PEP: 3150 Title: Statement local namespaces (aka "given" clause) Version: $Revision$ Last-Modified: $Date$ Author: Alyssa Coghlan Status: Deferred Type: Standards Track Content-Type: text/x-rst Created: 09-Jul-2010 Python-Version: 3.4 Post-History: 14-Jul-2010, 21-Apr-2011, 13-Jun-2011 Abstract ======== This PEP proposes the addition of an optional ``given`` clause to several Python statements that do not currently have an associated code suite. This clause will create a statement local namespace for additional names that are accessible in the associated statement, but do not become part of the containing namespace. Adoption of a new symbol, ``?``, is proposed to denote a forward reference to the namespace created by running the associated code suite. It will be a reference to a ``types.SimpleNamespace`` object. The primary motivation is to enable a more declarative style of programming, where the operation to be performed is presented to the reader first, and the details of the necessary subcalculations are presented in the following indented suite. As a key example, this would elevate ordinary assignment statements to be on par with ``class`` and ``def`` statements where the name of the item to be defined is presented to the reader in advance of the details of how the value of that item is calculated. It also allows named functions to be used in a "multi-line lambda" fashion, where the name is used solely as a placeholder in the current expression and then defined in the following suite. A secondary motivation is to simplify interim calculations in module and class level code without polluting the resulting namespaces. The intent is that the relationship between a given clause and a separate function definition that performs the specified operation will be similar to the existing relationship between an explicit while loop and a generator that produces the same sequence of operations as that while loop. The specific proposal in this PEP has been informed by various explorations of this and related concepts over the years (e.g. [1]_, [2]_, [3]_, [6]_, [8]_), and is inspired to some degree by the ``where`` and ``let`` clauses in Haskell. It avoids some problems that have been identified in past proposals, but has not yet itself been subject to the test of implementation. Proposal ======== This PEP proposes the addition of an optional ``given`` clause to the syntax for simple statements which may contain an expression, or may substitute for such a statement for purely syntactic purposes. The current list of simple statements that would be affected by this addition is as follows: * expression statement * assignment statement * augmented assignment statement * del statement * return statement * yield statement * raise statement * assert statement * pass statement The ``given`` clause would allow subexpressions to be referenced by name in the header line, with the actual definitions following in the indented clause. As a simple example:: sorted_data = sorted(data, key=?.sort_key) given: def sort_key(item): return item.attr1, item.attr2 The new symbol ``?`` is used to refer to the given namespace. It would be a ``types.SimpleNamespace`` instance, so ``?.sort_key`` functions as a forward reference to a name defined in the ``given`` clause. A docstring would be permitted in the given clause, and would be attached to the result namespace as its ``__doc__`` attribute. The ``pass`` statement is included to provide a consistent way to skip inclusion of a meaningful expression in the header line. While this is not an intended use case, it isn't one that can be prevented as multiple alternatives (such as ``...`` and ``()``) remain available even if ``pass`` itself is disallowed. The body of the given clause will execute in a new scope, using normal function closure semantics. To support early binding of loop variables and global references, as well as to allow access to other names defined at class scope, the ``given`` clause will also allow explicit binding operations in the header line:: # Explicit early binding via given clause seq = [] for i in range(10): seq.append(?.f) given i=i in: def f(): return i assert [f() for f in seq] == list(range(10)) Semantics --------- The following statement:: op(?.f, ?.g) given bound_a=a, bound_b=b in: def f(): return bound_a + bound_b def g(): return bound_a - bound_b Would be roughly equivalent to the following code (``__var`` denotes a hidden compiler variable or simply an entry on the interpreter stack):: __arg1 = a __arg2 = b def __scope(bound_a, bound_b): def f(): return bound_a + bound_b def g(): return bound_a - bound_b return types.SimpleNamespace(**locals()) __ref = __scope(__arg1, __arg2) __ref.__doc__ = __scope.__doc__ op(__ref.f, __ref.g) A ``given`` clause is essentially a nested function which is created and then immediately executed. Unless explicitly passed in, names are looked up using normal scoping rules, and thus names defined at class scope will not be visible. Names declared as forward references are returned and used in the header statement, without being bound locally in the surrounding namespace. Syntax Change ------------- Current:: expr_stmt: testlist_star_expr (augassign (yield_expr|testlist) | ('=' (yield_expr|testlist_star_expr))*) del_stmt: 'del' exprlist pass_stmt: 'pass' return_stmt: 'return' [testlist] yield_stmt: yield_expr raise_stmt: 'raise' [test ['from' test]] assert_stmt: 'assert' test [',' test] New:: expr_stmt: testlist_star_expr (augassign (yield_expr|testlist) | ('=' (yield_expr|testlist_star_expr))*) [given_clause] del_stmt: 'del' exprlist [given_clause] pass_stmt: 'pass' [given_clause] return_stmt: 'return' [testlist] [given_clause] yield_stmt: yield_expr [given_clause] raise_stmt: 'raise' [test ['from' test]] [given_clause] assert_stmt: 'assert' test [',' test] [given_clause] given_clause: "given" [(NAME '=' test)+ "in"]":" suite (Note that ``expr_stmt`` in the grammar is a slight misnomer, as it covers assignment and augmented assignment in addition to simple expression statements) .. note:: These proposed grammar changes don't yet cover the forward reference expression syntax for accessing names defined in the statement local namespace. The new clause is added as an optional element of the existing statements rather than as a new kind of compound statement in order to avoid creating an ambiguity in the grammar. It is applied only to the specific elements listed so that nonsense like the following is disallowed:: break given: a = b = 1 import sys given: a = b = 1 However, the precise Grammar change described above is inadequate, as it creates problems for the definition of simple_stmt (which allows chaining of multiple single line statements with ";" rather than "\\n"). So the above syntax change should instead be taken as a statement of intent. Any actual proposal would need to resolve the simple_stmt parsing problem before it could be seriously considered. This would likely require a non-trivial restructuring of the grammar, breaking up small_stmt and flow_stmt to separate the statements that potentially contain arbitrary subexpressions and then allowing a single one of those statements with a ``given`` clause at the simple_stmt level. Something along the lines of:: stmt: simple_stmt | given_stmt | compound_stmt simple_stmt: small_stmt (';' (small_stmt | subexpr_stmt))* [';'] NEWLINE small_stmt: (pass_stmt | flow_stmt | import_stmt | global_stmt | nonlocal_stmt) flow_stmt: break_stmt | continue_stmt given_stmt: subexpr_stmt (given_clause | (';' (small_stmt | subexpr_stmt))* [';']) NEWLINE subexpr_stmt: expr_stmt | del_stmt | flow_subexpr_stmt | assert_stmt flow_subexpr_stmt: return_stmt | raise_stmt | yield_stmt given_clause: "given" (NAME '=' test)* ":" suite For reference, here are the current definitions at that level:: stmt: simple_stmt | compound_stmt simple_stmt: small_stmt (';' small_stmt)* [';'] NEWLINE small_stmt: (expr_stmt | del_stmt | pass_stmt | flow_stmt | import_stmt | global_stmt | nonlocal_stmt | assert_stmt) flow_stmt: break_stmt | continue_stmt | return_stmt | raise_stmt | yield_stmt In addition to the above changes, the definition of ``atom`` would be changed to also allow ``?``. The restriction of this usage to statements with an associated ``given`` clause would be handled by a later stage of the compilation process (likely AST construction, which already enforces other restrictions where the grammar is overly permissive in order to simplify the initial parsing step). New PEP 8 Guidelines -------------------- As discussed on python-ideas ([7]_, [9]_) new :pep:`8` guidelines would also need to be developed to provide appropriate direction on when to use the ``given`` clause over ordinary variable assignments. Based on the similar guidelines already present for ``try`` statements, this PEP proposes the following additions for ``given`` statements to the "Programming Conventions" section of :pep:`8`: - for code that could reasonably be factored out into a separate function, but is not currently reused anywhere, consider using a ``given`` clause. This clearly indicates which variables are being used only to define subcomponents of another statement rather than to hold algorithm or application state. This is an especially useful technique when passing multi-line functions to operations which take callable arguments. - keep ``given`` clauses concise. If they become unwieldy, either break them up into multiple steps or else move the details into a separate function. Rationale ========= Function and class statements in Python have a unique property relative to ordinary assignment statements: to some degree, they are *declarative*. They present the reader of the code with some critical information about a name that is about to be defined, before proceeding on with the details of the actual definition in the function or class body. The *name* of the object being declared is the first thing stated after the keyword. Other important information is also given the honour of preceding the implementation details: - decorators (which can greatly affect the behaviour of the created object, and were placed ahead of even the keyword and name as a matter of practicality more so than aesthetics) - the docstring (on the first line immediately following the header line) - parameters, default values and annotations for function definitions - parent classes, metaclass and optionally other details (depending on the metaclass) for class definitions This PEP proposes to make a similar declarative style available for arbitrary assignment operations, by permitting the inclusion of a "given" suite following any simple assignment statement:: TARGET = [TARGET2 = ... TARGETN =] EXPR given: SUITE By convention, code in the body of the suite should be oriented solely towards correctly defining the assignment operation carried out in the header line. The header line operation should also be adequately descriptive (e.g. through appropriate choices of variable names) to give a reader a reasonable idea of the purpose of the operation without reading the body of the suite. However, while they are the initial motivating use case, limiting this feature solely to simple assignments would be overly restrictive. Once the feature is defined at all, it would be quite arbitrary to prevent its use for augmented assignments, return statements, yield expressions, comprehensions and arbitrary expressions