PEP: 710 Title: Recording the provenance of installed packages Author: Fridolín Pokorný Sponsor: Donald Stufft PEP-Delegate: Paul Moore Discussions-To: https://discuss.python.org/t/pep-710-recording-the-provenance-of-installed-packages/25428 Status: Draft Type: Standards Track Topic: Packaging Content-Type: text/x-rst Created: 27-Mar-2023 Post-History: `03-Dec-2021 `__, `30-Jan-2023 `__, `14-Mar-2023 `__, `03-Apr-2023 `__, Abstract ======== This PEP describes a way to record the provenance of installed Python distributions. The record is created by an installer and is available to users in the form of a JSON file ``provenance_url.json`` in the ``.dist-info`` directory. The mentioned JSON file captures additional metadata to allow recording a URL to a :term:`distribution package` together with the installed distribution hash. This proposal is built on top of :pep:`610` following :ref:`its corresponding canonical PyPA spec ` and complements ``direct_url.json`` with ``provenance_url.json`` for when packages are identified by a name, and optionally a version. Motivation ========== Installing a Python :term:`Project` involves downloading a :term:`Distribution Package` from a :term:`Package Index` and extracting its content to an appropriate place. After the installation process is done, information about the release artifact used as well as its source is generally lost. However, there are use cases for keeping records of distributions used for installing packages and their provenance. Python wheels can be built with different compiler flags or supporting different wheel tags. In both cases, users might get into a situation in which multiple wheels might be considered by installers (possibly from different package indexes) and immediately finding out which wheel file was actually used during the installation might be helpful. This way, developers can use information about wheels to debug issues making sure the desired wheel was actually installed. Another use case could be tools reporting software installed, such as tools reporting a SBOM (Software Bill of Materials), that might give more accurate reports. Yet another use case could be reconstruction of the Python environment by pinning each installed package to a specific distribution artifact consumed from a Python package index. Rationale ========= The motivation described in this PEP is an extension of :ref:`Recording the Direct URL Origin of installed distributions ` specification. In addition to recording provenance information for packages installed using a direct URL, installers should also do so for packages installed by name (and optionally version) from Python package indexes. The idea described in this PEP originated in a tool called `micropipenv`_ that is used to install :term:`distribution packages ` in containerized environments (see the reported issue `thoth-station/micropipenv#206`_). Currently, the assembled containerized application does not implicitly carry information about the provenance of installed distribution packages (unless these are installed from full URLs and recorded via ``direct_url.json``). This requires container image suppliers to link container images with the corresponding build process, its configuration and the application source code for checking requirements files in cases when software present in containerized environments needs to be audited. The `subsequent discussion in the Discourse thread `__ also brought up pip's new ``--report`` option that can `generate a detailed JSON report `__ about the installation process. This option could help with the provenance problem this PEP approaches. Nevertheless, this option needs to be *explicitly* passed to pip to obtain the provenance information, and includes additional metadata that might not be necessary for checking the provenance (such as Python version requirements of each distribution package). Also, this option is specific to pip as of the writing of this PEP. Note the current :ref:`spec for recording installed packages ` defines a ``RECORD`` file that records installed files, but not the distribution artifact from which these files were obtained. Auditing installed artifacts can be performed based on matching the entries listed in the ``RECORD`` file. However, this technique requires a pre-computed database of files each artifact provides or a comparison with the actual artifact content. Both approaches are relatively expensive and time consuming operations which could be eliminated with the proposed ``provenance_url.json`` file. Recording provenance information for installed distribution packages, both those obtained from direct URLs and