PEP: 777 Title: How to Re-invent the Wheel Author: Ethan Smith Sponsor: Barry Warsaw PEP-Delegate: Paul Moore Status: Draft Type: Standards Track Topic: Packaging Created: 09-Oct-2024 Post-History: Abstract ======== The current :pep:`wheel 1.0 specification <427>` was written over a decade ago, and has been extremely robust to changes in the Python packaging ecosystem. Previous efforts to improve the wheel specification :pep:`were deferred <491#pep-deferral>` to focus on other packaging specifications. Meanwhile, the use of wheels has changed dramatically in the last decade. There have been many requests for new wheel features over the years; however, a fundamental obstacle to evolving the wheel specification has been that there is no defined process for how to handle adding backwards-incompatible features to wheels. Therefore, to enable other PEPs to describe new enhancements to the wheel specification, **this PEP prescribes** **compatibility requirements on future wheel revisions**. This PEP does *not* specify a new wheel revision. The specification of a new wheel format (“Wheel 2.0”) is left to a future PEP. Rationale ========= Currently, wheel specification changes that require new installer behavior are backwards incompatible and require a major version increase in the wheel metadata format. An increase of the wheel major version has yet to happen, partially because such a change has the potential to be catastrophically disruptive. Per `the wheel specification `_, any installer that does not support the new major version must abort at install time. This means that if the major version were to be incremented without further planning, many users would see installation failures as older installers reject new wheels uploaded to public package indices like the Python Package Index (PyPI). It is critically important to carefully plan the interactions between build tools, package indices, and package installers to avoid incompatibility issues, especially considering the long tail of users who are slow to update their installers. The backward compatibility concerns have prevented valuable improvements to the wheel file format, such as `better compression `_, `wheel data format improvements `_, `better information about what is included in a wheel `_, and `JSON formatted metadata in the ".dist-info" folder `_. This PEP describes constraints and behavior for new wheel revisions to preserve stability for existing tools that do not support a new major version of the wheel format. This ensures that backwards incompatible changes to the wheel specification will only affect users and tools that are properly set up to use the newer wheels. With a clear path for evolving the wheel specification, future PEPs will be able to improve the wheel format without needing to re-define a completely new compatibility story. Specification ============= Add Wheel-Version Metadata Field to Core Metadata ------------------------------------------------- Currently, the :pep:`wheel 1.0 PEP <427>`, PEP 427, specifies that wheel files must contain a ``WHEEL`` metadata file that contains the version of the wheel specification that the file conforms to. PEP 427 stipulates that installers MUST warn on installation of a wheel with a minor version greater than supported, and MUST abort on installation of wheels with a major version that is greater than what the installer supports. This ensures that users do not get invalid installations from wheels that installers cannot properly install. However, resolvers do not currently exclude wheels with an incompatible wheel version. There is also currently no way for a resolver to check a wheel's version without downloading the wheel directly. To make wheel version filtering easy for resolvers, the wheel version **MUST** be included in the relevant metadata file (currently METADATA). This will allow resolvers to efficiently check the wheel version using the :pep:`658` metadata API without needing to download and inspect the ``.dist-info/WHEEL`` file. To accomplish this, a new core metadata field is introduced called ``Wheel-Version``. While this field is optional for metadata included in a wheel of major version 1, it is a mandatory field for metadata in wheels of major version 2 or higher. This enforces that future revisions of the wheel specification can rely on resolvers skipping incompatible wheels by checking the ``Wheel-Version`` field. The ``Wheel-Version`` field in the metadata file shall contain the exact same entry as the ``Wheel-Version`` entry in the ``WHEEL`` file, or any future replacement file defining metadata about the wheel file. Installers **MUST** verify that these entries match when installing a wheel. If ``Wheel-Version`` is absent from the metadata file, then the implied major version of the wheel is 1. Resolver Behavior Regarding ``Wheel-Version`` --------------------------------------------- Resolvers, in the process of selecting a wheel to install, **MUST** check a candidate wheel's ``Wheel-Version``, and ignore incompatible wheel files. Without ignoring these files, older installers might select a wheel that uses an unsupported wheel version for that installer, and force the installer to abort per :pep:`427`. By skipping incompatible wheel files, users will not see installation errors when a project adopts a new wheel major version. As already specified in PEP 427, installers **MUST** abort if a user tries to directly install a wheel