that may modify the application state. The ``given`` clause may also function as a more readable alternative to some uses of lambda expressions and similar constructs when passing one-off functions to operations like ``sorted()`` or in callback based event-driven programming. In module and class level code, the ``given`` clause will serve as a clear and reliable replacement for usage of the ``del`` statement to keep interim working variables from polluting the resulting namespace. One potentially useful way to think of the proposed clause is as a middle ground between conventional in-line code and separation of an operation out into a dedicated function, just as an inline while loop may eventually be factored out into a dedicated generator. Design Discussion ================= Keyword Choice -------------- This proposal initially used ``where`` based on the name of a similar construct in Haskell. However, it has been pointed out that there are existing Python libraries (such as Numpy [4]_) that already use ``where`` in the SQL query condition sense, making that keyword choice potentially confusing. While ``given`` may also be used as a variable name (and hence would be deprecated using the usual ``__future__`` dance for introducing new keywords), it is associated much more strongly with the desired "here are some extra variables this expression may use" semantics for the new clause. Reusing the ``with`` keyword has also been proposed. This has the advantage of avoiding the addition of a new keyword, but also has a high potential for confusion as the ``with`` clause and ``with`` statement would look similar but do completely different things. That way lies C++ and Perl :) Relation to PEP 403 ------------------- :pep:`403` (General Purpose Decorator Clause) attempts to achieve the main goals of this PEP using a less radical language change inspired by the existing decorator syntax. Despite having the same author, the two PEPs are in direct competition with each other. :pep:`403` represents a minimalist approach that attempts to achieve useful functionality with a minimum of change from the status quo. This PEP instead aims for a more flexible standalone statement design, which requires a larger degree of change to the language. Note that where :pep:`403` is better suited to explaining the behaviour of generator expressions correctly, this PEP is better able to explain the behaviour of decorator clauses in general. Both PEPs support adequate explanations for the semantics of container comprehensions. Explaining Container Comprehensions and Generator Expressions ------------------------------------------------------------- One interesting feature of the proposed construct is that it can be used as a primitive to explain the scoping and execution order semantics of container comprehensions:: seq2 = [x for x in y if q(x) for y in seq if p(y)] # would be equivalent to seq2 = ?.result given seq=seq: result = [] for y in seq: if p(y): for x in y: if q(x): result.append(x) The important point in this expansion is that it explains why comprehensions appear to misbehave at class scope: only the outermost iterator is evaluated at class scope, while all predicates, nested iterators and value expressions are evaluated inside a nested scope. Not that, unlike :pep:`403`, the current version of this PEP *cannot* provide a precisely equivalent expansion for a generator expression. The closest it can get is to define an additional level of scoping:: seq2 = ?.g(seq) given: def g(seq): for y in seq: if p(y): for x in y: if q(x): yield x This limitation could be remedied by permitting the given clause to be a generator function, in which case ? would refer to a generator-iterator object rather than a simple namespace:: seq2 = ? given seq=seq in: for y in seq: if p(y): for x in y: if q(x): yield x However, this would make the meaning of "?" quite ambiguous, even more so than is already the case for the meaning of ``def`` statements (which will usually have a docstring indicating whether or not a function definition is actually a generator) Explaining Decorator Clause Evaluation and Application ------------------------------------------------------ The standard explanation of decorator clause evaluation and application has to deal with the idea of hidden compiler variables in order to show steps in their order of execution. The given statement allows a decorated function definition like:: @classmethod def classname(cls): return cls.__name__ To instead be explained as roughly equivalent to:: classname = .d1(classname) given: d1 = classmethod def classname(cls): return cls.__name__ Anticipated Objections ---------------------- Two Ways To Do It ~~~~~~~~~~~~~~~~~ A lot of code may now be written with values defined either before the expression where they are used or afterwards in a ``given`` clause, creating two ways to do it, perhaps without an obvious way of choosing between them. On reflection, I feel this is a misapplication of the "one obvious way" aphorism. Python already offers *lots* of ways to write code. We can use a for loop or a while loop, a functional style or an imperative style or an object oriented style. The language, in general, is designed to let people write code that matches the way they think. Since different people think differently, the way they write their code will change accordingly. Such stylistic questions in a code base are rightly left to the development group responsible for that code. When does an expression get so complicated that the subexpressions should be taken out and assigned to variables, even though those variables are only going to be used once? When should an inline while loop be replaced with a generator