by name/version from an index, can simplify auditing Python environments in general, beyond just the specific use case for containerized applications mentioned earlier. A community project `pip-audit `__ raised their possible interest in `pypa/pip-audit#170`_. Specification ============= The keywords “MUST”, “MUST NOT”, “REQUIRED”, “SHOULD”, “SHOULD NOT”, “RECOMMENDED”, “MAY”, and “OPTIONAL” in this document are to be interpreted as described in :rfc:`2119`. The ``provenance_url.json`` file SHOULD be created in the ``.dist-info`` directory by installers when installing a :term:`Distribution Package` specified by name (and optionally by :term:`Version Specifier`). This file MUST NOT be created when installing a distribution package from a requirement specifying a direct URL reference (including a VCS URL). Only one of the files ``provenance_url.json`` and ``direct_url.json`` (from :ref:`Recording the Direct URL Origin of installed distributions ` specification and the corresponding specification of the :ref:`Direct URL Data Structure `), may be present in a given ``.dist-info`` directory; installers MUST NOT add both. The ``provenance_url.json`` JSON file MUST be a dictionary, compliant with :rfc:`8259` and UTF-8 encoded. If present, it MUST contain exactly two keys. The first MUST be ``url``, with type ``string``. The second key MUST be ``archive_info`` with a value defined below. The value of the ``url`` key MUST be the URL from which the distribution package was downloaded. If a wheel is built from a source distribution, the ``url`` value MUST be the URL from which the source distribution was downloaded. If a wheel is downloaded and installed directly, the ``url`` field MUST be the URL from which the wheel was downloaded. As in the :ref:`Direct URL Data Structure ` specification, the ``url`` value MUST be stripped of any sensitive authentication information for security reasons. The user:password section of the URL MAY however be composed of environment variables, matching the following regular expression: .. code-block:: text \$\{[A-Za-z0-9-_]+\}(:\$\{[A-Za-z0-9-_]+\})? Additionally, the user:password section of the URL MAY be a well-known, non-security sensitive string. A typical example is ``git`` in the case of an URL such as ``ssh://git@gitlab.com``. The value of ``archive_info`` MUST be a dictionary with a single key ``hashes``. The value of ``hashes`` is a dictionary mapping hash function names to a hex-encoded digest of the file referenced by the ``url`` value. At least one hash MUST be recorded. Multiple hashes MAY be included, and it is up to the consumer to decide what to do with multiple hashes (it may validate all of them or a subset of them, or nothing at all). Each hash MUST be one of the single argument hashes provided by :data:`py3.11:hashlib.algorithms_guaranteed`, excluding ``sha1`` and ``md5`` which MUST NOT be used. As of Python 3.11, with ``shake_128`` and ``shake_256`` excluded for being multi-argument, the allowed set of hashes is: .. code-block:: python >>> import hashlib >>> sorted(hashlib.algorithms_guaranteed - {"shake_128", "shake_256", "sha1", "md5"}) ['blake2b', 'blake2s', 'sha224', 'sha256', 'sha384', 'sha3_224', 'sha3_256', 'sha3_384', 'sha3_512', 'sha512'] Each hash MUST be referenced by the canonical name of the hash, always lower case. Hashes ``sha1`` and ``md5`` MUST NOT be present, due to the security limitations of these hash algorithms. Conversely, hash ``sha256`` SHOULD be included. Installers that cache distribution packages from an index SHOULD keep information related to the cached distribution artifact, so that the ``provenance_url.json`` file can be created even when installing distribution packages from the installer's cache. Backwards Compatibility ======================= Following the :ref:`packaging:recording-installed-packages` specification, installers may keep additional installer-specific files in the ``.dist-info`` directory. To make sure this PEP does not cause any backwards compatibility issues, a `comprehensive survey of installers and libraries <710-tool-survey_>`_ found no current tools that are using a similarly-named file, or other major feasibility concerns. The :ref:`Wheel specification ` lists files that can be present in the ``.dist-info`` directory. None of these file names collide with the proposed ``provenance_url.json`` file from this PEP. Presence of provenance_url.json in installers and libraries ----------------------------------------------------------- A comprehensive survey of the existing installers, libraries, and dependency managers in the Python ecosystem analyzed the implications of adding