that is incompatible. If, in the process of resolving packages found in multiple indices, a resolver comes across two wheels of the same distribution and version, resolvers should prioritize the wheel of the highest compatible version. While the above protects users from unexpected breakages, users may miss a new release of a distribution if their installer does not support the wheel version used in the release. Imagine in the future that a package publishes 3.0 wheel files. Downstream users won't see that there is a new release available if their installers only support 2.x wheels. Therefore, installers **SHOULD** emit a warning if, in the process of resolving packages, they come across an incompatible wheel and skip it. First Major Version Bump Must Change File Extension --------------------------------------------------- Unfortunately, existing resolvers do not check the compatibility of wheels before selecting them as installation candidates. Until a majority of users update to installers that properly check for wheel compatibility, it is unsafe to allow publishing wheels of a new major version that existing resolvers might select. It could take upwards of four years before the majority of users are on updated resolvers, based on current data about PyPI installer usage (See the :ref:`777-pypi-download-analysis`, for details). To allow for experimentation and faster adoption of 2.0 wheels, this PEP proposes a one time change to the file extension of the wheel file format, from ``.whl`` to ``.whlx``. This resolves the initial transition issue of 2.0 wheels breaking users on existing installers that do not implement ``Wheel-Version`` checks. By using a different file extension, 2.0 wheels can immediately be uploaded to PyPI, and users will be able to experiment with the new features right away. Users on older installers will simply ignore these new files. One rejected alternative would be to keep the ``.whl`` extension, but delay the publishing of wheel 2.0 to PyPI. For more on that, please see Rejected Ideas. Recommended Build Backend Behavior with New Wheel Formats --------------------------------------------------------- Build backends are recommended to generate the most compatible wheel based on features a project uses. For example, if a wheel does not use symbolic links, and such a feature was introduced in wheel 5.0, the build backend could generate a wheel of version 4.0. On the other hand, some features will want to be adopted by default. For example, if wheel 3.0 introduces better compression, the build backend may wish to enable this feature by default to improve the wheel size and download performance. Limitations on Future Wheel Revisions ------------------------------------- While it is difficult to know what future features may be planned for the wheel format, it is important that certain compatibility promises are maintained. Wheel files, when installed, **MUST** stay compatible with the Python standard library's ``importlib.metadata`` for all supported CPython versions. For example, replacing ``.dist-info/METADATA`` with a JSON formatted metadata file MUST be a multi-major version migration with one version introducing the new JSON file alongside the existing email header format, and another future version removing the email header format metadata file. The version to remove ``.dist-info/METADATA`` also **MUST** be adopted only after the last CPython release that lacked support for the new file reaches end of life. This ensures that code using ``importlib.metadata`` will not break with wheel major version revisions. Wheel files **MUST** remain ZIP format files as the outer container format. Additionally, the ``.dist-info`` metadata directory **MUST** be placed at the root of the archive without any compression, so that unpacking the wheel file produces a normal ``.dist-info`` directory holding any metadata for the wheel. Future wheel revisions **MAY** modify the layout, compression, and other attributes about non-metadata components of a wheel such as data and code. This assures that future wheel revisions remain compatible with tools operating on package metadata, while allowing for improvements to code storage in the wheel, such as adopting compression. Package tooling **MUST NOT** assume that the contents and format of the wheel file will remain the same for future wheel major versions beyond the limitations above about metadata folder contents and outer container format. For example, newer wheel major versions may add or remove filename components, such as the build tag or the platform tag. Therefore it is incumbent upon tooling to check the metadata for the ``Wheel-Version`` before attempting to install a wheel. Finally, future wheel revisions **MUST NOT** use any compression formats not in the CPython standard library of at least the latest release. Wheels generated using any new compression format should be tagged as requiring at least the first released version of CPython to support the new compression format, regardless of the Python API compatibility of the code within the wheel. Backwards Compatibility ======================= Backwards compatibility is an incredibly important issue for evolving the wheel format. If adopting a new wheel revision is painful for downstream users, package creators will hesitate to adopt the new standards, and users will be stuck with failed CI pipelines and other installation woes. Several choices in the