that implements the same logic? Opinions differ, and that's OK. However, explicit :pep:`8` guidance will be needed for CPython and the standard library, and that is discussed in the proposal above. Out of Order Execution ~~~~~~~~~~~~~~~~~~~~~~ The ``given`` clause makes execution jump around a little strangely, as the body of the ``given`` clause is executed before the simple statement in the clause header. The closest any other part of Python comes to this is the out of order evaluation in list comprehensions, generator expressions and conditional expressions and the delayed application of decorator functions to the function they decorate (the decorator expressions themselves are executed in the order they are written). While this is true, the syntax is intended for cases where people are themselves *thinking* about a problem out of sequence (at least as far as the language is concerned). As an example of this, consider the following thought in the mind of a Python user: I want to sort the items in this sequence according to the values of attr1 and attr2 on each item. If they're comfortable with Python's ``lambda`` expressions, then they might choose to write it like this:: sorted_list = sorted(original, key=(lambda v: v.attr1, v.attr2)) That gets the job done, but it hardly reaches the standard of ``executable pseudocode`` that fits Python's reputation. If they don't like ``lambda`` specifically, the ``operator`` module offers an alternative that still allows the key function to be defined inline:: sorted_list = sorted(original, key=operator.attrgetter(v. 'attr1', 'attr2')) Again, it gets the job done, but even the most generous of readers would not consider that to be "executable pseudocode". If they think both of the above options are ugly and confusing, or they need logic in their key function that can't be expressed as an expression (such as catching an exception), then Python currently forces them to reverse the order of their original thought and define the sorting criteria first:: def sort_key(item): return item.attr1, item.attr2 sorted_list = sorted(original, key=sort_key) "Just define a function" has been the rote response to requests for multi-line lambda support for years. As with the above options, it gets the job done, but it really does represent a break between what the user is thinking and what the language allows them to express. I believe the proposal in this PEP would finally let Python get close to the "executable pseudocode" bar for the kind of thought expressed above:: sorted_list = sorted(original, key=?.key) given: def key(item): return item.attr1, item.attr2 Everything is in the same order as it was in the user's original thought, and they don't even need to come up with a name for the sorting criteria: it is possible to reuse the keyword argument name directly. A possible enhancement to those proposal would be to provide a convenient shorthand syntax to say "use the given clause contents as keyword arguments". Even without dedicated syntax, that can be written simply as ``**vars(?)``. Harmful to Introspection ~~~~~~~~~~~~~~~~~~~~~~~~ Poking around in module and class internals is an invaluable tool for white-box testing and interactive debugging. The ``given`` clause will be quite effective at preventing access to temporary state used during calculations (although no more so than current usage of ``del`` statements in that regard). While this is a valid concern, design for testability is an issue that cuts across many aspects of programming. If a component needs to be tested independently, then a ``given`` statement should be refactored in to separate statements so that information is exposed to the test suite. This isn't significantly different from refactoring an operation hidden inside a function or generator out into its own function purely to allow it to be tested in isolation. Lack of Real World Impact Assessment ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ The examples in the current PEP are almost all relatively small "toy" examples. The proposal in this PEP needs to be subjected to the test of application to a large code base (such as the standard library or a large Twisted application) in a search for examples where the readability of real world code is genuinely enhanced. This is more of a deficiency in the PEP rather than the idea, though. If it wasn't a real world problem, we wouldn't get so many complaints about the lack of multi-line lambda support and Ruby's block construct probably wouldn't be quite so popular. Open Questions ============== Syntax for Forward References ----------------------------- The ``?`` symbol is proposed for forward references to the given namespace as it is short, currently unused and suggests "there's something missing here that will be filled in later". The proposal in the PEP doesn't neatly parallel any existing Python feature, so reusing an already used symbol has been deliberately avoided. Handling of ``nonlocal`` and ``global`` --------------------------------------- ``nonlocal`` and ``global`` are explicitly disallowed in the ``given`` clause suite and will be syntax errors if they occur. They will work normally if they appear within a ``def`` statement within that suite. Alternatively, they could be defined as operating as if the anonymous functions were defined as in the expansion above. Handling of ``break`` and ``continue`` -------------------------------------- ``break`` and ``continue`` will operate as if the anonymous functions were defined as in the expansion above. They will be syntax errors if they occur in the ``given`` clause suite but will work normally if they appear within a ``for`` or ``while`` loop as part of that