support for ``provenance_url.json`` to each tool. In summary, no major backwards compatibility issues, conflicts or feasibility blockers were found as of the time of writing of this PEP. More details about the survey can be found in the `Appendix: Survey of installers and libraries`_ section. Compatibility with direct_url.json ---------------------------------- This proposal does not make any changes to the ``direct_url.json`` file described in :pep:`610` and :ref:`its corresponding canonical PyPA spec `. The content of ``provenance_url.json`` file was designed in a way to eventually allow installers reuse some of the logic supporting ``direct_url.json`` when a direct URL refers to a source archive or a wheel. The main difference between the ``provenance_url.json`` and ``direct_url.json`` files are the mandatory keys and their values in the ``provenance_url.json`` file. This helps make sure consumers of the ``provenance_url.json`` file can rely on its content, if the file is present in the ``.dist-info`` directory. Security Implications ===================== One of the main security features of the ``provenance_url.json`` file is the ability to audit installed artifacts in Python environments. Tools can check which Python package indexes were used to install Python :term:`distribution packages ` as well as the hash digests of their release artifacts. As an example, we can take the recent compromised dependency chain in `the PyTorch incident `__. The PyTorch index provided a package named ``torchtriton``. An attacker published ``torchtriton`` on PyPI, which ran a malicious binary. By checking the URL of the installed Python distribution stated in the ``provenance_url.json`` file, tools can automatically check the source of the installed Python distribution. In case of the PyTorch incident, the URL of ``torchtriton`` should point to the PyTorch index, not PyPI. Tools can help identifying such malicious Python distributions installed by checking the installed Python distribution URL. A more exact check can include also the hash of the installed Python distribution stated in the ``provenance_url.json`` file. Such checks on hashes can be helpful for mirrored Python package indexes where Python distributions are not distinguishable by their source URLs, making sure only desired Python package distributions are installed. A malicious actor can intentionally adjust the content of ``provenance_url.json`` to possibly hide provenance information of the installed Python distribution. A security check which would uncover such malicious activity is beyond scope of this PEP as it would require monitoring actions on the filesystem and eventually reviewing user or file permissions. How to Teach This ================= The ``provenance_url.json`` metadata file is intended for tools and is not directly visible to end users. Examples ======== Examples of a valid provenance_url.json --------------------------------------- A valid ``provenance_url.json`` list multiple hashes: .. code-block:: json { "archive_info": { "hashes": { "blake2s": "fffeaf3d0bd71dc960ca2113af890a2f2198f2466f8cd58ce4b77c1fc54601ff", "sha256": "236bcb61156d76c4b8a05821b988c7b8c35bf0da28a4b614e8d6ab5212c25c6f", "sha3_256": "c856930e0f707266d30e5b48c667a843d45e79bb30473c464e92dfa158285eab", "sha512": "6bad5536c30a0b2d5905318a1592948929fbac9baf3bcf2e7faeaf90f445f82bc2b656d0a89070d8a6a9395761f4793c83187bd640c64b2656a112b5be41f73d" } }, "url": "https://files.pythonhosted.org/packages/07/51/2c0959c5adf988c44d9e1e0d940f5b074516ecc87e96b1af25f59de9ba38/pip-23.0.1-py3-none-any.whl" } A valid ``provenance_url.json`` listing a single hash entry: .. code-block:: json { "archive_info": { "hashes": { "sha256": "236bcb61156d76c4b8a05821b988c7b8c35bf0da28a4b614e8d6ab5212c25c6f" } }, "url": "https://files.pythonhosted.org/packages/07/51/2c0959c5adf988c44d9e1e0d940f5b074516ecc87e96b1af25f59de9ba38/pip-23.0.1-py3-none-any.whl" } A valid ``provenance_url.json`` listing a source distribution which was used to build and install a wheel: .. code-block:: json { "archive_info": { "hashes": { "sha256": "8bfe29f17c10e2f2e619de8033a07a224058d96b3bfe2ed61777596f7ffd7fa9" } }, "url": "https://files.pythonhosted.org/packages/1d/43/ad8ae671de795ec2eafd86515ef9842ab68455009d864c058d0c3dcf680d/micropipenv-0.0.1.tar.gz" } Examples of an invalid provenance_url.json ------------------------------------------ The following example includes a ``hash`` key in the ``archive_info`` dictionary as originally designed in the data structure documented in :ref:`packaging:direct-url`. The ``hash`` key MUST NOT be present to prevent from any possible confusion with ``hashes`` and