above specification are made so that the adoption of a new feature is less painful. For example, today wheels of an incompatible major version are still selected by pip as installation candidates, which causes installer failures if a project starts publishing 2.0 wheels. To avoid this issue, this PEP requires resolvers to filter out wheels with major versions or features incompatible with the installer. This PEP also defines constraints on future wheel revisions, with the goal of maintaining compatibility with CPython, but allowing evolution of wheel contents. Wheel revisions shouldn't cause package installations to break on older CPython revisions, as not only would it be frustrating, it would be incredibly hard to debug for users. The main compatibility limitation of this PEP is for projects that start publishing solely new wheels alongside a source distribution. If a user on an older installer tries to install the package, it will fall back to the source distribution, because the resolver will skip all newer wheels. Users are often poorly set up to build projects from source, so this could lead to some failed builds users would not see otherwise. There are several approaches to resolving this issue, such as allowing dual-publishing for the initial migration, or marking source distributions as not intended to be built. Rejected Ideas ============== The Wheel Format is Perfect and Does not Need to be Changed ----------------------------------------------------------- The wheel format has been around for over 10 years, and in that time, Python packages have changed a lot. It is much more common for packages to include Rust or C extension modules, increasing the size of packages. Better compression, such as lzma or zstd, could save a lot of time and bandwidth for PyPI and its users. Compatibility tags cannot express the wide variety of hardware used to accelerate Python code today, nor encode shared library compatibility information. In order to address these issues, evolution of the wheel package format is necessary. Wheel Format Changes Should be Tied to CPython Releases ------------------------------------------------------- I do not believe that tying wheel revisions to CPython releases is beneficial. The main benefit of doing so is to make adoption of new wheels predictable - users with the latest CPython get the latest package format! This choice has several issues however. First, tying the new format to the latest CPython makes adoption much slower. Users on LTS versions of Linux with older Python installations are free to update their pip in a virtual environment, but cannot update the version of Python as easily. While some changes to the wheel format must be tied to CPython changes necessarily, such as adding new compression formats or changing the metadata format, many changes do not need to be tied to the Python version, such as symlinks, enhanced compatibility tags, and new formats that use existing compression formats in the standard library. Additionally, wheels are used across multiple different language implementations, which lag behind the CPython version. It seems unfair to prevent their users from using a feature due to the Python version. Lastly, while this PEP does not suggest tying the wheel version to CPython releases, a future PEP may still do so at any time, so this choice does not need to be made in this PEP. Keep Using ``.whl`` as the File Extension ----------------------------------------- While keeping the extension ``.whl`` is appealing for many reasons, it presents several problems that are difficult to surmount. First, current installers would still pick a new wheel and fail to install the package. Furthermore, the file name of a wheel would not be able to change without breaking existing installers that expect a set wheel file name format. While the current filename specification for wheels is sufficient for current usage, the optional build tag in the middle of the file name makes any extensions ambiguous (i.e. ``foo-0.3-py3-none-any-fancy_new_tag.whl`` would parse as the build tag being ``py3``). This limits changes to information stored in the wheel file name. Discussion Topics ================= Should Indices Support Dual-publishing for the First Migration? --------------------------------------------------------------- Since ``.whl`` and ``.whlx`` will look different in file name, they could be uploaded side-by-side to package indices like PyPI. This has some nice benefits, like dual-support for older and newer installers, so users who can get the latest features, while users who don't upgrade still can install the latest version of a package. There are many complications however. Should we allow wheel 2 uploads to existing wheel 1-only releases? Should we put any requirements on the side-by-side wheels, such as: .. admonition:: Constraints on dual-published wheels A given index may contain identical-content wheels with different wheel versions, and installers should prefer the newest-available wheel format, with all other factors held constant. Should we only allow uploading both with :pep:`694` allowing "atomic" dual-publishing? Acknowledgements ================ The author of this PEP is greatly indebted to the incredibly valuable review, advice, and feedback of Barry Warsaw and Michael Sarahan. Copyright ========= This document is placed in the public domain or under the CC0-1.0-Universal license, whichever is more permissive.