suite. Handling of ``return`` and ``yield`` ------------------------------------ ``return`` and ``yield`` are explicitly disallowed in the ``given`` clause suite and will be syntax errors if they occur. They will work normally if they appear within a ``def`` statement within that suite. Examples ======== Defining callbacks for event driven programming:: # Current Python (definition before use) def cb(sock): # Do something with socket def eb(exc): logging.exception( "Failed connecting to %s:%s", host, port) loop.create_connection((host, port), cb, eb) given: # Becomes: loop.create_connection((host, port), ?.cb, ?.eb) given: def cb(sock): # Do something with socket def eb(exc): logging.exception( "Failed connecting to %s:%s", host, port) Defining "one-off" classes which typically only have a single instance:: # Current Python (instantiation after definition) class public_name(): ... # However many lines public_name = public_name(*params) # Current Python (custom decorator) def singleton(*args, **kwds): def decorator(cls): return cls(*args, **kwds) return decorator @singleton(*params) class public_name(): ... # However many lines # Becomes: public_name = ?.MeaningfulClassName(*params) given: class MeaningfulClassName(): ... # Should trawl the stdlib for an example of doing this Calculating attributes without polluting the local namespace (from os.py):: # Current Python (manual namespace cleanup) def _createenviron(): ... # 27 line function environ = _createenviron() del _createenviron # Becomes: environ = ?._createenviron() given: def _createenviron(): ... # 27 line function Replacing default argument hack (from functools.lru_cache):: # Current Python (default argument hack) def decorating_function(user_function, tuple=tuple, sorted=sorted, len=len, KeyError=KeyError): ... # 60 line function return decorating_function # Becomes: return ?.decorating_function given: # Cell variables rather than locals, but should give similar speedup tuple, sorted, len, KeyError = tuple, sorted, len, KeyError def decorating_function(user_function): ... # 60 line function # This example also nicely makes it clear that there is nothing in the # function after the nested function definition. Due to additional # nested functions, that isn't entirely clear in the current code. Possible Additions ================== * The current proposal allows the addition of a ``given`` clause only for simple statements. Extending the idea to allow the use of compound statements would be quite possible (by appending the given clause as an independent suite at the end), but doing so raises serious readability concerns (as values defined in the ``given`` clause may be used well before they are defined, exactly the kind of readability trap that other features like decorators and ``with`` statements are designed to eliminate) * The "explicit early binding" variant may be applicable to the discussions on python-ideas on how to eliminate the default argument hack. A ``given`` clause in the header line for functions (after the return type annotation) may be the answer to that question. Rejected Alternatives ===================== * An earlier version of this PEP allowed implicit forward references to the names in the trailing suite, and also used implicit early binding semantics. Both of these ideas substantially complicated the proposal without providing a sufficient increase in expressive power. The current proposing with explicit forward references and early binding brings the new construct into line with existing scoping semantics, greatly improving the chances the idea can actually be implemented. * In addition to the proposals made here, there have also been suggestions of two suite "in-order" variants which provide the limited scoping of names without supporting out-of-order execution. I believe these suggestions largely miss the point of what people are complaining about when they ask for multi-line lambda support - it isn't that coming up with a name for the subexpression is especially difficult, it's that naming the function before the statement that uses it means the code no longer matches the way the developer thinks about the problem at hand. * I've made some unpublished attempts to allow direct references to the closure implicitly created by the ``given`` clause, while still retaining the general structure of the syntax as defined in this PEP (For example, allowing a subexpression like ``?given`` or ``:given`` to be used in expressions to indicate a direct reference to the implied closure, thus preventing it from being called automatically to create the local namespace). All such attempts have appeared unattractive and confusing compared to the simpler decorator-inspired proposal in :pep:`403`. Reference Implementation ======================== None as yet. If you want a crash course in Python namespace semantics and code compilation, feel free to try ;) TO-DO ===== * Mention :pep:`359` and possible uses for locals() in the ``given`` clause * Figure out if this can be used internally to make the implementation of zero-argument super() calls less awful References ========== .. [1] `Explicitation lines in Python `__ .. [2] `'where' statement in Python `__ .. [3] `Where-statement (Proposal for function expressions) `__ .. [4] `Name conflict with NumPy for 'where' keyword choice `__ .. [6] `Assignments in list/generator expressions `__ .. [7] `Possible PEP 3150 style guidelines (#1) `__ .. [8] `Discussion of PEP 403 (statement local function definition) `__ .. [9] `Possible PEP 3150 style guidelines (#2) `__ * `The "Status quo wins a stalemate" design principle `__ * `Multi-line lambdas (again!) `__ Copyright ========= This document has been placed in the public domain.