additional checks that would be required to keep hash values in sync. .. code-block:: json { "archive_info": { "hash": "sha256=236bcb61156d76c4b8a05821b988c7b8c35bf0da28a4b614e8d6ab5212c25c6f", "hashes": { "sha256": "236bcb61156d76c4b8a05821b988c7b8c35bf0da28a4b614e8d6ab5212c25c6f" } }, "url": "https://files.pythonhosted.org/packages/07/51/2c0959c5adf988c44d9e1e0d940f5b074516ecc87e96b1af25f59de9ba38/pip-23.0.1-py3-none-any.whl" } Another example demonstrates an invalid hash name. The referenced hash name does not correspond to the canonical hash names described in this PEP and in the Python docs under :attr:`py3.11:hashlib.hash.name`. .. code-block:: json { "archive_info": { "hashes": { "SHA-256": "236bcb61156d76c4b8a05821b988c7b8c35bf0da28a4b614e8d6ab5212c25c6f" } }, "url": "https://files.pythonhosted.org/packages/07/51/2c0959c5adf988c44d9e1e0d940f5b074516ecc87e96b1af25f59de9ba38/pip-23.0.1-py3-none-any.whl" } The last example demonstrates a ``provenance_url.json`` file with no hashes available for the downloaded artifact: .. code-block:: json { "archive_info": { "hashes": {} } "url": "https://files.pythonhosted.org/packages/07/51/2c0959c5adf988c44d9e1e0d940f5b074516ecc87e96b1af25f59de9ba38/pip-23.0.1-py3-none-any.whl" } Example pip commands and their effect on provenance_url.json and direct_url.json -------------------------------------------------------------------------------- These commands generate a ``direct_url.json`` file but do not generate a ``provenance_url.json`` file. These examples follow examples from :ref:`Direct URL Data Structure ` specification: * ``pip install https://example.com/app-1.0.tgz`` * ``pip install https://example.com/app-1.0.whl`` * ``pip install "git+https://example.com/repo/app.git#egg=app&subdirectory=setup"`` * ``pip install ./app`` * ``pip install file:///home/user/app`` * ``pip install --editable "git+https://example.com/repo/app.git#egg=app&subdirectory=setup"`` (in which case, ``url`` will be the local directory where the git repository has been cloned to, and ``dir_info`` will be present with ``"editable": true`` and no ``vcs_info`` will be set) * ``pip install -e ./app`` Commands that generate a ``provenance_url.json`` file but do not generate a ``direct_url.json`` file: * ``pip install app`` * ``pip install app~=2.2.0`` * ``pip install app --no-index --find-links "https://example.com/"`` This behaviour can be tested using changes to pip implemented in the PR `pypa/pip#11865`_. Reference Implementation ======================== A proof-of-concept for creating the ``provenance_url.json`` metadata file when installing a Python :term:`Distribution Package` is available in the PR to pip `pypa/pip#11865`_. It reuses the already available implementation for the :ref:`direct URL data structure ` to provide the ``provenance_url.json`` metadata file for cases when ``direct_url.json`` is not created. A reference implementation for supporting the ``provenance_url.json`` file in PDM exists is available in `pdm-project/pdm#3013`_. A prototype called `pip-preserve `_ was developed to demonstrate creation of ``requirements.txt`` files considering ``direct_url.json`` and ``provenance_url.json`` metadata files. This tool mimics the ``pip freeze`` functionality, but the listing of installed packages also includes the hashes of the Python distribution artifacts. To further support this proposal, `pip-sbom `_ demonstrates creation of SBOM in the SPDX format. The tool uses information stored in the ``provenance_url.json`` file. Rejected Ideas ============== Naming the file direct_url.json instead of provenance_url.json -------------------------------------------------------------- To preserve backwards compatibility with the :ref:`Recording the Direct URL Origin of installed distributions `, the file cannot be named ``direct_url.json``, as per the text of that specification: This file MUST NOT be created when installing a distribution from an other type of requirement (i.e. name plus version specifier). Such a change might introduce backwards compatibility issues for consumers of ``direct_url.json`` who rely on its presence only when distributions are installed using a direct URL reference. Deprecating direct_url.json and using only provenance_url.json -------------------------------------------------------------- File ``direct_url.json`` is already well established by the :ref:`Direct URL Data Structure ` specification and is already used by installers. For example, ``pip`` uses ``direct_url.json`` to report a direct URL reference on ``pip freeze``. Deprecating ``direct_url.json`` would require additional changes to the ``pip freeze`` implementation