY()`` * ``PyUnicode_KIND()`` * ``PyUnicode_READ()`` * ``PyUnicode_READ_CHAR()`` PyDateTime "GET" macros ^^^^^^^^^^^^^^^^^^^^^^^ * ``PyDateTime_DATE_GET_FOLD()`` * ``PyDateTime_DATE_GET_HOUR()`` * ``PyDateTime_DATE_GET_MICROSECOND()`` * ``PyDateTime_DATE_GET_MINUTE()`` * ``PyDateTime_DATE_GET_SECOND()`` * ``PyDateTime_DATE_GET_TZINFO()`` * ``PyDateTime_DELTA_GET_DAYS()`` * ``PyDateTime_DELTA_GET_MICROSECONDS()`` * ``PyDateTime_DELTA_GET_SECONDS()`` * ``PyDateTime_GET_DAY()`` * ``PyDateTime_GET_MONTH()`` * ``PyDateTime_GET_YEAR()`` * ``PyDateTime_TIME_GET_FOLD()`` * ``PyDateTime_TIME_GET_HOUR()`` * ``PyDateTime_TIME_GET_MICROSECOND()`` * ``PyDateTime_TIME_GET_MINUTE()`` * ``PyDateTime_TIME_GET_SECOND()`` * ``PyDateTime_TIME_GET_TZINFO()`` PyDescr macros ^^^^^^^^^^^^^^ * ``PyDescr_NAME()`` * ``PyDescr_TYPE()`` Port C extensions to Python 3.11 -------------------------------- In practice, the majority of projects impacted by these PEP incompatible changes should only have to make two changes: * Replace ``Py_TYPE(obj) = new_type;`` with ``Py_SET_TYPE(obj, new_type);``. * Replace ``Py_SIZE(obj) = new_size;`` with ``Py_SET_SIZE(obj, new_size);``. The `pythoncapi_compat project `_ can be used to update automatically C extensions: add Python 3.11 support without losing support with older Python versions. The project provides a header file which provides ``Py_SET_REFCNT()``, ``Py_SET_TYPE()`` and ``Py_SET_SIZE()`` functions to Python 3.8 and older. PyTuple_GET_ITEM() and PyList_GET_ITEM() ---------------------------------------- The ``PyTuple_GET_ITEM()`` and ``PyList_GET_ITEM()`` macros are left unchanged. The code pattern ``&PyTuple_GET_ITEM(tuple, 0)`` and ``&PyList_GET_ITEM(list, 0)`` is still commonly used to get access to the inner ``PyObject**`` array. Changing these macros would require to add a new API to get access to the inner array which is out of the scope of this PEP. Backwards Compatibility ======================= The proposed C API changes are backward incompatible on purpose. In practice, only a minority of third party projects are affected (16 projects are known to be broken) and `most of them have already been updated for these changes `__ (12 on 16). Most projects are broken by ``Py_TYPE()`` and ``Py_SIZE()`` changes. These two macros have been converted to static inline macro in Python 3.10 alpha versions, but the change had to be reverted since it broke too many projects. In the meanwhile, many projects, like Cython, have been prepared for this change by using ``Py_SET_TYPE()`` and ``Py_SET_SIZE()``. For example, projects using Cython only have to regenerate their outdated generated C code to become compatible. For the "GET" functions like ``PyDict_GET_SIZE()``, no project in the PyPI top 5000 projects use these functions as l-value. The ``PyFloat_AS_DOUBLE()`` function is not used as a l-value in the PyPI top 5000 projects. The ``PyBytes_AS_STRING()`` and ``PyByteArray_AS_STRING()`` are used as l-value but only to modify string characters, not to override the ``PyBytesObject.ob_sval`` or ``PyByteArrayObject.ob_start`` member. For example, Cython uses the following code which remains valid:: PyByteArray_AS_STRING(string)[i] = (char) v; This change does not follow the PEP 387 deprecation process. There is no known way to emit a deprecation warning when a macro is used as a l-value, but not when it's used differently (ex: r-value). Rejected Idea: Leave the macros as they are =========================================== The documentation of each function can discourage developers to use macros to modify Python objects. If these is a need to make an assignment, a setter function can be added and the macro documentation can require to use the setter function. For example, a ``Py_SET_TYPE()`` function has been added to Python 3.9 and the ``Py_TYPE()`` documentation now requires to use the ``Py_SET_TYPE()`` function to set an object type. If developers use macros as l-value, it's their responsibility when their code breaks, not the Python responsibility. We are operating under the consenting adults principle: we expect users of the Python C API to use it as documented and expect them to take care of the fallout, if things break when they don't. This idea was rejected because only few developers read the documentation, and only a minority is tracking changes of the Python C API documentation. The majority of developers are only using CPython and so are not aware of compatibility issues with other Python implementations. Moreover, continuing to allow using macros as l-value does not solve issues of the nogil, PyPy and HPy projects. Macros already modified ======================= The following C API macros have already been modified to disallow using them as l-value: * ``PyCell_SET()`` * ``PyList_SET_ITEM()`` * ``PyTuple_SET_ITEM()`` * ``Py_REFCNT()`` (Python 3.10): ``Py_SET_REFCNT()`` must be used * ``_PyGCHead_SET_FINALIZED()`` * ``_PyGCHead_SET_NEXT()`` * ``asdl_seq_GET()`` * ``asdl_seq_GET_UNTYPED()`` * ``asdl_seq_LEN()`` * ``asdl_seq_SET()`` * ``asdl_seq_SET_UNTYPED()`` For example, ``PyList_SET_ITEM(list, 0, item) < 0`` now fails with a compiler error as expected. References ========== * `Python C API: Add functions to access PyObject `_ (October 2021) article by Victor Stinner * `[C API] Disallow using PyFloat_AS_DOUBLE() as l-value `_ (October 2021) * `[capi-sig] Py_TYPE() and Py_SIZE() become static inline functions `_ (September 2021) * `[C API] Avoid accessing PyObject and PyVarObject members directly: add Py_SET_TYPE() and Py_IS_TYPE(), disallow Py_TYPE(obj)=type `__ (February 2020) * `bpo-30459: PyList_SET_ITEM could be safer `_ (May 2017) Copyright ========= This document is placed in the public domain or under the CC0-1.0-Universal license, whichever is more permissive.