in pip (see PR `fridex/pip#2`_) and could introduce backwards compatibility issues for already existing ``direct_url.json`` consumers. Keeping the hash key in the archive_info dictionary --------------------------------------------------- :ref:`Direct URL Data Structure ` specification discusses the possibility to include the ``hash`` key alongside the ``hashes`` key in the ``archive_info`` dictionary. This PEP explicitly does not include the ``hash`` key in the ``provenance_url.json`` file and allows only the ``hashes`` key to be present. By doing so we eliminate possible redundancy in the file, possible confusion, and any additional checks that would need to be done to make sure the hashes are in sync. Allowing no hashes stated ------------------------- For cases when a wheel file is installed from pip's cache and built using an older version of pip, pip does not record hashes of the downloaded source distributions. As we do not have hashes of these downloaded source distributions, the ``hashes`` key in the ``provenance_url.json`` file would not contain any entries. In such cases, pip does not create any ``provenance_url.json`` file as the provenance information is not complete. It is encouraged for consumers to rebuild wheels with a newer version of pip in these cases. Making the hashes key optional ------------------------------ :pep:`610` and :ref:`its corresponding canonical PyPA spec ` recommend including the ``hashes`` key of the ``archive_info`` in the ``direct_url.json`` file but it is not required (per the :rfc:`2119` language): A hashes key SHOULD be present as a dictionary mapping a hash name to a hex encoded digest of the file. This PEP requires the ``hashes`` key be included in ``archive_info`` in the ``provenance_url.json`` file if that file is created; per this PEP: The value of ``archive_info`` MUST be a dictionary with a single key ``hashes``. By doing so, consumers of ``provenance_url.json`` can check artifact digests when the ``provenance_url.json`` file is created by installers. Storing index URL ----------------- A possibility was raised for storing the index URL as part of the file content. This index URL would represent the index configured in pip's configuration or specified using the ``--index-url`` or ``--extra-index-url`` options. Storing this information was considered confusing, especially when using other installation options like ``--find-links``. Since the actual index URL is not strictly bound to the location from which the wheel file was downloaded, we decided not to store the index URL in the ``provenance_url.json`` file. Open Issues =========== Availability of the provenance_url.json file in Conda ----------------------------------------------------- We would like to get feedback on the ``provenance_url.json`` file from the Conda maintainers. It is not clear whether Conda would like to adopt the ``provenance_url.json`` file. Conda already stores provenance related information (similar to the provenance information proposed in this PEP) in JSON files located in the ``conda-meta`` directory `following its actions during installation `__. Using provenance_url.json in downstream installers -------------------------------------------------- The proposed ``provenance_url.json`` file was meant to be adopted primarily by Python installers. Other installers, such as APT or DNF, might record the provenance of the installed downstream Python distributions in their own way specific to downstream package management. The proposed file is not expected to be created by these downstream package installers and thus they were intentionally left out of this PEP. However, any input by developers or maintainers of these installers is valuable to possibly enrich the ``provenance_url.json`` file with information that would help in some way. .. _710-tool-survey: Appendix: Survey of installers and libraries ============================================ pip --- The function from pip's internal API responsible for installing wheels, named `_install_wheel `__, does not store any ``provenance_url.json`` file in the ``.dist-info`` directory. Additionally, a prototype introducing the mentioned file to pip in `pypa/pip#11865`_ demonstrates incorporating logic for handling the ``provenance_url.json`` file in pip's source code. As pip is used by some of the tools mentioned below to install Python package distributions, findings for pip apply to these tools, as well as pip does not allow parametrizing creation of files in the ``.dist-info`` directory in its internal API. Most of the tools mentioned below that use pip invoke pip as a subprocess which has no effect on the eventual presence of the ``provenance_url.json`` file in the ``.dist-info`` directory. distlib ------- `distlib`_ implements low-level functionality to manipulate the ``dist-info`` directory. The database of installed distributions does not use any file named ``provenance_url.json``, based on `the distlib's source code `__. Pipenv ------ `Pipenv`_ uses pip `to install Python package distributions `__. There wasn't any additional identified logic that would cause backwards compatibility issues when introducing the ``provenance_url.json`` file in the ``.dist-info`` directory. installer --------- `installer`_ does not create a ``provenance_url.json`` file explicitly. Nevertheless, as per the :ref:`Recording Installed Projects ` specification, installer allows passing the ``additional_metadata`` argument to create a file in the ``.dist-info`` directory - see `the source code `__. To avoid any backwards compatibility issues, any library or tool using installer must not request creating the ``provenance_url.json`` file using the mentioned ``additional_metadata`` argument. Poetry ------ The installation logic in `Poetry`_ depends on the ``installer.modern-installer`` configuration option (`see docs `__). For cases when the ``installer.modern-installer`` configuration option is set to ``false``, Poetry uses `pip for installing Python package distributions `__. On the other hand, when ``installer.modern-installer`` configuration option is set to ``true``, Poetry uses `installer to install Python package distributions `__. As can be seen from the linked sources, there isn't passed any additional metadata file named ``provenance_url.json`` that would cause compatibility issues with this PEP. Conda ----- `Conda`_ does not create any ``provenance_url.json`` file `when Python package distributions are installed `__. Hatch ----- `Hatch`_ uses pip `to install project dependencies `__. micropipenv ----------- As `micropipenv`_ is a wrapper on top of pip, it uses pip to install Python distributions, for both `lock files `__ as well as `for requirements files `__. Thamos ------ `Thamos`_ uses micropipenv `to install Python package distributions `__, hence any findings for micropipenv apply for Thamos. PDM --- `PDM`_ uses installer `to install binary distributions `__. The only additional metadata file it eventually creates in the ``.dist-info`` directory is `the REFER_TO file `__. uv -- `uv`_ is written in Rust and uses its `own installation logic when installing wheels `__. It does not create any `additional files `__ in the ``.dist-info`` directory that would collide with the ``provenance_url.json`` file naming. References ========== .. _pypa/pip#11865: https://github.com/pypa/pip/pull/11865 .. _pdm-project/pdm#3013: https://github.com/pdm-project/pdm/pull/3013 .. _fridex/pip#2: https://github.com/fridex/pip/pull/2/ .. _pip_preserve: https://pypi.org/project/pip-preserve/ .. _pip_sbom: https://github.com/sethmlarson/pip-sbom .. _thoth-station/micropipenv#206: https://github.com/thoth-station/micropipenv/issues/206 .. _pypa/pip-audit#170: https://github.com/pypa/pip-audit/issues/170 .. _pip_installation_report: https://pip.pypa.io/en/stable/reference/installation-report/ .. _distlib: https://distlib.readthedocs.io/ .. _Pipenv: https://pipenv.pypa.io/ .. _installer: https://github.com/pypa/installer .. _Poetry: https://python-poetry.org/ .. _Conda: https://docs.conda.io/ .. _Hatch: https://hatch.pypa.io/ .. _micropipenv: https://github.com/thoth-station/micropipenv .. _Thamos: https://github.com/thoth-station/thamos/ .. _PDM: https://pdm.fming.dev/ .. _uv: https://github.com/astral-sh/uv/ Acknowledgements ================ Thanks to Dustin Ingram, Brett Cannon, and Paul Moore for the initial discussion in which this idea originated. Thanks to Donald Stufft, Ofek Lev, and Trishank Kuppusamy for early feedback and support to work on this PEP. Thanks to Gregory P. Smith, Stéphane Bidoul, and C.A.M. Gerlach for reviewing this PEP and providing valuable suggestions. Thanks to Seth Michael Larson for providing valuable suggestions and for the proposed pip-sbom prototype. Thanks to Stéphane Bidoul and Chris Jerdonek for :pep:`610`, and related :ref:`Recording the Direct URL Origin of installed distributions ` and :ref:`Direct URL Data Structure ` specifications. Thanks to Frost Ming for raising possible concern around storing index URL in the ``provenance_url.json`` file and initial PEP 710 support in PDM. Last, but not least, thanks to Donald Stufft for sponsoring this PEP. Copyright ========= This document is placed in the public domain or under the CC0-1.0-Universal license, whichever is more permissive.